Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Forerunner Ventures Management, LLC CRD: 165109 | - | 0 | 1 | - | Unknown |
| Foresee Wealth Advisors CRD: 333296 | - | 0 | 1 | - | Unknown |
| Foreside Associates, LLC CRD: 13494 | - | 0 | 0 | A | INACTIVE |
| Foreside Distribution Services, L.P. CRD: 15634 | ME | 2 | 12 | B | Active |
| Foreside Distribution Solutions, LLC CRD: 118787 | - | 0 | 0 | A | INACTIVE |
| Foreside Financial Services, LLC CRD: 148477 | ME | 0 | 79 | A | Active |
| Foreside Fund Services, LLC CRD: 46106 | ME | 0 | 248 | A | Active |
| Foreside Funds Distributors LLC CRD: 31334 | ME | 0 | 28 | A | Active |
| Foreside Global Services, LLC CRD: 147382 | ME | 0 | 17 | A | Active |
| Foreside Investment Services, LLC CRD: 30016 | - | 1 | 0 | B | INACTIVE |
| Foreside Plaza Distributors, LLC CRD: 103739 | - | 0 | 0 | A | INACTIVE |
| Foresight Advisors CRD: 154516 | - | 0 | 1 | - | Unknown |
| Foresight Australia Funds Management Limited CRD: 281800 | - | 0 | 0 | - | Unknown |
| Foresight Capital Corporation CRD: 18116 | - | 0 | 0 | A | INACTIVE |
| Foresight Capital LLC CRD: 211514 | - | 0 | 0 | - | Unknown |
| Foresight Financial Advising LLC CRD: 325040 | - | 0 | 1 | - | Unknown |
| Foresight Financial Advisory CRD: 307338 | - | 0 | 1 | - | Unknown |
| Foresight Financial Planning CRD: 134635 | - | 0 | 0 | - | Unknown |
| Foresight Financial Planning CRD: 329830 | - | 0 | 1 | - | Unknown |
| Foresight Financial Planning LLC CRD: 168520 | - | 0 | 0 | - | Unknown |
| Foresight Financial Planning LLC CRD: 329846 | - | 0 | 0 | - | Unknown |
| Foresight Financial Services, Inc. CRD: 152980 | - | 0 | 0 | - | Unknown |
| Foresight Financial Services, LLC CRD: 312958 | - | 0 | 1 | - | Unknown |
| Foresight Financial, LLC CRD: 154212 | - | 0 | 0 | - | Unknown |
| Foresight Global Investors, Inc. CRD: 281818 | - | 0 | 1 | - | Unknown |
| Foresight Group LLP CRD: 311974 | - | 0 | 0 | - | Unknown |
| Foresight Group Luxembourg S.A. CRD: 335012 | - | 0 | 0 | - | Unknown |
| Foresight Investing CRD: 128595 | - | 0 | 2 | - | Unknown |
| Foresight Investments Management, Inc. CRD: 116327 | - | 0 | 2 | - | Unknown |
| Foresight Investments, LLC CRD: 132644 | - | 1 | 0 | B | INACTIVE |
| Foresight Personal Financial Planning, LLC CRD: 142342 | - | 0 | 0 | - | Unknown |
| Foresight Research Solutions LLC CRD: 131411 | - | 0 | 0 | A | INACTIVE |
| Foresight Securities, Inc. CRD: 37502 | - | 0 | 0 | A | INACTIVE |
| Foresight Wealth Advisors CRD: 286127 | - | 0 | 1 | - | Unknown |
| Foresight Wealth Advisory, LLC CRD: 340465 | - | 0 | 2 | - | Unknown |
| Foresite Capital CRD: 162823 | - | 0 | 1 | - | Unknown |
| Forest Asset Management LLC CRD: 139795 | - | 0 | 1 | - | Unknown |
| Forest Capital CRD: 130073 | - | 0 | 0 | - | Unknown |
| Forest Capital CRD: 325514 | - | 0 | 3 | - | Unknown |
| Forest Equities Corporation CRD: 18157 | - | 0 | 0 | A | INACTIVE |
| Forest Fulcrum Fund L.P. CRD: 31133 | - | 0 | 0 | A | INACTIVE |
| Forest Hill Capital, LLC CRD: 129667 | - | 0 | 1 | - | Unknown |
| Forest Hill Financial Advisory Group LLC CRD: 141274 | - | 0 | 2 | - | Unknown |
| Forest Hill Strategic Value Advisers, LLC CRD: 318868 | - | 0 | 0 | - | Unknown |
| Forest Park Capital LLC CRD: 337308 | - | 0 | 1 | - | Unknown |
| Forest Performance Fund LP CRD: 43622 | - | 0 | 0 | A | INACTIVE |
| Forest Road Asset Management LLC CRD: 315600 | - | 0 | 1 | - | Unknown |
| Forest Road Securities CRD: 313784 | - | 0 | 0 | A | INACTIVE |
| Forest Road Securities BD LLC CRD: 148232 | CA | 0 | 2 | A | Active |
| Forest Securities,Inc. CRD: 16255 | - | 5 | 0 | C | INACTIVE |