Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FMG Distributors, Inc. CRD: 29243 | CT | 2 | 2 | B | Active |
| FMG Securities Corp. CRD: 38092 | - | 0 | 0 | A | INACTIVE |
| FMI CRD: 165271 | - | 0 | 0 | - | Unknown |
| FMI CRD: 117600 | - | 0 | 1 | - | Unknown |
| FMI Capital Advisors, Inc. CRD: 129262 | CO | 2 | 4 | B | Active |
| FMI Financial, Ltd. CRD: 299806 | - | 0 | 1 | - | Unknown |
| FMI Technologies LLC CRD: 330108 | - | 0 | 0 | - | Unknown |
| FMK Financial Services Inc. CRD: 21488 | - | 0 | 0 | A | INACTIVE |
| FMN Capital Corporation CRD: 38105 | CA | 1 | 4 | B | Active |
| FMP Wealth Advisers CRD: 110270 | - | 0 | 8 | - | Unknown |
| FMR Co., Inc. CRD: 108617 | - | 0 | 0 | - | Unknown |
| FMR Investment Management (UK) Limited CRD: 108273 | - | 0 | 0 | - | Unknown |
| FMR Securities, Inc. CRD: 7362 | - | 0 | 0 | A | INACTIVE |
| FMS Securities, Inc. CRD: 14356 | - | 0 | 0 | A | INACTIVE |
| Fmsa CRD: 154136 | - | 0 | 17 | - | Unknown |
| Fmsbonds, Inc. CRD: 7793 | FL | 13 | 6 | C | Active |
| FMT Investment Advisory CRD: 133295 | - | 0 | 2 | - | Unknown |
| FMV Capital Markets, LLC CRD: 149974 | - | 0 | 0 | A | INACTIVE |
| FMX Execution, LLC CRD: 154075 | NY | 0 | 5 | A | Active |
| FN Realty Advisors LLC CRD: 325507 | NJ | 0 | 2 | A | Active |
| FNB America Securities LLC CRD: 310408 | PA | 0 | 2 | A | Active |
| FNB Brokerage Services, Inc. CRD: 18741 | - | 2 | 0 | B | INACTIVE |
| FNB Wealth Management CRD: 109515 | - | 0 | 0 | - | Unknown |
| FNBB Capital Markets, LLC CRD: 132091 | AL | 2 | 4 | B | Active |
| FNC Securities, LLC CRD: 165646 | ND | 0 | 2 | A | Active |
| Fnex Advisor, LLC CRD: 297923 | - | 0 | 0 | - | Unknown |
| Fnex Capital, LLC CRD: 166316 | IN | 0 | 9 | A | Active |
| Fnex Wealth, LLC CRD: 334569 | - | 0 | 1 | - | Unknown |
| FNI Capital Corporation CRD: 14814 | - | 0 | 0 | A | INACTIVE |
| FNJ 3, LLC CRD: 149809 | - | 0 | 2 | - | Unknown |
| FNO Equity LLC CRD: 340700 | - | 0 | 1 | - | Unknown |
| FNP Securities, Inc. CRD: 13643 | - | 0 | 0 | A | INACTIVE |
| FNS Securities Corp. CRD: 28464 | - | 0 | 0 | A | INACTIVE |
| FNY Investment Advisers, LLC CRD: 295433 | - | 0 | 1 | - | Unknown |
| FNZ Advisers LLC CRD: 304035 | - | 0 | 0 | - | Unknown |
| FO Investments, LLC CRD: 122479 | - | 0 | 2 | - | Unknown |
| Focal Point Financial Planning, LLC CRD: 311040 | - | 0 | 1 | - | Unknown |
| Focal Point Financial Group CRD: 304505 | - | 0 | 1 | - | Unknown |
| Focal Point Partners GP, LLC CRD: 313458 | - | 0 | 1 | - | Unknown |
| Focal Point Ventures, LLC CRD: 164217 | - | 0 | 0 | - | Unknown |
| Focal Ventures LLC CRD: 300219 | - | 0 | 1 | - | Unknown |
| Focalpoint Securities, LLC CRD: 133168 | - | 0 | 0 | A | INACTIVE |
| Focus 401 (K) Group, LLC CRD: 172217 | - | 0 | 1 | - | Unknown |
| Focus 50 Wealth Management LLC CRD: 340856 | - | 0 | 1 | - | Unknown |
| Focus Advisory, LLC CRD: 36909 | - | 0 | 0 | A | INACTIVE |
| Focus Advisory, LLC CRD: 146899 | - | 0 | 2 | - | Unknown |
| Focus Advisory, Ltd. CRD: 336259 | - | 0 | 1 | - | Unknown |
| Focus Asset Management LLC CRD: 304183 | - | 0 | 1 | - | Unknown |
| Focus Capital Group, Inc. CRD: 143240 | - | 0 | 0 | A | INACTIVE |
| Focus Capital Partners Private Wealth CRD: 318612 | - | 0 | 0 | - | Unknown |