Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Front Barnett Associates LLC CRD: 106193 | - | 0 | 0 | - | Unknown |
| Front Edge Capital Management, LLC CRD: 306155 | - | 0 | 2 | - | Unknown |
| Front Porch Financial Advisory CRD: 311329 | - | 0 | 1 | - | Unknown |
| Front Range Energy Partners CRD: 203512 | - | 0 | 0 | - | Unknown |
| Front Range Growth Partners CRD: 340216 | - | 0 | 1 | - | Unknown |
| Front Street Capital Management, Inc. CRD: 141974 | - | 0 | 3 | - | Unknown |
| Front Street Equities, LLC CRD: 163490 | - | 0 | 1 | - | Unknown |
| Front Street Financial CRD: 314908 | - | 0 | 1 | - | Unknown |
| Frontaura Capital LLC CRD: 162237 | - | 0 | 1 | - | Unknown |
| Frontcourt Securities LLC CRD: 283590 | FL | 0 | 2 | A | Active |
| Frontegra Strategies, LLC CRD: 137529 | IL | 0 | 3 | A | Active |
| Frontenac CRD: 156096 | - | 0 | 1 | - | Unknown |
| Frontenac Brokerage Co. Inc. CRD: 24407 | - | 0 | 0 | A | INACTIVE |
| Frontenac Partners, L.L.C. CRD: 125413 | - | 0 | 1 | - | Unknown |
| Frontfour Capital Group LLC CRD: 145920 | - | 0 | 0 | - | Unknown |
| Frontier CRD: 162468 | - | 0 | 1 | - | Unknown |
| Frontier Advisors, LLC CRD: 150839 | - | 0 | 1 | - | Unknown |
| Frontier Asset Management (Hong Kong) Limited CRD: 339833 | - | 0 | 0 | - | Unknown |
| Frontier Asset Management, LLC CRD: 109910 | - | 0 | 3 | - | Unknown |
| Frontier Capital Management Co LLC CRD: 106274 | - | 0 | 1 | - | Unknown |
| Frontier Crypto Capital LLC CRD: 321946 | - | 0 | 1 | - | Unknown |
| Frontier Financial Advisors, LLC CRD: 134569 | - | 0 | 0 | - | Unknown |
| Frontier Financial Partners, LLC CRD: 136465 | - | 0 | 3 | - | Unknown |
| Frontier Financial Planning CRD: 291824 | - | 0 | 1 | - | Unknown |
| Frontier Financial Planning & Capital Management, … CRD: 124675 | - | 0 | 1 | - | Unknown |
| Frontier Global Partners LLC CRD: 145341 | - | 0 | 1 | - | Unknown |
| Frontier Investment Holdings, LLC CRD: 160712 | - | 0 | 0 | - | Unknown |
| Frontier Investment Management Partners Ltd. CRD: 282586 | - | 0 | 0 | - | Unknown |
| Frontier Investment Services, Inc. CRD: 18270 | - | 0 | 0 | A | INACTIVE |
| Frontier Market Ventures LLC CRD: 328723 | - | 0 | 1 | - | Unknown |
| Frontier ONE LLC CRD: 330993 | IL | 0 | 2 | A | Active |
| Frontier Partners, Inc. CRD: 155408 | - | 0 | 0 | - | Unknown |
| Frontier Renewables Capital CRD: 323231 | - | 0 | 0 | - | Unknown |
| Frontier Securities CRD: 136102 | VA | 1 | 5 | B | Active |
| Frontier Securities Inc. CRD: 14895 | - | 0 | 0 | A | INACTIVE |
| Frontier Securities, Inc. CRD: 38854 | - | 0 | 0 | A | INACTIVE |
| Frontierx GP, LLC CRD: 337296 | - | 0 | 1 | - | Unknown |
| Frontlight Capital LP CRD: 282121 | - | 0 | 0 | - | Unknown |
| Frontline Bioventures (Hong Kong) Limited CRD: 294719 | - | 0 | 0 | - | Unknown |
| Frontline Capital, Inc. CRD: 35093 | - | 0 | 0 | A | INACTIVE |
| Frontline Capital, LLC. CRD: 277059 | - | 0 | 2 | - | Unknown |
| Frontline Financial Group, LLC CRD: 151505 | - | 0 | 0 | - | Unknown |
| Frontline Healthcare Partners CRD: 311770 | - | 0 | 1 | - | Unknown |
| Frontline ONE Management LLC CRD: 332011 | - | 0 | 1 | - | Unknown |
| Frontline Ventures CRD: 331573 | - | 0 | 0 | - | Unknown |
| Frontline Wealth Management CRD: 340468 | - | 0 | 1 | - | Unknown |
| Frontrange Capital Advisers, LLC CRD: 162388 | - | 0 | 1 | - | Unknown |
| Frontstage Financial LLC CRD: 339913 | - | 0 | 1 | - | Unknown |
| Frontures Management LLC CRD: 300670 | - | 0 | 1 | - | Unknown |
| Frorer Partners L.P. CRD: 170848 | - | 0 | 1 | - | Unknown |