Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Francebourse, Inc. CRD: 22550 | - | 0 | 0 | A | INACTIVE |
| Franchise Equities Corporation CRD: 22971 | - | 0 | 0 | A | INACTIVE |
| Francis Financial CRD: 128067 | - | 0 | 2 | - | Unknown |
| Francis J. Mcmahon & Associates, C.P.A., P.A. CRD: 141932 | - | 0 | 0 | - | Unknown |
| Francis LLC CRD: 130687 | - | 0 | 4 | - | Unknown |
| Francis Wealth Solutions, LLC CRD: 314607 | - | 0 | 1 | - | Unknown |
| Francisco Partners CRD: 160272 | - | 0 | 1 | - | Unknown |
| Franco Financial Advisors, Inc. CRD: 137587 | - | 0 | 1 | - | Unknown |
| Francque, Cynthia CRD: 104010 | - | 0 | 0 | A | INACTIVE |
| Frango Financial CRD: 154204 | - | 0 | 0 | - | Unknown |
| Frank & Kraft Wealth Coaching, Inc. CRD: 175328 | - | 0 | 0 | - | Unknown |
| Frank a. Neaylon, LLC CRD: 140322 | - | 0 | 1 | - | Unknown |
| Frank Advising LLC CRD: 330430 | - | 0 | 0 | - | Unknown |
| Frank Associates L.L.C. CRD: 38601 | - | 0 | 0 | A | INACTIVE |
| Frank Capital Partners LLC CRD: 127817 | - | 0 | 1 | - | Unknown |
| Frank Chappelle & Co., Inc. CRD: 327 | - | 2 | 0 | B | INACTIVE |
| Frank Christopher Blunt, JR. (Securities) CRD: 10683 | - | 0 | 0 | A | INACTIVE |
| Frank Crystal Capital, Inc. CRD: 141490 | - | 0 | 0 | A | INACTIVE |
| Frank Defelice, PH.D., Inc. CRD: 14292 | - | 0 | 0 | A | INACTIVE |
| Frank Elmer Investment Strategies LLC CRD: 154841 | - | 0 | 1 | - | Unknown |
| Frank Finances LLC CRD: 305886 | - | 0 | 2 | - | Unknown |
| Frank Financial Advisors CRD: 147537 | - | 0 | 1 | - | Unknown |
| Frank Gerwig Financial Planning CRD: 290994 | - | 0 | 0 | - | Unknown |
| Frank Henjes & Company, Inc. CRD: 7168 | - | 0 | 0 | A | INACTIVE |
| Frank Horton, CFP® CRD: 150086 | - | 0 | 0 | - | Unknown |
| Frank Investments CRD: 334429 | - | 0 | 0 | - | Unknown |
| Frank Investments Limited CRD: 312794 | - | 0 | 0 | - | Unknown |
| Frank J. Cannarozzo, Sole Proprietor CRD: 131002 | - | 0 | 0 | A | INACTIVE |
| Frank K. Swyden Asset MNGT Inc CRD: 112396 | - | 0 | 1 | - | Unknown |
| Frank N. Scott Securities Inc. CRD: 8101 | - | 0 | 0 | A | INACTIVE |
| Frank O. COX JR. CRD: 160968 | - | 0 | 0 | - | Unknown |
| Frank Ramson, LLC CRD: 149337 | - | 0 | 1 | - | Unknown |
| Frank Securities, LLC CRD: 116955 | - | 0 | 2 | - | Unknown |
| Frank Spencer, CPA, CFP, Ltd CRD: 136643 | - | 0 | 0 | - | Unknown |
| Frank Thomas Coughlin CRD: 115724 | - | 0 | 0 | - | Unknown |
| Frank Thomas Investments, Inc. CRD: 8002 | - | 0 | 0 | A | INACTIVE |
| Frank, Donald O. CRD: 133555 | - | 0 | 0 | - | Unknown |
| Frank, Rimerman Advisors LLC CRD: 124147 | - | 0 | 3 | - | Unknown |
| Frankel Wealth Management CRD: 298621 | - | 0 | 0 | - | Unknown |
| Franklin & Co. CRD: 1897 | - | 0 | 0 | A | INACTIVE |
| Franklin a. Banfer, CFP CRD: 119889 | - | 0 | 0 | - | Unknown |
| Franklin Advisers, Inc. CRD: 104517 | - | 0 | 1 | - | Unknown |
| Franklin Advisors Corp CRD: 341347 | - | 0 | 1 | - | Unknown |
| Franklin Advisory Group LLC CRD: 158803 | - | 0 | 0 | - | Unknown |
| Franklin Alpha LLC CRD: 292962 | - | 0 | 0 | - | Unknown |
| Franklin B. Pierce CRD: 45844 | - | 0 | 0 | A | INACTIVE |
| Franklin Bright Wealth Advisors LLC CRD: 297758 | - | 0 | 0 | - | Unknown |
| Franklin BSP Capital Adviser LLC CRD: 307684 | - | 0 | 1 | - | Unknown |
| Franklin BSP Lending Adviser, L.L.C. CRD: 155644 | - | 0 | 0 | - | Unknown |
| Franklin Capital Advisors, Inc. CRD: 130366 | - | 0 | 0 | - | Unknown |