Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fornext Inc. CRD: 337490 | - | 0 | 1 | - | Unknown |
| Forney, Patrick Joseph CRD: 34566 | - | 0 | 0 | A | INACTIVE |
| Foro Capital Markets, LLC CRD: 311125 | - | 0 | 0 | A | INACTIVE |
| Foronjy Financial CRD: 332380 | - | 0 | 2 | - | Unknown |
| Foros Securities LLC CRD: 150217 | NY | 0 | 2 | A | Active |
| Forq Capital Management LLC CRD: 316280 | - | 0 | 0 | - | Unknown |
| Forrest Financial Group CRD: 226604 | - | 0 | 0 | - | Unknown |
| Forrest Financial Partners LLC CRD: 325055 | - | 0 | 2 | - | Unknown |
| Forrest Financial Services CRD: 117546 | - | 0 | 3 | - | Unknown |
| Forrest Investment Management, Inc. CRD: 141879 | - | 0 | 1 | - | Unknown |
| Forrester Financial Advisors CRD: 114347 | - | 0 | 0 | - | Unknown |
| Fors Financial CRD: 335705 | - | 0 | 1 | - | Unknown |
| Forsman Financial Services CRD: 339523 | - | 0 | 1 | - | Unknown |
| Forstrong Global Asset Management Inc. CRD: 156807 | - | 0 | 0 | - | Unknown |
| Forsyth Capital LLC CRD: 311784 | - | 0 | 0 | - | Unknown |
| Forsyth Street Advisors LLC CRD: 163486 | - | 0 | 0 | - | Unknown |
| Forsyth Wealth Management, Inc. CRD: 140225 | - | 0 | 0 | - | Unknown |
| Forsythe Wealth Management, Inc. CRD: 293152 | - | 0 | 2 | - | Unknown |
| Forsythia Financial CRD: 328358 | - | 0 | 1 | - | Unknown |
| Fort Advisors Inc CRD: 299243 | - | 0 | 3 | - | Unknown |
| Fort Baker Capital Management LP CRD: 282926 | - | 0 | 1 | - | Unknown |
| Fort Dearborn Capital Advisors, LLC CRD: 168785 | - | 0 | 0 | A | INACTIVE |
| Fort Eagle Wealth Management CRD: 317575 | - | 0 | 1 | - | Unknown |
| Fort Henry Capital, LLC CRD: 168695 | - | 0 | 1 | - | Unknown |
| Fort Pitt Capital Group, LLC CRD: 281385 | - | 0 | 0 | - | Unknown |
| Fort Point Capital CRD: 164067 | - | 0 | 1 | - | Unknown |
| Fort Point Capital Partners LLC CRD: 146759 | - | 0 | 12 | - | Unknown |
| Fort Rock Asset Management, LLC CRD: 113044 | - | 0 | 0 | - | Unknown |
| Fort Ross Capital Management, LLC CRD: 128064 | - | 0 | 3 | - | Unknown |
| Fort Ross Ventures CRD: 328177 | - | 0 | 0 | - | Unknown |
| Fort Ross Ventures CRD: 324020 | - | 0 | 0 | - | Unknown |
| Fort Sheridan Advisors LLC CRD: 151139 | - | 0 | 6 | - | Unknown |
| Fort Vancouver Investment Management, LLC CRD: 157019 | - | 0 | 1 | - | Unknown |
| Fort Warren Capital CRD: 171941 | - | 0 | 0 | - | Unknown |
| Fort Washington Investment Advisors Inc CRD: 107126 | - | 0 | 8 | - | Unknown |
| Fort Worth Financial, Inc. CRD: 19861 | - | 0 | 0 | A | INACTIVE |
| Fort, L.P. CRD: 168613 | - | 0 | 0 | - | Unknown |
| Forta Financial Group, Inc. CRD: 28784 | - | 6 | 0 | C | INACTIVE |
| Forte Asset Management, LLC CRD: 132969 | - | 0 | 1 | - | Unknown |
| Forte Capital LLC CRD: 109941 | - | 0 | 0 | - | Unknown |
| Forte Capital Management III L.L.C. CRD: 312628 | - | 0 | 1 | - | Unknown |
| Forte Securities LLC CRD: 38373 | NY | 3 | 2 | B | Active |
| Forte Ventures CRD: 173701 | - | 0 | 1 | - | Unknown |
| Forte Wealth Consulting LLC CRD: 283407 | - | 0 | 0 | - | Unknown |
| Forte Wealth Management Group CRD: 174876 | - | 0 | 0 | - | Unknown |
| Fortem Financial Group, LLC CRD: 291662 | - | 0 | 6 | - | Unknown |
| Fortem Financial, LLC CRD: 283097 | - | 0 | 0 | - | Unknown |
| Forterra Land DEV Fund MGR CRD: 337790 | - | 0 | 1 | - | Unknown |
| Forteus Investment Management UK LLP CRD: 327570 | - | 0 | 0 | - | Unknown |
| Fortezza Wealth Advisors, LLC CRD: 342326 | - | 0 | 1 | - | Unknown |