Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Flexadvisor LLC CRD: 298308 | - | 0 | 0 | - | Unknown |
| Flexcap Ventures Management, LLC CRD: 335520 | - | 0 | 1 | - | Unknown |
| Flexhedz Group LLC CRD: 330479 | - | 0 | 1 | - | Unknown |
| Flexible Finances CRD: 312849 | - | 0 | 1 | - | Unknown |
| Flexincome Fund CRD: 337942 | - | 0 | 2 | - | Unknown |
| Flexis Capital CRD: 162601 | - | 0 | 1 | - | Unknown |
| Flexpac, LLC CRD: 329086 | - | 0 | 0 | - | Unknown |
| Flexpath Strategies CRD: 174306 | - | 0 | 2 | - | Unknown |
| Flexpoint Ford, LLC CRD: 157864 | - | 0 | 1 | - | Unknown |
| Flexstone Partners, LLC CRD: 147353 | - | 0 | 1 | - | Unknown |
| Flextrade LLC CRD: 113226 | NY | 0 | 3 | A | Active |
| Flexvest Securities Group, Inc. CRD: 20728 | - | 4 | 0 | C | INACTIVE |
| FLFS Advisory LLC CRD: 334771 | - | 0 | 1 | - | Unknown |
| FLGG LLC CRD: 143416 | - | 0 | 0 | A | INACTIVE |
| FLI Investors, LLC CRD: 17128 | NY | 0 | 2 | A | Active |
| Flic Securities, Inc. CRD: 23559 | - | 0 | 0 | A | INACTIVE |
| Flight Deck Capital, LP CRD: 311353 | - | 0 | 1 | - | Unknown |
| Flight Line Financial, LLC CRD: 169289 | - | 0 | 1 | - | Unknown |
| Flight Ventures CRD: 182515 | - | 0 | 0 | - | Unknown |
| Flightpath Financial Planning CRD: 318701 | - | 0 | 1 | - | Unknown |
| Flint Advisory LLC CRD: 315994 | - | 0 | 1 | - | Unknown |
| Flint Ridge Capital LLC CRD: 168370 | - | 0 | 1 | - | Unknown |
| Flint Wealth Management, LLC CRD: 297303 | - | 0 | 0 | - | Unknown |
| Flinthill Financial, LLC CRD: 173032 | - | 0 | 0 | - | Unknown |
| Flintlock Capital LLC CRD: 324733 | - | 0 | 1 | - | Unknown |
| Flip Flops and Pearls Financial Planning CRD: 307738 | - | 0 | 2 | - | Unknown |
| Flip Investor Advisor, LLC CRD: 297695 | - | 0 | 0 | - | Unknown |
| Flippin Bruce & Porter Inc CRD: 105718 | - | 0 | 0 | - | Unknown |
| Flipping Financial LLC CRD: 335473 | - | 0 | 0 | - | Unknown |
| Flipwithlou&kip LLC CRD: 335123 | - | 0 | 2 | - | Unknown |
| Flit Invest LLC CRD: 318611 | - | 0 | 0 | - | Unknown |
| Float Management, LP CRD: 333399 | - | 0 | 1 | - | Unknown |
| Flocco Financial Consulting CRD: 297834 | - | 0 | 0 | - | Unknown |
| Flohr Asset Management, LLC CRD: 159282 | - | 0 | 1 | - | Unknown |
| Flomartin Securities Corporation CRD: 170592 | - | 0 | 1 | - | Unknown |
| Flood Tide Capital Management LLC CRD: 332867 | - | 0 | 1 | - | Unknown |
| Flood Tide Financial LLC CRD: 298924 | - | 0 | 1 | - | Unknown |
| Flood Ventures Management, LLC CRD: 321714 | - | 0 | 0 | - | Unknown |
| Flood, Bumstead, Mccready & Mccarthy, Inc. CRD: 124163 | - | 0 | 0 | - | Unknown |
| Floodgate CRD: 160983 | - | 0 | 1 | - | Unknown |
| Floodstrand, Michael Jerome CRD: 34606 | - | 0 | 0 | A | INACTIVE |
| Florek Financial, LLC CRD: 152235 | - | 0 | 1 | - | Unknown |
| Florence Private Lending TR CRD: 338360 | - | 0 | 1 | - | Unknown |
| Flores Bayne LLC CRD: 312216 | - | 0 | 2 | - | Unknown |
| Flores Wealth Planning, LLC CRD: 173706 | - | 0 | 3 | - | Unknown |
| Floret Ventures Management, LLC CRD: 298615 | - | 0 | 0 | - | Unknown |
| Florian Financial Group LLC CRD: 123869 | - | 0 | 2 | - | Unknown |
| Florian Technologies, LLC CRD: 308355 | - | 0 | 1 | - | Unknown |
| Florida Capital Securities Corp. CRD: 15774 | - | 1 | 0 | B | INACTIVE |
| Florida Coast Securities & Exchange, Inc. CRD: 14609 | - | 0 | 0 | A | INACTIVE |