Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Footprint Ventures, Inc. CRD: 163029 | - | 0 | 0 | - | Unknown |
| Footprints Asset Management & Research, Inc. CRD: 128040 | - | 0 | 2 | - | Unknown |
| Footwork Management, LLC CRD: 315000 | - | 0 | 1 | - | Unknown |
| FOR Retired Only CRD: 136310 | - | 0 | 0 | - | Unknown |
| Fora Capital, LLC CRD: 295393 | - | 0 | 1 | - | Unknown |
| Forada Limited CRD: 323144 | - | 0 | 0 | - | Unknown |
| Forbes & York Securities Limited Liability Company CRD: 45837 | - | 0 | 0 | A | INACTIVE |
| Forbes Fiduciary & Financial, LLC CRD: 282544 | - | 0 | 0 | - | Unknown |
| Forbes Financial Planning, Inc. CRD: 143912 | - | 0 | 1 | - | Unknown |
| Forbes, Walsh, Kelly & Co., Inc. CRD: 7794 | - | 4 | 0 | C | INACTIVE |
| Forbestown Securities, Inc. CRD: 23294 | - | 0 | 0 | A | INACTIVE |
| Forbion CRD: 162925 | - | 0 | 0 | - | Unknown |
| Forbion North America LLC CRD: 330153 | - | 0 | 1 | - | Unknown |
| Force Acres, LLC CRD: 306946 | - | 0 | 1 | - | Unknown |
| Force Hill Capital Management LP CRD: 306048 | - | 0 | 0 | - | Unknown |
| Force Shawn C CRD: 123132 | - | 0 | 0 | A | INACTIVE |
| Force TEN Partners LLC CRD: 314579 | - | 0 | 0 | - | Unknown |
| Force, Brian Huth CRD: 32162 | - | 0 | 0 | A | INACTIVE |
| Force, Scott Douglas CRD: 32169 | - | 0 | 0 | A | INACTIVE |
| Forcefield Capital, LLC CRD: 316049 | - | 0 | 0 | A | INACTIVE |
| Ford Asset Management, LLC CRD: 173099 | - | 0 | 1 | - | Unknown |
| Ford Equity Research CRD: 119674 | - | 0 | 0 | - | Unknown |
| Ford Financial Advisors, Limited CRD: 147314 | - | 0 | 1 | - | Unknown |
| Ford Financial Fitness CRD: 334449 | - | 0 | 1 | - | Unknown |
| Ford Financial Group CRD: 284977 | - | 0 | 0 | - | Unknown |
| Ford Financial Services, Inc. CRD: 13421 | - | 0 | 0 | A | INACTIVE |
| Ford Financial Solutions, LLC CRD: 282588 | - | 0 | 1 | - | Unknown |
| Ford Investment & Retirement Management LLC CRD: 315920 | - | 0 | 1 | - | Unknown |
| Ford Street Management LLC CRD: 331094 | - | 0 | 1 | - | Unknown |
| Ford Street Ventures I GP, LLC CRD: 309310 | - | 0 | 0 | - | Unknown |
| Ford Street Ventures II GP LLC CRD: 328486 | - | 0 | 0 | - | Unknown |
| Ford Wealth Management LLC CRD: 173501 | - | 0 | 0 | - | Unknown |
| Ford, Suzanne Collins CRD: 149465 | - | 0 | 0 | - | Unknown |
| Fordham Financial Services, Inc. CRD: 125887 | - | 0 | 2 | - | Unknown |
| Fordham Financial Services, LLC CRD: 172598 | - | 0 | 1 | - | Unknown |
| Fordwellington LLC CRD: 342392 | - | 0 | 0 | - | Unknown |
| Fore Research and Management, LP CRD: 130263 | - | 0 | 0 | - | Unknown |
| Forecast Financial LLC CRD: 168316 | - | 0 | 0 | - | Unknown |
| Forecast Institute, LLC CRD: 285694 | - | 0 | 2 | - | Unknown |
| Forecast Securities, Inc. CRD: 15058 | - | 0 | 0 | A | INACTIVE |
| FORECAST.NET, LLC CRD: 268795 | - | 0 | 0 | - | Unknown |
| Forefront CRD: 308521 | - | 0 | 23 | - | Unknown |
| Forefront Analytics, LLC CRD: 153016 | - | 0 | 1 | - | Unknown |
| Forefront Venture Fund Management, LLC CRD: 316233 | - | 0 | 1 | - | Unknown |
| Forefront Wealth Management CRD: 299003 | - | 0 | 0 | - | Unknown |
| Forelas Securities, Inc. CRD: 15751 | - | 0 | 0 | A | INACTIVE |
| Forem Investments LLC CRD: 169636 | - | 0 | 1 | - | Unknown |
| Foreman, Thomas Baizer CRD: 37678 | - | 0 | 0 | A | INACTIVE |
| Forensic Decisions PR LLC CRD: 313335 | - | 0 | 2 | - | Unknown |
| Forepont Capital LLC CRD: 308323 | - | 0 | 0 | - | Unknown |