CRD #319 · FINRA BrokerCheck + SEC IAPD

Folger Nolan Fleming Douglas Incorporated

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Folger Nolan Fleming Douglas Incorporated ranks #2,780 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #2 of 17 on the same disclosure sort used on the state browse page. Folger Nolan Fleming Douglas Incorporated carries 2 BrokerCheck disclosures across 13 branch offices - light load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
13
branch offices
2
disclosures
#2,780 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 319 Folger Nolan Fleming Douglas Incorporated

Folger Nolan Fleming Douglas Incorporated · Grade B · 2 disc · 0.15/office · Regional firm

  • CRD 319
  • GRADE B
  • DISC 2
  • REG 2
  • ARB 0
  • CIV 0
  • BRANCH 13
  • PER-OFF 0.15
  • RANK #2,780 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Cbiz Financial Solutions, Inc. (0.15 disc/office)

Cbiz Financial Solution…0.15Dalmore Group LLC0.15Development Corporation…0.16Folger Nolan Flemin… (this)0.15
Disclosures per office among regional firm peers (lower is cleaner)

Folger Nolan Fleming Douglas Incorporated ranks #2,780 of 20,055 by disclosure count among graded broker-dealers; light load at 0.15 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

13 offices

FINRA: Small firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

2 actions

100% of all disclosures

Disclosures per office

0.15 per office

2 ÷ 13 offices

Folger Nolan Fleming Douglas Incorporated vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 82% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 0
Civil Events 0
Total 2

Counts for Folger Nolan Fleming Douglas Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Washington, DC
CRD Number
319

Regulator-heavy mix

Folger Nolan Fleming Douglas Incorporated in the heavier-disclosure third

Folger Nolan Fleming Douglas Incorporated carries 2 BrokerCheck disclosures across 13 branch offices - a heavier-third raw book among graded firms (#2,780 of 20,055). Regulator-initiated events are 100% of the book (2 regulatory / 0 arbitration / 0 civil).

100% of Folger Nolan Fleming Douglas Incorporated's 2 disclosures are regulator-initiated (2 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Folger Nolan Fleming Douglas Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

District of Columbia cohort · 3.09× state average

Folger Nolan Fleming Douglas Incorporated sits above the District of Columbia disclosure average

Folger Nolan Fleming Douglas Incorporated reports 2 BrokerCheck disclosures, 3.09× the District of Columbia average of 0.6 across 17 graded firms with a principal-office state on file.

In District of Columbia, 12 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the District of Columbia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Folger Nolan Fleming Douglas Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Folger Nolan Fleming Douglas Incorporated ranks #2,780 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #2 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Folger Nolan Fleming Douglas Incorporated?
A grade of B reflects Folger Nolan Fleming Douglas Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 2 total disclosures across 13 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Folger Nolan Fleming Douglas Incorporated have?
Folger Nolan Fleming Douglas Incorporated has 2 total FINRA disclosures, including 2 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Folger Nolan Fleming Douglas Incorporated?
Folger Nolan Fleming Douglas Incorporated operates 13 branch offices and is classified by FINRA as a small firm, registered in DC (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Folger Nolan Fleming Douglas Incorporated's disciplinary record?
You can verify Folger Nolan Fleming Douglas Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 319. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Folger Nolan Fleming Douglas Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Folger Nolan Fleming Douglas Incorporated carries 2 disclosures across 13 branch offices (about 0.15 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Folger Nolan Fleming Douglas Incorporated, both outside DC so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Cbiz Financial Solutions, Inc. (OH) - 0.15 disclosures/office, nearest regional firm peer to Folger Nolan Fleming Douglas Incorporated's 0.15
  • Dalmore Group LLC (NY) - 0.15 disclosures/office, nearest regional firm peer to Folger Nolan Fleming Douglas Incorporated's 0.15
  • Development Corporation for Israel (NY) - 0.16 disclosures/office, nearest regional firm peer to Folger Nolan Fleming Douglas Incorporated's 0.15
  • Firms in DC - state roster that includes Folger Nolan Fleming Douglas Incorporated's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Folger Nolan Fleming Douglas Incorporated.
  • Reading BrokerCheck Reports - How Folger Nolan Fleming Douglas Incorporated's 0.15 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Folger Nolan Fleming Douglas Incorporated.
  • Compare firms - put Folger Nolan Fleming Douglas Incorporated next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.