Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Focus Capital, LLC CRD: 118068 | - | 0 | 2 | - | Unknown |
| Focus Equities, Inc. CRD: 17453 | - | 0 | 0 | A | INACTIVE |
| Focus Financial CRD: 116140 | - | 0 | 81 | - | Unknown |
| Focus Financial Advisors CRD: 297806 | - | 0 | 0 | - | Unknown |
| Focus Financial Advisors, Inc. CRD: 105038 | - | 0 | 0 | - | Unknown |
| Focus Financial, LLC CRD: 142652 | - | 0 | 1 | - | Unknown |
| Focus Fund Advisors LLC CRD: 319551 | - | 0 | 0 | - | Unknown |
| Focus II Securities, Inc. CRD: 25068 | - | 0 | 0 | A | INACTIVE |
| Focus Investment Advisors, Inc CRD: 109970 | - | 0 | 1 | - | Unknown |
| Focus Investment Group, LLC CRD: 135665 | - | 0 | 0 | - | Unknown |
| Focus Investments, LLC CRD: 125813 | - | 0 | 2 | - | Unknown |
| Focus Investments, LLC CRD: 211515 | - | 0 | 0 | - | Unknown |
| Focus on Success, LLC CRD: 129739 | - | 0 | 0 | - | Unknown |
| Focus Partners Wealth, LLC CRD: 159289 | - | 0 | 1,005 | - | Unknown |
| Focus Planning Group CRD: 281231 | - | 0 | 1 | - | Unknown |
| Focus Point Capital LLC CRD: 155819 | - | 0 | 3 | - | Unknown |
| Focus Quantitative Methods, Inc. CRD: 301240 | - | 0 | 1 | - | Unknown |
| Focus Real Estate Securities Corporation CRD: 15905 | - | 0 | 0 | A | INACTIVE |
| Focus Securities LLC CRD: 150589 | VA | 0 | 2 | A | Active |
| Focus Securities, Inc. CRD: 15023 | - | 0 | 0 | A | INACTIVE |
| Focus Strategies Merchant Banking, LLC CRD: 172021 | TX | 0 | 2 | A | Active |
| Focus Ventures CRD: 161702 | - | 0 | 0 | - | Unknown |
| Focus Wealth Advisors LLC CRD: 136026 | - | 0 | 2 | - | Unknown |
| Focus Wealth Advisors, LLC CRD: 165425 | - | 0 | 1 | - | Unknown |
| Focus Wealth Management, Ltd. CRD: 116836 | - | 0 | 0 | - | Unknown |
| Focus1Advisors CRD: 165767 | - | 0 | 0 | - | Unknown |
| Focused Alpha, LLC CRD: 310591 | - | 0 | 4 | - | Unknown |
| Focused Compounding Capital Management, LLC CRD: 306305 | - | 0 | 2 | - | Unknown |
| Focused Finances, LLC CRD: 130911 | - | 0 | 1 | - | Unknown |
| Focused Financial Management, LLC CRD: 117274 | - | 0 | 0 | - | Unknown |
| Focused Financial Planning LLC CRD: 134178 | - | 0 | 0 | - | Unknown |
| Focused Fundamental Strategies, LLC CRD: 153657 | - | 0 | 0 | - | Unknown |
| Focused Investments L.L.C. CRD: 37532 | - | 0 | 0 | A | INACTIVE |
| Focused Investors LLC CRD: 140010 | - | 0 | 3 | - | Unknown |
| Focused Mission Financial CRD: 322953 | - | 0 | 1 | - | Unknown |
| Focused Trading and Investments, Inc. CRD: 289387 | - | 0 | 1 | - | Unknown |
| Focused UP Financial, LLC CRD: 293504 | - | 0 | 1 | - | Unknown |
| Focused Wealth Management, Inc. CRD: 154828 | - | 0 | 2 | - | Unknown |
| Focused Wealth Strategies, PC CRD: 141753 | - | 0 | 0 | - | Unknown |
| Focuspoint Solutions, Inc. CRD: 131195 | - | 0 | 0 | - | Unknown |
| Focusyou CRD: 155690 | - | 0 | 1 | - | Unknown |
| FOG City Advisors, LLC CRD: 121264 | - | 0 | 0 | - | Unknown |
| FOG City Advisors, LLC CRD: 321822 | - | 0 | 1 | - | Unknown |
| FOG Ventures Management LLC CRD: 330017 | - | 0 | 1 | - | Unknown |
| Fogarty Wealth Management, Inc. CRD: 283998 | - | 0 | 1 | - | Unknown |
| Foge, Richard Harold CRD: 35582 | - | 0 | 0 | A | INACTIVE |
| Fogel Financial Planning CRD: 129520 | - | 0 | 0 | - | Unknown |
| Fogel Group LLC CRD: 131270 | - | 1 | 0 | B | INACTIVE |
| Fogel Investment Advisory Group, Inc. CRD: 143770 | - | 0 | 2 | - | Unknown |
| Fogel Neale Securities, LLC CRD: 153152 | - | 1 | 0 | B | INACTIVE |