Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FJE Capital, L.L.C. CRD: 124424 | - | 0 | 0 | - | Unknown |
| Fjell Capital CRD: 327541 | - | 0 | 1 | - | Unknown |
| FJG Securities Inc. CRD: 128384 | - | 0 | 0 | A | INACTIVE |
| Fjor CRD: 327816 | - | 0 | 1 | - | Unknown |
| FJP Portfolio Management CRD: 115038 | - | 0 | 1 | - | Unknown |
| FJY Financial CRD: 139347 | - | 0 | 0 | - | Unknown |
| FK Capital Advisers LLC CRD: 321243 | - | 0 | 0 | - | Unknown |
| FK Capital Management, Ltd. CRD: 290144 | - | 0 | 0 | - | Unknown |
| FL Group, Inc. CRD: 334399 | - | 0 | 1 | - | Unknown |
| Flagg Realty Investors, Inc. CRD: 16216 | - | 0 | 0 | A | INACTIVE |
| Flagler Drive Financial, L.P. CRD: 123758 | - | 0 | 0 | A | INACTIVE |
| Flagler Securities, Inc. CRD: 16200 | - | 0 | 0 | A | INACTIVE |
| Flagship Financial Group, LLC CRD: 112943 | - | 0 | 0 | A | INACTIVE |
| Flagship Funds Inc. CRD: 13420 | - | 0 | 0 | A | INACTIVE |
| Flagship Group, Inc. CRD: 19394 | - | 0 | 0 | A | INACTIVE |
| Flagship Harbor Advisors, LLC CRD: 155733 | - | 0 | 50 | - | Unknown |
| Flagship Investments, Inc. CRD: 19569 | - | 0 | 0 | A | INACTIVE |
| Flagship Pioneering, LLC CRD: 161864 | - | 0 | 1 | - | Unknown |
| Flagship Private Wealth CRD: 175277 | - | 0 | 1 | - | Unknown |
| Flagship Securities, Inc. CRD: 7123 | - | 2 | 0 | B | INACTIVE |
| Flagship Wealth Advisors, LLC. CRD: 131962 | - | 0 | 4 | - | Unknown |
| Flagstar Advisors CRD: 104233 | NY | 1 | 17 | B | Active |
| Flagstone Financial Advisors, Inc. CRD: 112507 | - | 0 | 3 | - | Unknown |
| Flagstone Financial Management, LLC CRD: 285484 | - | 0 | 1 | - | Unknown |
| Flagstone Securities, LLC CRD: 104451 | - | 0 | 0 | A | INACTIVE |
| Flaherty Associates, Inc. CRD: 13341 | - | 0 | 0 | A | INACTIVE |
| Flair Ventures, Inc. CRD: 324230 | - | 0 | 0 | - | Unknown |
| Flake Investments, Inc. CRD: 15570 | - | 0 | 0 | A | INACTIVE |
| Flameback Capital USA, Inc CRD: 329123 | - | 0 | 0 | - | Unknown |
| Flanagan Financial Group LLC CRD: 302010 | - | 0 | 0 | - | Unknown |
| Flanagan Financial Management CRD: 167486 | - | 0 | 1 | - | Unknown |
| Flanders Securities, Inc. CRD: 134221 | - | 0 | 0 | A | INACTIVE |
| Flanigan & Wycoff, Incorporated CRD: 21030 | - | 0 | 0 | A | INACTIVE |
| Flank Fund Manager, LLC CRD: 305114 | - | 0 | 1 | - | Unknown |
| Flannell, Kenneth G. CRD: 136289 | - | 0 | 0 | - | Unknown |
| Flare Capital Management Company, LLC CRD: 161805 | - | 0 | 1 | - | Unknown |
| Flat Creek Capital Management, LP CRD: 282987 | - | 0 | 1 | - | Unknown |
| Flat FEE Financial LLC CRD: 328294 | - | 0 | 1 | - | Unknown |
| Flat Footed LLC CRD: 291593 | - | 0 | 1 | - | Unknown |
| Flat Rock Global CRD: 288551 | - | 0 | 1 | - | Unknown |
| Flatiron Financial Group, LLC CRD: 146552 | - | 0 | 0 | - | Unknown |
| Flatiron Financial Planning CRD: 294041 | - | 0 | 1 | - | Unknown |
| Flatiron Fund Management LP CRD: 331871 | - | 0 | 0 | - | Unknown |
| Flatiron Partners, LLC CRD: 168060 | - | 0 | 0 | - | Unknown |
| Flatiron RR LLC, Manager Series CRD: 314505 | - | 0 | 1 | - | Unknown |
| Flatiron Venture Partners LLC CRD: 316696 | - | 0 | 1 | - | Unknown |
| Flatiron Wealth Advisors, LLC CRD: 318513 | - | 0 | 1 | - | Unknown |
| Flatirons Investment Group, Ltd. CRD: 170678 | - | 0 | 0 | - | Unknown |
| Flatirons Trading, LLC CRD: 101260 | - | 0 | 0 | A | INACTIVE |
| Flatirons Wealth Management CRD: 297720 | - | 0 | 1 | - | Unknown |