Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Freshfield Capital, LLC CRD: 150742 | - | 0 | 2 | - | Unknown |
| Freudman, Marco Andres CRD: 44436 | - | 0 | 0 | A | INACTIVE |
| Freund & Co Investment Advisors, L.C. CRD: 109464 | - | 0 | 3 | - | Unknown |
| Frew Street Capital CRD: 312600 | - | 0 | 1 | - | Unknown |
| Frey Financial CRD: 123538 | - | 0 | 1 | - | Unknown |
| Frey, Jonathan Quentin CRD: 33498 | - | 0 | 0 | A | INACTIVE |
| Frey, Richard Christopher CRD: 140069 | - | 0 | 0 | A | INACTIVE |
| Freya Financial Services CRD: 129263 | - | 0 | 2 | - | Unknown |
| FRG Family Wealth Advisors CRD: 282542 | - | 0 | 1 | - | Unknown |
| FRG Securities, LLC CRD: 44845 | - | 0 | 0 | A | INACTIVE |
| Friar Wealth Management CRD: 284126 | - | 0 | 0 | - | Unknown |
| Frickel Securities,Inc. CRD: 14517 | - | 0 | 0 | A | INACTIVE |
| Friday Financial CRD: 329748 | - | 0 | 1 | - | Unknown |
| Friday Harbor Capital Advisors, LLC CRD: 282610 | - | 0 | 0 | - | Unknown |
| Fried Asset Management, Inc. CRD: 118391 | - | 0 | 2 | - | Unknown |
| Friedberg Investment Management, Inc. CRD: 111911 | - | 0 | 0 | - | Unknown |
| Friedberg Mercantile Group, Inc. CRD: 34173 | - | 2 | 0 | B | INACTIVE |
| Friedenthal Financial, LLC CRD: 150457 | - | 0 | 1 | - | Unknown |
| Frieder Associates, Inc. CRD: 14863 | - | 0 | 0 | A | INACTIVE |
| Friedland Financial Planning, Inc. CRD: 139808 | - | 0 | 0 | - | Unknown |
| Friedland, Norman Shayle CRD: 34325 | - | 0 | 0 | A | INACTIVE |
| Friedlander & Co Inc CRD: 105150 | - | 0 | 2 | - | Unknown |
| Friedman Moon & Co. Inc. CRD: 13397 | - | 0 | 0 | A | INACTIVE |
| Friedman, Luzzatto & Co. CRD: 19169 | - | 1 | 0 | B | INACTIVE |
| Friedman, Manger & Co., Inc. CRD: 5701 | - | 0 | 0 | A | INACTIVE |
| Friedman, Richard P CRD: 34520 | - | 0 | 0 | A | INACTIVE |
| Friedrich Bailey Flayhart & Associates, Inc. CRD: 17785 | - | 0 | 0 | A | INACTIVE |
| Friedrichs Financial Alliance, L.L.C. CRD: 130127 | - | 0 | 0 | - | Unknown |
| Friel Asset Management, LLC CRD: 161642 | - | 0 | 0 | - | Unknown |
| Friend Financial Group Inc CRD: 333887 | - | 0 | 2 | - | Unknown |
| Friends & Family Capital Management, LLC CRD: 310407 | - | 0 | 1 | - | Unknown |
| Friends and Family Financial LLC CRD: 298394 | - | 0 | 0 | - | Unknown |
| Friends Wealth Management CRD: 330395 | - | 0 | 1 | - | Unknown |
| Friendship Brokerage, Inc. CRD: 16051 | - | 0 | 0 | A | INACTIVE |
| Friesen, Donald Wayne CRD: 31526 | - | 0 | 0 | A | INACTIVE |
| Friess Associates of Delaware, LLC CRD: 116105 | - | 0 | 0 | - | Unknown |
| Friess Associates, LLC CRD: 107735 | - | 0 | 0 | - | Unknown |
| Frifeldt Investment Counsel CRD: 161617 | - | 0 | 0 | - | Unknown |
| Frisch Financial Group, Inc. CRD: 126524 | - | 0 | 1 | - | Unknown |
| Frisco Financial Planning CRD: 132585 | - | 0 | 1 | - | Unknown |
| Frist Cressey Ventures Management, LLC CRD: 299793 | - | 0 | 1 | - | Unknown |
| FRO-Time 4 LLC CRD: 313726 | - | 0 | 1 | - | Unknown |
| Froehlich Financial Group, Ltd. CRD: 117840 | - | 0 | 0 | - | Unknown |
| Froelich & Co., Inc. CRD: 6628 | - | 0 | 0 | A | INACTIVE |
| Froger Management, LLC CRD: 339993 | - | 0 | 1 | - | Unknown |
| Froggatte & Company CRD: 43161 | - | 3 | 0 | C | INACTIVE |
| Frogmore CRD: 167093 | - | 0 | 0 | - | Unknown |
| Froley, Revy Asset Traders, Inc. CRD: 18357 | - | 0 | 0 | A | INACTIVE |
| From Planning to Living LLC CRD: 298471 | - | 0 | 1 | - | Unknown |
| Front CRD: 310702 | - | 0 | 0 | - | Unknown |