Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Forth Capital (USA), LLC CRD: 322623 | - | 0 | 2 | - | Unknown |
| Forth Financial Securities, Corporation CRD: 14363 | - | 0 | 0 | A | INACTIVE |
| Forthright Capital Advisory CRD: 323596 | - | 0 | 19 | - | Unknown |
| Forthright Family Wealth Advisory LLC CRD: 304547 | - | 0 | 1 | - | Unknown |
| Forthright Finances LLC CRD: 300569 | - | 0 | 1 | - | Unknown |
| Forthright Financial Planning LLC CRD: 143287 | - | 0 | 0 | - | Unknown |
| Forthright Financial Services CRD: 326786 | - | 0 | 1 | - | Unknown |
| Forthright Financial, LLC CRD: 292493 | - | 0 | 0 | - | Unknown |
| Forthright Investments, LLC CRD: 256790 | - | 0 | 0 | - | Unknown |
| Forthright Partners LLC CRD: 310311 | - | 0 | 0 | - | Unknown |
| Forthright Partnerstm CRD: 317358 | - | 0 | 2 | - | Unknown |
| Fortifi Capital, LLC CRD: 282653 | - | 0 | 1 | - | Unknown |
| Fortified Financial Services, Inc. CRD: 283182 | - | 0 | 0 | - | Unknown |
| Fortified Wealth CRD: 332137 | - | 0 | 1 | - | Unknown |
| Fortify Financial CRD: 340138 | - | 0 | 1 | - | Unknown |
| Fortify Financial Group, LLC CRD: 322197 | - | 0 | 1 | - | Unknown |
| Fortify Ventures, LLC CRD: 336202 | - | 0 | 1 | - | Unknown |
| Fortify Wealth, Inc. CRD: 297433 | - | 0 | 1 | - | Unknown |
| Fortigent, LLC CRD: 138164 | - | 0 | 0 | - | Unknown |
| Fortin Advisory CRD: 282551 | - | 0 | 0 | - | Unknown |
| Fortin Financial Services CRD: 112986 | - | 0 | 0 | - | Unknown |
| Fortinbras Enterprises LP CRD: 317087 | - | 0 | 0 | - | Unknown |
| Fortinbras Enterprises LP CRD: 330555 | - | 0 | 0 | - | Unknown |
| Fortino Capital Partners NV CRD: 340087 | - | 0 | 0 | - | Unknown |
| Fortis Advisors, LLC CRD: 164498 | - | 0 | 3 | - | Unknown |
| Fortis Asset Management CRD: 174199 | - | 0 | 0 | - | Unknown |
| Fortis Capital Advisors, LLC CRD: 309709 | - | 0 | 63 | - | Unknown |
| Fortis Capital Investments Inc. CRD: 15006 | - | 0 | 0 | A | INACTIVE |
| Fortis Group Advisors LLC CRD: 290427 | - | 0 | 22 | - | Unknown |
| Fortis Securities LLC CRD: 103714 | - | 1 | 0 | B | INACTIVE |
| Fortis Venture Partners, LLC CRD: 311668 | - | 0 | 0 | - | Unknown |
| Fortis Wealth Management CRD: 268808 | - | 0 | 3 | - | Unknown |
| Fortis Wealth Management, LLC CRD: 322409 | - | 0 | 1 | - | Unknown |
| Fortiter Wealth Management, LLC CRD: 169577 | - | 0 | 2 | - | Unknown |
| Fortitude Advisors and Accounting Inc CRD: 312337 | - | 0 | 1 | - | Unknown |
| Fortitude Advisory Group L.L.C. CRD: 116083 | - | 0 | 12 | - | Unknown |
| Fortitude Family Office CRD: 317615 | - | 0 | 1 | - | Unknown |
| Fortitude Financial CRD: 172119 | - | 0 | 0 | - | Unknown |
| Fortitude Financial LLC CRD: 313235 | - | 0 | 1 | - | Unknown |
| Fortitude Financial Planning LLC CRD: 309750 | - | 0 | 2 | - | Unknown |
| Fortitude Private Wealth CRD: 290074 | - | 0 | 1 | - | Unknown |
| Fortitude Ventures LLC CRD: 331888 | - | 0 | 1 | - | Unknown |
| Fortitude Wealth Management CRD: 159192 | - | 0 | 1 | - | Unknown |
| Fortitude Wealth Management L.L.C. CRD: 297013 | - | 0 | 2 | - | Unknown |
| Fortius Financial Advisors, LLC CRD: 128060 | - | 0 | 3 | - | Unknown |
| Fortius Ventures Management, LLC CRD: 319058 | - | 0 | 1 | - | Unknown |
| Fortney Investment Advisors Inc. CRD: 122518 | - | 0 | 0 | - | Unknown |
| Fortnum Asset Management CRD: 269889 | - | 0 | 0 | - | Unknown |
| Fortpoint Investment Management CRD: 146572 | - | 0 | 0 | - | Unknown |
| Fortrend Securities, Inc. CRD: 10677 | - | 0 | 0 | A | INACTIVE |