Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Florida Discount Brokers Corp.
CRD: 16828
 - 0 0 A INACTIVE
Florida Discount Securities, Inc.
CRD: 44859
 - 2 0 B INACTIVE
Florida Diversified Securities, Inc.
CRD: 14066
 - 0 0 A INACTIVE
Florida East Coast Equities, Inc.
CRD: 10852
 - 0 0 A INACTIVE
Florida Estate and Retirement Planning Advisors, L…
CRD: 226751
 - 0 1 - Unknown
Florida Financial Advisors, LLC
CRD: 288811
 - 0 664 - Unknown
Florida Financial Centers, Inc.
CRD: 30058
 - 0 0 A INACTIVE
Florida Financial Planning LLC
CRD: 333002
 - 0 1 - Unknown
Florida Income Centers, Inc.
CRD: 19192
 - 0 0 A INACTIVE
Florida Investors Network, Inc.
CRD: 15545
 - 0 0 A INACTIVE
Florida Investors Network, Inc.
CRD: 23054
 - 0 0 A INACTIVE
Florida National Investment Services, Inc.
CRD: 16979
 - 0 0 A INACTIVE
Florida Partnerships, Inc.
CRD: 15693
 - 0 0 A INACTIVE
Florida Portfolio & Pension Services, Inc.
CRD: 14513
 - 0 0 A INACTIVE
Florida Real Estate Securities Company Inc.
CRD: 14358
 - 0 0 A INACTIVE
Florida State Capital LLC
CRD: 298300
 - 0 0 - Unknown
Florida SUN Securities, Inc.
CRD: 15285
 - 0 0 A INACTIVE
Florida TAX & Financial Advisors, LLC
CRD: 281390
 - 0 0 - Unknown
Florida TAX and Wealth Advisors, LLC
CRD: 285265
 - 0 0 - Unknown
Florida Wealth and Insurance Strategies LLC
CRD: 169888
 - 0 0 - Unknown
Florida West Capital Investments,Inc.
CRD: 15467
 - 0 0 A INACTIVE
Florin Court Capital LLP
CRD: 281454
 - 0 0 - Unknown
Florin Group, LLC
CRD: 168196
 - 0 1 - Unknown
Florin Pensions LLC
CRD: 161038
 - 0 6 - Unknown
Florio Wealth Management, LLC
CRD: 311831
 - 0 2 - Unknown
Florissant Investment Advisors,LLC
CRD: 112687
 - 0 0 - Unknown
Flourish Financial Life Planning
CRD: 325740
 - 0 1 - Unknown
Flourish Financial LLC
CRD: 293019
 NY 0 6 A Active
Flourish Financial Planning
CRD: 295401
 - 0 1 - Unknown
Flourish Wealth Management Inc.
CRD: 170591
 - 0 2 - Unknown
Flourishing Seeds LLC
CRD: 337309
 - 0 1 - Unknown
Flow Financial
CRD: 322842
 - 0 0 - Unknown
Flow Financial Planning, L.L.C.
CRD: 281934
 - 0 1 - Unknown
Flow Partners, LLC
CRD: 312146
 - 0 1 - Unknown
Flow State Investments, LP
CRD: 318195
 - 0 0 - Unknown
Flow Traders U.S. Institutional Trading LLC
CRD: 282266
 NY 1 3 B Active
Flow Traders U.S. LLC
CRD: 150780
 NY 4 3 B Active
Flower City Capital LLC
CRD: 281503
 - 0 2 - Unknown
Flowering Financial, LLC
CRD: 289113
 - 0 0 - Unknown
Flowering Tree Investment Management PTE. Ltd.
CRD: 159747
 - 0 0 - Unknown
Flowing River Capital, LLC
CRD: 310465
 - 0 0 - Unknown
Flowpoint Partners, LLC
CRD: 317955
 - 0 0 - Unknown
Flowrate Financial, LLC
CRD: 328235
 - 0 1 - Unknown
Flowstone Partners, LLC
CRD: 301768
 - 0 1 - Unknown
Flowstrat Financial Planning, LLC
CRD: 304041
 - 0 0 - Unknown
Floww Private Markets US
CRD: 328174
 FL 0 2 A Active
Floyd a. Mccracken Securities, Inc.
CRD: 15669
 - 0 0 A INACTIVE
Floyd Capital Management
CRD: 111576
 - 0 1 - Unknown
Floyd E. Graybill
CRD: 2059
 - 0 0 A INACTIVE
Floyd Financial Group LLC
CRD: 226773
 - 0 1 - Unknown
Page 544 of 1601 (80,028 total)
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