Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fogel Neale Wealth Management, LLC CRD: 149329 | - | 0 | 0 | - | Unknown |
| Fogel Neale Wealth Management, LLC CRD: 300358 | - | 0 | 1 | - | Unknown |
| Foghorn Fund GP, LLC CRD: 284000 | - | 0 | 1 | - | Unknown |
| Foguth Wealth Management, LLC. CRD: 327434 | - | 0 | 36 | - | Unknown |
| Foley Mufson Howe & Company CRD: 29993 | - | 0 | 0 | A | INACTIVE |
| Folger Hill Asset Management LP CRD: 174323 | - | 0 | 0 | - | Unknown |
| Folger Nolan Fleming Douglas Capital Management, I… CRD: 140444 | - | 0 | 2 | - | Unknown |
| Folger Nolan Fleming Douglas Incorporated CRD: 319 | DC | 2 | 13 | B | Active |
| Folgmann Financial Group LLC CRD: 309348 | - | 0 | 1 | - | Unknown |
| Foliage Financial CRD: 335253 | - | 0 | 1 | - | Unknown |
| Folio Research, LLC CRD: 164058 | - | 0 | 0 | - | Unknown |
| Foliobeyond, LLC CRD: 298234 | - | 0 | 2 | - | Unknown |
| Folionet Advisers LLC CRD: 300145 | - | 0 | 1 | - | Unknown |
| Folionet Financial LLC CRD: 283965 | FL | 0 | 2 | A | Active |
| Folium Capital LP CRD: 284801 | - | 0 | 1 | - | Unknown |
| Folius Ventures LLC CRD: 316952 | - | 0 | 0 | - | Unknown |
| Folla Capital, LLC CRD: 305140 | NC | 0 | 2 | A | Active |
| Follow RIA CRD: 318724 | - | 0 | 0 | - | Unknown |
| Follow-on Management LLC CRD: 324674 | - | 0 | 1 | - | Unknown |
| Folmar Advisory, LLC CRD: 141240 | - | 0 | 1 | - | Unknown |
| Folse Financial CRD: 336470 | - | 0 | 1 | - | Unknown |
| Folsom Wealth Advisors CRD: 329515 | - | 0 | 1 | - | Unknown |
| FON Corporate Finance LLC CRD: 307905 | VA | 0 | 3 | A | Active |
| Fonar Financial Corp. CRD: 22999 | - | 0 | 0 | A | INACTIVE |
| Fondahn Financial CRD: 329680 | - | 0 | 1 | - | Unknown |
| Fondinvest Capital CRD: 164856 | - | 0 | 0 | - | Unknown |
| Fondren Management LP CRD: 171604 | - | 0 | 0 | - | Unknown |
| Fondren Oaks Capital Management CRD: 290726 | - | 0 | 2 | - | Unknown |
| Fong Ronald CRD: 135342 | - | 0 | 0 | - | Unknown |
| Fong, Kenneth W. CRD: 44362 | - | 0 | 0 | A | INACTIVE |
| Fong, Kenneth Wing CRD: 126960 | - | 0 | 0 | A | INACTIVE |
| Fonshill & Company CRD: 7495 | - | 0 | 0 | A | INACTIVE |
| Font Management, LLC CRD: 327558 | - | 0 | 1 | - | Unknown |
| Fontaine David Alex CRD: 19619 | - | 0 | 0 | A | INACTIVE |
| Fonte Financial Advisors CRD: 311162 | - | 0 | 1 | - | Unknown |
| Fontecindam Securities, Inc. CRD: 40709 | - | 0 | 0 | A | INACTIVE |
| Fontinalis Partners, LLC CRD: 161242 | - | 0 | 1 | - | Unknown |
| Fontis Management LLC CRD: 163003 | - | 0 | 0 | - | Unknown |
| Foord, VAN Bruggen & Pajak Financial Services CRD: 130471 | - | 0 | 0 | - | Unknown |
| Footbridge Partners, LLC CRD: 306795 | - | 0 | 1 | - | Unknown |
| Foote Financial, Inc. CRD: 120954 | - | 0 | 0 | - | Unknown |
| Foothill Securities, Inc. CRD: 1027 | - | 6 | 0 | D | INACTIVE |
| Foothills Advisors, LLC CRD: 298408 | - | 0 | 2 | - | Unknown |
| Foothills Capital Management & Consulting LLC CRD: 163268 | - | 0 | 0 | - | Unknown |
| Foothills Financial Planning & Wealth Management, … CRD: 147270 | - | 0 | 0 | - | Unknown |
| Foothills Investments, L.L.C. CRD: 336454 | - | 0 | 1 | - | Unknown |
| Footlamp CRD: 265788 | - | 0 | 1 | - | Unknown |
| Footnote 10, LLC CRD: 316357 | - | 0 | 1 | - | Unknown |
| Footpath Ventures LP CRD: 306142 | - | 0 | 1 | - | Unknown |
| Footprint Coalition Ventures CRD: 312398 | - | 0 | 1 | - | Unknown |