Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Flatlands Wealth LLC CRD: 338529 | - | 0 | 1 | - | Unknown |
| Flatrock Wealth Partners LLC CRD: 321777 | - | 0 | 1 | - | Unknown |
| Flavin Financial Services, Inc. CRD: 144473 | - | 0 | 1 | - | Unknown |
| Flax Pond Capital, LLC CRD: 324332 | - | 0 | 2 | - | Unknown |
| FLB Capital Management, LLC CRD: 146379 | - | 0 | 1 | - | Unknown |
| FLC Capital Advisors CRD: 111822 | - | 0 | 6 | - | Unknown |
| Fleck Jurenka Wealth Management LLC CRD: 336807 | - | 0 | 1 | - | Unknown |
| Fleckenstein Capital, Inc. CRD: 116810 | - | 0 | 1 | - | Unknown |
| Flee Fiat Management, LLC CRD: 327939 | - | 0 | 1 | - | Unknown |
| Fleet & Co. CRD: 1869 | - | 0 | 0 | A | INACTIVE |
| Fleet Associates, Inc. CRD: 23300 | - | 0 | 0 | A | INACTIVE |
| Fleet Brokerage Securities, Inc. CRD: 7313 | - | 0 | 0 | A | INACTIVE |
| Fleet Brokerage Services, Inc. CRD: 17479 | - | 0 | 0 | A | INACTIVE |
| Fleet Clearing Corporation CRD: 7316 | - | 0 | 0 | A | INACTIVE |
| Fleet Digital Advisors, LLC CRD: 323463 | - | 0 | 0 | - | Unknown |
| Fleet Enterprises, Inc. CRD: 17434 | - | 12 | 0 | D | INACTIVE |
| Fleet Real Estate Partners CRD: 292415 | - | 0 | 0 | - | Unknown |
| Fleet Securities Inc. CRD: 7147 | - | 0 | 0 | A | INACTIVE |
| Fleetstar Financial CRD: 168380 | - | 0 | 1 | - | Unknown |
| Flegal Financial Planning CRD: 332810 | - | 0 | 1 | - | Unknown |
| Fleischer & Johnson Wealth Management, Inc. CRD: 316194 | - | 0 | 1 | - | Unknown |
| Fleishel Financial Associates, Inc. CRD: 117768 | - | 0 | 3 | - | Unknown |
| Fleisher, Martin CRD: 319350 | - | 0 | 1 | - | Unknown |
| Fleming & Associates, LLC CRD: 136620 | - | 0 | 1 | - | Unknown |
| Fleming Capital Partners CRD: 154455 | - | 0 | 0 | - | Unknown |
| Fleming Financial Advising CRD: 134146 | - | 0 | 3 | - | Unknown |
| Fleming Financial Advisors, Inc. CRD: 126562 | - | 0 | 0 | - | Unknown |
| Fleming Financial Services CRD: 145717 | - | 0 | 1 | - | Unknown |
| Fleming Martin Inc. CRD: 34234 | - | 0 | 0 | A | INACTIVE |
| Fleming Watson Financial Advisors, LLC CRD: 284072 | - | 0 | 0 | - | Unknown |
| Fleming Wealth Management, LLC CRD: 133557 | - | 0 | 1 | - | Unknown |
| Fleming Wealth Strategies, LLC CRD: 167873 | - | 0 | 1 | - | Unknown |
| Flemming, Anderson, Cohen & LEE, Inc. CRD: 23121 | - | 0 | 0 | A | INACTIVE |
| Fleschner Investments CRD: 244787 | - | 0 | 1 | - | Unknown |
| Fletcher and Faraday, Inc. CRD: 29769 | - | 19 | 0 | F | INACTIVE |
| Fletcher Bright Investment Company CRD: 10346 | - | 0 | 0 | A | INACTIVE |
| Fletcher Capital Markets, Inc. CRD: 24428 | - | 0 | 0 | A | INACTIVE |
| Fletcher Equity, Inc. CRD: 19974 | - | 0 | 0 | A | INACTIVE |
| Fletcher Financial Group CRD: 152609 | - | 0 | 1 | - | Unknown |
| Fletcher Financial, LLC CRD: 133270 | - | 0 | 2 | - | Unknown |
| Fletcher Group, Ltd. CRD: 284501 | - | 0 | 0 | - | Unknown |
| Fletcher Investment Securities, Inc. CRD: 15004 | - | 0 | 0 | A | INACTIVE |
| Fletcher Securities, Inc. CRD: 13312 | - | 0 | 0 | A | INACTIVE |
| Fletcher Spaght, Inc. CRD: 162208 | - | 0 | 0 | - | Unknown |
| Fletcher, Lewis & Company,Inc. CRD: 14496 | - | 0 | 0 | A | INACTIVE |
| Fleur-DE-LIS Financial CRD: 325685 | - | 0 | 1 | - | Unknown |
| Fleurus Investment Advisory, LLC CRD: 172257 | - | 0 | 1 | - | Unknown |
| Fleury Financial Group, Inc. CRD: 116786 | - | 0 | 0 | - | Unknown |
| Flex Capital LLC CRD: 290069 | - | 0 | 0 | - | Unknown |
| Flex Capital Management, L.L.C. CRD: 299843 | - | 0 | 1 | - | Unknown |