Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Floyd Green Financial Services, Inc. CRD: 125912 | - | 0 | 2 | - | Unknown |
| Flucas Ventures Alpha, LLC CRD: 316149 | - | 0 | 1 | - | Unknown |
| Fluence Wealth Management LLC CRD: 333657 | - | 0 | 2 | - | Unknown |
| Fluent Financial, LLC CRD: 170041 | - | 0 | 1 | - | Unknown |
| Fluent Ventures Management LLC CRD: 331799 | - | 0 | 1 | - | Unknown |
| Fluent Wealth Partners CRD: 147512 | - | 0 | 0 | - | Unknown |
| Fluid Financial Planning, LLC CRD: 285570 | - | 0 | 1 | - | Unknown |
| Flume Ventures Management, LLC CRD: 326134 | - | 0 | 1 | - | Unknown |
| Flux Capital SPV 1 Management LLC CRD: 317030 | - | 0 | 0 | - | Unknown |
| Flux Capital SPV 2 Management LLC CRD: 317031 | - | 0 | 0 | - | Unknown |
| Fluxbridge GP LLC CRD: 338224 | - | 0 | 0 | - | Unknown |
| Fluxia Group Investment Limited CRD: 326010 | - | 0 | 0 | - | Unknown |
| Flybridge Capital Partners CRD: 161961 | - | 0 | 1 | - | Unknown |
| Flying Cloud Securities LLC CRD: 167621 | - | 0 | 0 | A | INACTIVE |
| Flying Eagle Wealth Management, LLC CRD: 282438 | - | 0 | 0 | - | Unknown |
| Flying Fish Management, LLC CRD: 288752 | - | 0 | 1 | - | Unknown |
| Flying Forward Wealth Management CRD: 327389 | - | 0 | 2 | - | Unknown |
| Flying L Management, LLC CRD: 288899 | - | 0 | 1 | - | Unknown |
| Flying Point Advisors CRD: 330467 | - | 0 | 1 | - | Unknown |
| Flying Point Financial, Inc. CRD: 107915 | - | 0 | 6 | - | Unknown |
| FLYNN Financial, LLC CRD: 157882 | - | 0 | 1 | - | Unknown |
| FLYNN Planning Group, LLC CRD: 145059 | - | 0 | 0 | - | Unknown |
| FLYNN Zito Capital Management, LLC CRD: 152689 | - | 0 | 6 | - | Unknown |
| Flyte CRD: 289171 | - | 0 | 0 | - | Unknown |
| Flyway Advisors CRD: 328938 | - | 0 | 1 | - | Unknown |
| Flyway Financial CRD: 324454 | - | 0 | 1 | - | Unknown |
| Flywheel Fund VI GP LLC CRD: 338946 | - | 0 | 1 | - | Unknown |
| Flywheel Private Wealth LLC CRD: 325690 | - | 0 | 1 | - | Unknown |
| Flywheel Ventures, LLC CRD: 161798 | - | 0 | 1 | - | Unknown |
| FM (USA), LLC CRD: 298346 | - | 0 | 0 | A | INACTIVE |
| FM Brokerage, L.L.C. CRD: 40050 | - | 0 | 0 | A | INACTIVE |
| FM Capital CRD: 283001 | - | 0 | 1 | - | Unknown |
| FM Capital CRD: 309079 | - | 0 | 1 | - | Unknown |
| FM Capital CRD: 285451 | - | 0 | 1 | - | Unknown |
| FM Capital Group CRD: 170285 | - | 0 | 1 | - | Unknown |
| FM Financial Services, LLC CRD: 316893 | - | 0 | 1 | - | Unknown |
| FM Global Markets Inc CRD: 174843 | - | 1 | 0 | B | Active |
| FM Partners Holdings LLC CRD: 134736 | - | 15 | 0 | D | INACTIVE |
| FMA Advisory Inc CRD: 107529 | - | 0 | 0 | - | Unknown |
| FMA Wealth Management, LLC CRD: 313049 | - | 0 | 1 | - | Unknown |
| Fmac Management LLC CRD: 337946 | - | 0 | 1 | - | Unknown |
| FMB Advisors, LLC CRD: 141679 | - | 0 | 0 | - | Unknown |
| FMB Investment Services CRD: 28080 | - | 0 | 0 | A | INACTIVE |
| FMB Retirement Services CRD: 164571 | - | 0 | 1 | - | Unknown |
| FMB Wealth Management CRD: 122309 | - | 0 | 1 | - | Unknown |
| FMC Capital Markets, Inc. CRD: 15047 | - | 0 | 0 | A | INACTIVE |
| FMC Securities, Inc. CRD: 14893 | - | 0 | 0 | A | INACTIVE |
| FMD Capital Management, LLC CRD: 166670 | - | 0 | 0 | - | Unknown |
| FMD Wealth Advisors LLC CRD: 334596 | - | 0 | 1 | - | Unknown |
| Fmf&e Wealth Management, LLC CRD: 125721 | - | 0 | 0 | - | Unknown |