Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Forest Tree Capital CRD: 325656 | - | 0 | 2 | - | Unknown |
| Forestedge LLC CRD: 288637 | - | 0 | 0 | - | Unknown |
| Forester Capital, L.L.C. CRD: 160806 | - | 0 | 1 | - | Unknown |
| Foresters Equity Services, Inc. CRD: 18464 | - | 2 | 0 | B | INACTIVE |
| Foresters Financial Services, Inc. CRD: 305 | - | 55 | 0 | F | INACTIVE |
| Forestis Financial Analytics, Inc. CRD: 113733 | - | 0 | 2 | - | Unknown |
| Forestline LLC CRD: 285732 | - | 0 | 0 | - | Unknown |
| Forestview Financial Partners, LLC CRD: 286633 | - | 0 | 2 | - | Unknown |
| Forethought Investments CRD: 289919 | - | 0 | 0 | - | Unknown |
| Forethought Planning LLC CRD: 332013 | - | 0 | 1 | - | Unknown |
| Forever Financial Advisors, LLC CRD: 134486 | - | 0 | 1 | - | Unknown |
| Forever Wealth LLC CRD: 288480 | - | 0 | 0 | - | Unknown |
| Forever Young Integrated Wealth CRD: 334437 | - | 0 | 1 | - | Unknown |
| Foreword Capital, LP CRD: 332205 | - | 0 | 1 | - | Unknown |
| Foreword Foundry, LLC CRD: 340146 | - | 0 | 1 | - | Unknown |
| Forey and Associates CRD: 44949 | - | 0 | 0 | A | INACTIVE |
| Forge Advisory LLC CRD: 343382 | - | 0 | 1 | - | Unknown |
| Forge Capital CRD: 338993 | - | 0 | 1 | - | Unknown |
| Forge Financial CRD: 306480 | - | 0 | 4 | - | Unknown |
| Forge Financial Group, Inc. CRD: 100020 | - | 5 | 0 | C | INACTIVE |
| Forge Global Advisors LLC CRD: 284722 | - | 0 | 1 | - | Unknown |
| Forge Markets LLC CRD: 166555 | - | 0 | 0 | A | INACTIVE |
| Forge Securities LLC CRD: 134596 | CA | 0 | 3 | A | Active |
| Forgelight LLC CRD: 307944 | - | 0 | 1 | - | Unknown |
| Forgepoint Capital Management, L.L.C. CRD: 281676 | - | 0 | 1 | - | Unknown |
| Foris Capital US LLC CRD: 282331 | NH | 0 | 3 | A | Active |
| Form Wealth Advisors, LLC CRD: 326519 | - | 0 | 2 | - | Unknown |
| Forma Capital Management Company, LLC CRD: 326108 | - | 0 | 1 | - | Unknown |
| Forma Financial Planning CRD: 330194 | - | 0 | 1 | - | Unknown |
| Forma Prime LLC CRD: 318494 | - | 0 | 1 | - | Unknown |
| Forman Capital, LLC CRD: 329537 | - | 0 | 1 | - | Unknown |
| Formation Capital CRD: 160400 | - | 0 | 0 | - | Unknown |
| Formation Group Management, LLC CRD: 281175 | - | 0 | 0 | - | Unknown |
| Formation Holdings, LLC CRD: 150089 | - | 1 | 0 | B | INACTIVE |
| Formation VC Management Co, LLC CRD: 335393 | - | 0 | 1 | - | Unknown |
| Formation Venture Engineering Management, LLC CRD: 320772 | - | 0 | 1 | - | Unknown |
| Formation Wealth Management CRD: 285001 | - | 0 | 1 | - | Unknown |
| Formation8 Partners, LLC CRD: 163046 | - | 0 | 1 | - | Unknown |
| Formative Ventures Management Company, LLC CRD: 162232 | - | 0 | 0 | - | Unknown |
| Formentera Partners LP CRD: 311055 | - | 0 | 1 | - | Unknown |
| Formic Management LLC CRD: 175199 | - | 0 | 0 | - | Unknown |
| Formidable Asset Management, LLC CRD: 167555 | - | 0 | 10 | - | Unknown |
| Formula Financial LLC CRD: 313969 | - | 0 | 0 | - | Unknown |
| Formula Growth Limited CRD: 163245 | - | 0 | 0 | - | Unknown |
| Formula Growth Management Corp CRD: 285005 | - | 0 | 1 | - | Unknown |
| Formula Wealth CRD: 308923 | - | 0 | 1 | - | Unknown |
| Formulafolios Distributors, Inc. CRD: 151168 | - | 0 | 0 | - | Unknown |
| Formulate Financial LLC CRD: 331026 | - | 0 | 1 | - | Unknown |
| Formulate Ventures CRD: 310342 | - | 0 | 1 | - | Unknown |
| Forness Financial LLC CRD: 172473 | - | 0 | 1 | - | Unknown |