Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Freeman Blockchain Management, LLC CRD: 317725 | - | 0 | 1 | - | Unknown |
| Freeman Capital Advisors CRD: 300025 | - | 0 | 0 | - | Unknown |
| Freeman Capital Corp. CRD: 16533 | - | 0 | 0 | A | INACTIVE |
| Freeman Financial LLC CRD: 288904 | - | 0 | 1 | - | Unknown |
| Freeman Financial Services Corporation CRD: 6722 | - | 0 | 0 | A | INACTIVE |
| Freeman Investment Advisor CRD: 142351 | - | 0 | 0 | - | Unknown |
| Freeman Investments, Inc. CRD: 10002 | - | 0 | 0 | A | INACTIVE |
| Freeman Spogli CRD: 156819 | - | 0 | 1 | - | Unknown |
| Freeman Wealth Management CRD: 333431 | - | 0 | 1 | - | Unknown |
| Freeman Wealth Management LLC CRD: 140416 | - | 0 | 0 | - | Unknown |
| Freeman Webb Securities, Inc. CRD: 14965 | - | 0 | 0 | A | INACTIVE |
| Freeman, Will & Niemeier, Inc. CRD: 121628 | - | 0 | 1 | - | Unknown |
| Freemarketsai, Inc. CRD: 309071 | - | 0 | 0 | - | Unknown |
| Freemind Financial Advisory CRD: 329741 | - | 0 | 1 | - | Unknown |
| Freeport Financial Partners LLC CRD: 166682 | - | 0 | 1 | - | Unknown |
| Freerun Ventures LLC CRD: 335740 | - | 0 | 1 | - | Unknown |
| Freestate Advisors LLC CRD: 145800 | - | 0 | 4 | - | Unknown |
| Freestone Capital, LLC CRD: 286677 | - | 0 | 0 | - | Unknown |
| Freestone Grove Partners LP CRD: 328089 | - | 0 | 1 | - | Unknown |
| Freestone Securities, LLC CRD: 124260 | - | 0 | 0 | A | INACTIVE |
| Freestyle Management, L.L.C. CRD: 321137 | - | 0 | 1 | - | Unknown |
| FREETRADE.COM, Inc. CRD: 10752 | - | 6 | 0 | C | INACTIVE |
| Freeway Investments, LLC CRD: 329125 | - | 0 | 0 | - | Unknown |
| Frehr Michael Paul CRD: 142877 | - | 0 | 0 | A | INACTIVE |
| Frehr, Joseph Antone CRD: 32140 | - | 0 | 0 | A | INACTIVE |
| Freif Advisors LLC CRD: 340426 | - | 0 | 1 | - | Unknown |
| Freimark Blair & Company, Inc. CRD: 13079 | - | 2 | 0 | B | INACTIVE |
| Freitag Capital LLC CRD: 298349 | MA | 0 | 2 | A | Active |
| Freitag Financial Group, LLC CRD: 150444 | - | 0 | 1 | - | Unknown |
| Fremen Capital CRD: 334502 | - | 0 | 1 | - | Unknown |
| Fremman Limited CRD: 317822 | - | 0 | 0 | - | Unknown |
| Fremont Capital, Inc. CRD: 31982 | - | 0 | 0 | A | INACTIVE |
| Fremont Financial Advisors Inc. CRD: 145865 | - | 0 | 1 | - | Unknown |
| Fremont Realty Capital, L.P. CRD: 157487 | - | 0 | 0 | - | Unknown |
| Fremont Wealth Management, LP CRD: 106503 | - | 0 | 1 | - | Unknown |
| French and Skloff Investment Advisors, LLC CRD: 336794 | - | 0 | 1 | - | Unknown |
| French Broad Global Investors, LLC CRD: 142566 | - | 0 | 0 | - | Unknown |
| French Capital Management, LLC CRD: 177517 | - | 0 | 1 | - | Unknown |
| French Colony Securities Corporation CRD: 15245 | - | 0 | 0 | A | INACTIVE |
| French Family Office, LLC CRD: 319119 | - | 0 | 2 | - | Unknown |
| French Financial Services CRD: 173540 | - | 0 | 0 | - | Unknown |
| French Press Financial Services CRD: 313004 | - | 0 | 0 | - | Unknown |
| Frequentist Investment Group, LLC CRD: 173914 | - | 0 | 0 | - | Unknown |
| Fresh Aire Financial Services CRD: 175255 | - | 0 | 0 | - | Unknown |
| Fresh Bread Investments, LLC CRD: 319251 | - | 0 | 1 | - | Unknown |
| Fresh Forward CRD: 316328 | - | 0 | 1 | - | Unknown |
| Fresh Lake Wealth Management LLC CRD: 161365 | - | 0 | 1 | - | Unknown |
| Fresh Source Capital CRD: 175329 | - | 0 | 1 | - | Unknown |
| Fresh Ventures, LLC CRD: 315708 | - | 0 | 1 | - | Unknown |
| Fresh Water Ventures Management Inc CRD: 308660 | - | 0 | 1 | - | Unknown |