Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Freedom Family Office, LLC
CRD: 310275
 - 0 4 - Unknown
Freedom Fiduciaries LLC
CRD: 323673
 - 0 1 - Unknown
Freedom Financial & Business Planning, LLC
CRD: 151833
 - 0 1 - Unknown
Freedom Financial Advisors
CRD: 330516
 - 0 2 - Unknown
Freedom Financial Advisors LLC
CRD: 129278
 - 0 0 - Unknown
Freedom Financial Advisors, LLC
CRD: 321101
 - 0 1 - Unknown
Freedom Financial Advisors, LLC
CRD: 116295
 - 0 1 - Unknown
Freedom Financial Asset Management, LLC
CRD: 170229
 - 0 0 - Unknown
Freedom Financial Coaching, LLC
CRD: 299696
 - 0 0 - Unknown
Freedom Financial Consulting
CRD: 340490
 - 0 1 - Unknown
Freedom Financial Counseling, Inc.
CRD: 160669
 - 0 0 - Unknown
Freedom Financial Management, Inc
CRD: 315316
 - 0 3 - Unknown
Freedom Financial Partners LLC
CRD: 327560
 - 0 1 - Unknown
Freedom Financial Planning Solutions, LLC
CRD: 292288
 - 0 1 - Unknown
Freedom Financial Services, Inc.
CRD: 15306
 - 0 0 A INACTIVE
Freedom Financial Wealth Management LLC
CRD: 287903
 - 0 0 - Unknown
Freedom Financial, Inc.
CRD: 45850
 - 4 0 C INACTIVE
Freedom First Securities, Inc.
CRD: 21212
 - 0 0 A INACTIVE
Freedom Formula Wealth Management
CRD: 340258
 - 0 2 - Unknown
Freedom Found Financial
CRD: 306009
 - 0 1 - Unknown
Freedom Fund Venture Capital, LLC
CRD: 331336
 - 0 1 - Unknown
Freedom Funds Management Co
CRD: 110785
 - 0 3 - Unknown
Freedom Investment Management, Inc.
CRD: 126052
 - 0 5 - Unknown
Freedom Investments, Corp.
CRD: 323452
 - 0 1 - Unknown
Freedom Investments, Inc.
CRD: 37674
 - 7 0 D INACTIVE
Freedom Investors Corp.
CRD: 23714
 - 5 0 C INACTIVE
Freedom Money Management LLC
CRD: 269935
 - 0 1 - Unknown
Freedom Quest Financial Solutions LLC
CRD: 331820
 - 0 0 - Unknown
Freedom Ring Capital, LLC
CRD: 170822
 - 0 0 - Unknown
Freedom Specialist, Inc
CRD: 38003
 - 0 0 A INACTIVE
Freedom Street Financial, LLC
CRD: 285037
 - 0 0 - Unknown
Freedom Street Partners
CRD: 325302
 - 0 0 - Unknown
Freedom Trail Capital Management Company LLC
CRD: 325348
 - 0 1 - Unknown
Freedom Trail Financial
CRD: 283902
 - 0 1 - Unknown
Freedom Value Partners, LLC
CRD: 330875
 - 0 1 - Unknown
Freedom Wealth Advisors, LLC
CRD: 153207
 - 0 0 - Unknown
Freedom Wealth Advisors, LLC
CRD: 165151
 - 0 1 - Unknown
Freedom Wealth Advisors, LLC
CRD: 154270
 - 0 5 - Unknown
Freedom Wealth Alliance
CRD: 170456
 - 0 0 - Unknown
Freedom Wealth Coaching, LLC
CRD: 324178
 - 0 3 - Unknown
Freedom Wealth LLC
CRD: 327278
 - 0 1 - Unknown
Freedom Wealth Management
CRD: 132878
 - 0 0 - Unknown
Freedomtrust LLC
CRD: 311992
 - 0 1 - Unknown
Freeflow Ventures, LLC
CRD: 308194
 - 0 1 - Unknown
Freegulliver, LLC
CRD: 117040
 - 0 4 - Unknown
Freehling & Co.
CRD: 1906
 - 0 0 A INACTIVE
Freelance Financial Planning LLC
CRD: 291171
 - 0 0 - Unknown
Freeman & Co. Securities LLC
CRD: 118939
 - 0 0 A INACTIVE
Freeman & Freeman Private Wealth Management LLC
CRD: 327815
 - 0 3 - Unknown
Freeman and Wayne Enterprises LLC
CRD: 322822
 - 0 0 - Unknown
Page 564 of 1601 (80,028 total)
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