Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Frazier Life Sciences Management, LP CRD: 317522 | - | 0 | 1 | - | Unknown |
| Frazier Securities, L.P. CRD: 30846 | - | 0 | 0 | A | INACTIVE |
| Frazier Technology Ventures CRD: 162819 | - | 0 | 0 | - | Unknown |
| Frazier Wealth Management CRD: 170451 | - | 0 | 0 | - | Unknown |
| Frazier Wealth Management CRD: 312434 | - | 0 | 1 | - | Unknown |
| FRC Securities, Inc. CRD: 13236 | - | 0 | 0 | A | INACTIVE |
| Frec CRD: 325982 | - | 0 | 4 | - | Unknown |
| Frec Securities LLC CRD: 316641 | CA | 0 | 2 | A | Active |
| Freckie Capital LLC CRD: 338302 | - | 0 | 1 | - | Unknown |
| Fred Alger & Company, LLC CRD: 5300 | NY | 7 | 3 | C | Active |
| Fred Alger Management, LLC CRD: 106750 | - | 0 | 1 | - | Unknown |
| Fred King Inc. CRD: 14364 | - | 0 | 0 | A | INACTIVE |
| Fred Lainson Capital Management, LLC CRD: 143139 | - | 0 | 0 | - | Unknown |
| Fred Martin & Co. CRD: 2674 | - | 0 | 0 | A | INACTIVE |
| Fred Miller & Assoc. CRD: 118741 | - | 0 | 1 | - | Unknown |
| Fred Montgomery Company CRD: 30949 | - | 1 | 0 | B | INACTIVE |
| Fred Myers, CPA, P.C. CRD: 116010 | - | 0 | 0 | - | Unknown |
| Fred Smith Finance CRD: 147044 | - | 0 | 0 | - | Unknown |
| Frederic a. Gottschalk CRD: 113545 | - | 0 | 0 | - | Unknown |
| Frederick & Company, Inc. CRD: 333 | - | 15 | 0 | D | INACTIVE |
| Frederick C. Toth, FSA, CFA CRD: 149191 | - | 0 | 0 | - | Unknown |
| Frederick Capital Management CRD: 122743 | - | 0 | 0 | - | Unknown |
| Frederick H. Cron CRD: 111991 | - | 0 | 2 | - | Unknown |
| Frederick H. Yack, Inc. CRD: 46596 | - | 0 | 0 | A | INACTIVE |
| Frederick Investment Services, Inc. CRD: 25587 | - | 0 | 0 | A | INACTIVE |
| Frederick S. Martin & Co. CRD: 32005 | - | 1 | 0 | B | INACTIVE |
| Frederick Sutton & Co., Inc. CRD: 23774 | - | 0 | 0 | A | INACTIVE |
| Frederick T. Cretors & Co., Inc. CRD: 1553 | - | 0 | 0 | A | INACTIVE |
| Frederick, Mark D. CRD: 138204 | - | 0 | 2 | - | Unknown |
| Fredericks Michael Securities, Inc. CRD: 46725 | NY | 0 | 2 | A | Active |
| Fredericksburg Financial Planning Services, Inc CRD: 117001 | - | 0 | 2 | - | Unknown |
| Fredric E. Russell Investment Management Co. CRD: 108886 | - | 0 | 1 | - | Unknown |
| Fredric Goodman, CFP CRD: 111919 | - | 0 | 0 | - | Unknown |
| Fredrickson, Carl Anthony CRD: 119052 | - | 0 | 0 | A | INACTIVE |
| Free Market Advisors, LLC CRD: 151621 | - | 0 | 0 | - | Unknown |
| Free Market Financial, Inc. CRD: 157692 | - | 0 | 0 | - | Unknown |
| Free State Financial Planning, LLC CRD: 330089 | - | 0 | 1 | - | Unknown |
| Free Time Financial LLC CRD: 335359 | - | 0 | 1 | - | Unknown |
| Freeboard Capital, LLC CRD: 167222 | - | 0 | 1 | - | Unknown |
| Freed Investment Group, LLC CRD: 140679 | - | 0 | 0 | - | Unknown |
| Freedman Financial Associates, Inc. CRD: 128666 | - | 0 | 0 | - | Unknown |
| Freedom 3 Capital LLC CRD: 170786 | - | 0 | 1 | - | Unknown |
| Freedom Advisory CRD: 147546 | - | 0 | 2 | - | Unknown |
| Freedom Advisory Services, LLC CRD: 136354 | - | 0 | 0 | - | Unknown |
| Freedom Asset Management CRD: 335660 | - | 0 | 1 | - | Unknown |
| Freedom Capital Advisors, LLC CRD: 168451 | - | 0 | 0 | - | Unknown |
| Freedom Capital Management CRD: 313926 | - | 0 | 2 | - | Unknown |
| Freedom DAY Solutions, LLC CRD: 138962 | - | 0 | 4 | - | Unknown |
| Freedom DAY Wealth Management LLC CRD: 323916 | - | 0 | 2 | - | Unknown |
| Freedom Distributors Corporation CRD: 19434 | - | 0 | 0 | A | INACTIVE |