Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Foxworthy Wealth Advisors, LLC CRD: 299895 | - | 0 | 1 | - | Unknown |
| FOY Financial Services, Inc. CRD: 118828 | - | 0 | 1 | - | Unknown |
| Foyston, Gordon & Payne Inc. CRD: 121591 | - | 0 | 0 | - | Unknown |
| FP Collaborators CRD: 327862 | - | 0 | 0 | - | Unknown |
| FP Guidance CRD: 299044 | - | 0 | 0 | - | Unknown |
| FP Investment CRD: 336265 | - | 0 | 1 | - | Unknown |
| FPA Fund Distributors, Inc. CRD: 28575 | - | 0 | 0 | A | INACTIVE |
| FPA Investments, Inc. CRD: 14708 | - | 0 | 0 | A | INACTIVE |
| FPA Real Estate Advisers Group, LLC CRD: 288195 | - | 0 | 1 | - | Unknown |
| FPC Fund I GP, LLC CRD: 312934 | - | 0 | 1 | - | Unknown |
| FPC Investment Advisory, Inc. CRD: 122728 | - | 0 | 1 | - | Unknown |
| FPC Ventures, LLC CRD: 333221 | - | 0 | 0 | - | Unknown |
| FPC, Inc. CRD: 14535 | - | 0 | 0 | A | INACTIVE |
| FPCM Securities, LLC CRD: 38283 | - | 0 | 0 | A | INACTIVE |
| FPE Capital LLP CRD: 338789 | - | 0 | 0 | - | Unknown |
| FPF Advisors LLC CRD: 332038 | - | 0 | 0 | - | Unknown |
| FPF Wealth LLC CRD: 334987 | - | 0 | 2 | - | Unknown |
| Fpfoco CRD: 283890 | - | 0 | 2 | - | Unknown |
| FPG Wealth CRD: 325539 | - | 0 | 1 | - | Unknown |
| FPI Financial, Inc. CRD: 10843 | - | 0 | 0 | A | INACTIVE |
| FPI Securities, Inc. CRD: 10280 | - | 0 | 0 | A | INACTIVE |
| FPK Capital 2025, LLC CRD: 334685 | - | 0 | 0 | - | Unknown |
| FPL Capital Management, LLC CRD: 117499 | - | 0 | 1 | - | Unknown |
| FPLF Management LLC CRD: 331881 | - | 0 | 1 | - | Unknown |
| Fpnavigators CRD: 332831 | - | 0 | 1 | - | Unknown |
| FPR Investments LLC CRD: 331752 | - | 0 | 1 | - | Unknown |
| FPR Partners LLC CRD: 157311 | - | 0 | 0 | - | Unknown |
| FPS Broker Services, Inc. CRD: 25065 | - | 0 | 0 | A | INACTIVE |
| FPV Management, LLC CRD: 321785 | - | 0 | 1 | - | Unknown |
| FQI Capital Management LLC CRD: 298931 | - | 0 | 2 | - | Unknown |
| FQS Capital Partners LP CRD: 284308 | - | 0 | 0 | - | Unknown |
| FR Capital Holdings, LP CRD: 160848 | - | 0 | 1 | - | Unknown |
| FR Financial Advisors LLC CRD: 135980 | - | 0 | 2 | - | Unknown |
| FR Trading LLC CRD: 318566 | NY | 0 | 2 | A | Active |
| FR&R Financial Services, L.L.C. CRD: 119669 | - | 0 | 0 | - | Unknown |
| FRA Services Inc. CRD: 292588 | - | 0 | 1 | - | Unknown |
| FRA Wealth Management LLC CRD: 284020 | - | 0 | 4 | - | Unknown |
| Fractal Agriculture, Inc. CRD: 329130 | - | 0 | 1 | - | Unknown |
| Fractal Financial Design, LLC CRD: 297518 | - | 0 | 2 | - | Unknown |
| Fractal Investments LLC CRD: 311767 | - | 0 | 2 | - | Unknown |
| Fractal Management LLC CRD: 331549 | - | 0 | 1 | - | Unknown |
| Fractal Path Capital LP CRD: 316560 | - | 0 | 0 | - | Unknown |
| Fractal: Virtual Currency Investment Fund LLC CRD: 292729 | - | 0 | 0 | - | Unknown |
| Fragasso Financial Advisors CRD: 123255 | - | 0 | 10 | - | Unknown |
| Frame VC LLC CRD: 326916 | - | 0 | 1 | - | Unknown |
| Frame Wealth Management CRD: 311601 | - | 0 | 1 | - | Unknown |
| Framework Digital Advisors CRD: 338868 | - | 0 | 1 | - | Unknown |
| Framework Ventures CRD: 314038 | - | 0 | 1 | - | Unknown |
| Framework Ventures Management LLC CRD: 305187 | - | 0 | 0 | - | Unknown |
| Framework Wealth CRD: 335385 | - | 0 | 1 | - | Unknown |