Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Franklin Capital Inc
CRD: 18846
 - 2 0 B INACTIVE
Franklin Distributors, LLC
CRD: 109064
 CA 1 21 B Active
Franklin Equities
CRD: 19062
 - 0 0 A INACTIVE
Franklin Financial Planning
CRD: 291191
 - 0 0 - Unknown
Franklin Legacy Financial, LLC
CRD: 170941
 - 0 1 - Unknown
Franklin Managed Options Strategies, LLC
CRD: 325732
 - 0 0 - Unknown
Franklin National Financial Group, LLC
CRD: 103841
 - 0 0 A INACTIVE
Franklin Park
CRD: 126508
 - 0 1 - Unknown
Franklin Real Estate Distributors, Inc.
CRD: 6522
 - 0 0 A INACTIVE
Franklin Realty Securities Corp.
CRD: 12978
 - 0 0 A INACTIVE
Franklin Retirement Solutions, Inc.
CRD: 141788
 - 0 1 - Unknown
Franklin Ross, Inc.
CRD: 43610
 - 7 0 D INACTIVE
Franklin Securities L.L.C.
CRD: 44740
 - 1 0 B INACTIVE
Franklin Securities, Inc.
CRD: 10856
 - 0 0 A INACTIVE
Franklin Star Wealth Planning
CRD: 299474
 - 0 0 - Unknown
Franklin Street Capital LLC
CRD: 321236
 - 0 1 - Unknown
Franklin Street Securities, Inc.
CRD: 26755
 - 2 0 B INACTIVE
Franklin Templeton Alts Brasil Admin. DE Investime…
CRD: 288668
 - 0 0 - Unknown
Franklin Templeton Asia Pacific Alternatives
CRD: 322598
 - 0 0 - Unknown
Franklin Templeton Asset Management (India) Privat…
CRD: 145421
 - 0 0 - Unknown
Franklin Templeton Financial Services Corp.
CRD: 13594
 - 2 0 B INACTIVE
Franklin Templeton Fund Adviser, LLC
CRD: 140432
 - 0 1 - Unknown
Franklin Templeton Institutional, LLC
CRD: 117384
 - 0 1 - Unknown
Franklin Templeton International Services S.A R.L.
CRD: 172140
 - 0 0 - Unknown
Franklin Templeton Investimentos (Brasil) Ltda.
CRD: 155141
 - 0 0 - Unknown
Franklin Templeton Investment Management Limited
CRD: 111360
 - 0 0 - Unknown
Franklin Templeton Investment Trust Management Co.…
CRD: 155095
 - 0 0 - Unknown
Franklin Templeton Investments (Asia) Limited
CRD: 114898
 - 0 0 - Unknown
Franklin Templeton Investments (ME) Limited
CRD: 163487
 - 0 0 - Unknown
Franklin Templeton Investments (ME) Limited
CRD: 322110
 - 0 0 - Unknown
Franklin Templeton Investments Corp.
CRD: 111364
 - 0 0 - Unknown
Franklin Templeton Portfolio Advisors, Inc.
CRD: 111372
 - 0 0 - Unknown
Franklin Templeton Private Markets Adviser, LLC
CRD: 339083
 - 0 1 - Unknown
Franklin Templeton Private Portfolio Group, LLC
CRD: 142219
 - 0 1 - Unknown
Franklin Trend Investment Management, LLC
CRD: 282977
 - 0 1 - Unknown
Franklin, Parlapiano, Turner & Welch LLC
CRD: 114465
 - 0 1 - Unknown
Franklin-Lord, Inc.
CRD: 6756
 - 0 0 A INACTIVE
Franklin/Templeton Distributors, LLC
CRD: 332
 - 2 0 B INACTIVE
Frankly Finances
CRD: 321270
 - 0 1 - Unknown
Franson Financial LLC
CRD: 321943
 - 0 1 - Unknown
Frasca & Associates LLC
CRD: 147883
 - 0 2 - Unknown
Fraser Asset Management
CRD: 300121
 - 0 1 - Unknown
Fraser Landmark, LLC DBA/Fraser Advisors
CRD: 133892
 - 0 0 - Unknown
Fratila & Company LLC
CRD: 338205
 - 0 1 - Unknown
Frazee Investment Consulting, Inc.
CRD: 123662
 - 0 2 - Unknown
Frazer BAY Investments L. L. C.
CRD: 179518
 - 0 1 - Unknown
Frazier Financial Advisors, LLC
CRD: 106649
 - 0 3 - Unknown
Frazier Financial Consultants, LLC
CRD: 112897
 - 0 2 - Unknown
Frazier Group Management, LLC
CRD: 327081
 - 0 1 - Unknown
Frazier Healthcare Partners
CRD: 157324
 - 0 1 - Unknown
Page 562 of 1601 (80,028 total)
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