Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fourthpoint Advisors CRD: 136436 | - | 0 | 1 | - | Unknown |
| Fourthrock Financial Corporation CRD: 334837 | - | 0 | 1 | - | Unknown |
| Fourthstone LLC CRD: 169067 | - | 0 | 1 | - | Unknown |
| Fourward Capital CRD: 309570 | - | 0 | 0 | - | Unknown |
| Fourward Ventures LLC CRD: 320681 | - | 0 | 1 | - | Unknown |
| Fourzan Financial LLC CRD: 342018 | - | 0 | 1 | - | Unknown |
| Fovc Management, LLC CRD: 323971 | - | 0 | 1 | - | Unknown |
| Fovc Manco, LLC CRD: 341418 | - | 0 | 1 | - | Unknown |
| FOW Partners, LP CRD: 329051 | - | 0 | 1 | - | Unknown |
| Fowler Financial Management CRD: 124945 | - | 0 | 2 | - | Unknown |
| Fowler TAX Advisors LLC CRD: 305347 | - | 0 | 3 | - | Unknown |
| Fowler Wealth Management CRD: 332158 | - | 0 | 1 | - | Unknown |
| Fowler, Melody Azure Jean CRD: 172874 | - | 0 | 0 | - | Unknown |
| FOX & Company Investments Inc. CRD: 18517 | - | 17 | 0 | D | INACTIVE |
| FOX & Company Wealth Management CRD: 151629 | - | 0 | 0 | - | Unknown |
| FOX & Henry, Inc. CRD: 10210 | - | 0 | 0 | A | INACTIVE |
| FOX & Holland Investing LLC CRD: 317363 | - | 0 | 2 | - | Unknown |
| FOX Capital Management LLC CRD: 289914 | - | 0 | 0 | - | Unknown |
| FOX Capital Partners CRD: 319074 | - | 0 | 1 | - | Unknown |
| FOX Chase Capital Partners, LLC CRD: 104087 | - | 3 | 0 | C | INACTIVE |
| FOX Custom Financial Planning LLC CRD: 174530 | - | 0 | 1 | - | Unknown |
| FOX Financial Management Corporation CRD: 134277 | - | 6 | 0 | D | INACTIVE |
| FOX Financial Services, Inc. CRD: 112506 | - | 0 | 2 | - | Unknown |
| FOX Hill Wealth Management CRD: 321881 | - | 0 | 2 | - | Unknown |
| FOX Investing CRD: 166510 | - | 0 | 0 | - | Unknown |
| FOX Meadow Financial Planning CRD: 334972 | - | 0 | 1 | - | Unknown |
| FOX River Advisers, LLC CRD: 159794 | - | 0 | 0 | - | Unknown |
| FOX River Capital CRD: 281313 | - | 0 | 0 | - | Unknown |
| FOX River Execution Technology, LLC CRD: 133549 | - | 2 | 0 | B | INACTIVE |
| FOX River Securities, LLC CRD: 147527 | - | 0 | 0 | A | INACTIVE |
| FOX RUN Alpha Fund, L.P. CRD: 44826 | - | 0 | 0 | A | INACTIVE |
| FOX RUN Management LLC CRD: 149092 | - | 0 | 1 | - | Unknown |
| FOX Ventures RF Management, LLC CRD: 316060 | - | 0 | 0 | - | Unknown |
| FOX Wealth Advisors LLC CRD: 142012 | - | 0 | 0 | - | Unknown |
| FOX Wealth Strategies CRD: 336503 | - | 0 | 1 | - | Unknown |
| FOX, Graham & Mintz Securities, Inc. CRD: 16962 | - | 0 | 0 | A | INACTIVE |
| FOX, Reusch & Co., Inc. CRD: 6976 | - | 2 | 0 | B | INACTIVE |
| FOX-Davies Capital USA Inc. CRD: 146241 | - | 1 | 0 | B | INACTIVE |
| FOX-Pitt Kelton Cochran Caronia Waller (USA) LLC CRD: 10485 | - | 8 | 0 | D | INACTIVE |
| Foxe Capital CRD: 330084 | - | 0 | 1 | - | Unknown |
| Foxforge Capital LLC CRD: 285283 | - | 0 | 0 | - | Unknown |
| Foxglove Financial CRD: 318971 | - | 0 | 1 | - | Unknown |
| Foxhall Capital Management, Inc. CRD: 104866 | - | 0 | 0 | - | Unknown |
| Foxhall Group Securities, Inc. CRD: 19722 | - | 0 | 0 | A | INACTIVE |
| Foxholm Financial CRD: 339940 | - | 0 | 1 | - | Unknown |
| Foxman Asset Advisors Inc. CRD: 310637 | - | 0 | 1 | - | Unknown |
| Foxpath Capital Partners LP CRD: 331708 | - | 0 | 1 | - | Unknown |
| Foxridge Securities, Inc. CRD: 16929 | - | 0 | 0 | A | INACTIVE |
| Foxstone Financial CRD: 284268 | - | 0 | 1 | - | Unknown |
| Foxtrot Investments Group LLC CRD: 336720 | - | 0 | 1 | - | Unknown |