Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Frost & Berman, Inc. CRD: 43572 | - | 0 | 0 | A | INACTIVE |
| Frost Brokerage Services, Inc. CRD: 17465 | TX | 6 | 45 | B | Active |
| Frost Investment Services CRD: 286129 | - | 0 | 151 | - | Unknown |
| Frost Securities, Inc. CRD: 47124 | - | 2 | 0 | B | INACTIVE |
| Frost Wealth Planning, LLC CRD: 300554 | - | 0 | 0 | - | Unknown |
| Frostgate, LLC CRD: 312232 | - | 0 | 1 | - | Unknown |
| Frovantis Capital Ltd CRD: 340790 | - | 0 | 1 | - | Unknown |
| FRS Investment Advisors LLC CRD: 302085 | - | 0 | 0 | - | Unknown |
| FRS Securities, LLC CRD: 134350 | - | 0 | 0 | A | INACTIVE |
| FRS Ventures, LLC CRD: 298054 | - | 0 | 0 | - | Unknown |
| Fruchthendler Financial Services, Inc. CRD: 10857 | - | 0 | 0 | A | INACTIVE |
| Frugal Financial Retirement Plan Services, LLC CRD: 168390 | - | 0 | 2 | - | Unknown |
| Fruge' Capital Advisors, LLC (Formerly Oxford Inve… CRD: 149447 | - | 0 | 1 | - | Unknown |
| Fruit of the Vine Financial, LLC CRD: 325004 | - | 0 | 1 | - | Unknown |
| Fruit Tree Capital Management, LLC CRD: 335497 | - | 0 | 1 | - | Unknown |
| Fruitage Financial LLC CRD: 283352 | - | 0 | 1 | - | Unknown |
| Fruitful CRD: 322603 | - | 0 | 18 | - | Unknown |
| Fruitful Advisors CRD: 324748 | - | 0 | 0 | - | Unknown |
| Fruitful Stewardship LLC CRD: 293118 | - | 0 | 0 | - | Unknown |
| Fruition Advisors LLC CRD: 167022 | - | 0 | 2 | - | Unknown |
| Fruition Financial Planning CRD: 283802 | - | 0 | 0 | - | Unknown |
| Fruition Partners, LLC CRD: 310479 | - | 0 | 1 | - | Unknown |
| Fruth Investment Management CRD: 107273 | - | 0 | 2 | - | Unknown |
| FRY & Co. CRD: 21897 | - | 0 | 0 | A | INACTIVE |
| FRY & Co., Inc. CRD: 31022 | - | 0 | 0 | A | INACTIVE |
| FRY Investment Advisors, Inc. CRD: 300109 | - | 0 | 1 | - | Unknown |
| FRY Investments, Inc. CRD: 14182 | - | 0 | 0 | A | INACTIVE |
| FRY'S Path Capital, LLC CRD: 300498 | - | 0 | 2 | - | Unknown |
| Fryar Financial CRD: 315944 | - | 0 | 1 | - | Unknown |
| FS Capital Group CRD: 13434 | - | 0 | 0 | A | INACTIVE |
| FS Capital LLC CRD: 41415 | - | 0 | 0 | A | INACTIVE |
| FS Digital Infrastructure Advisor, LLC CRD: 338274 | - | 0 | 1 | - | Unknown |
| FS Energy Advisor, LLC CRD: 282897 | - | 0 | 0 | - | Unknown |
| FS Financial Advisors, LLC CRD: 299823 | - | 0 | 1 | - | Unknown |
| FS Fund Advisor, LLC CRD: 286673 | - | 0 | 1 | - | Unknown |
| FS Funds Distributor, Inc. CRD: 28036 | - | 0 | 0 | A | INACTIVE |
| FS Global Advisor, LLC CRD: 167620 | - | 0 | 1 | - | Unknown |
| FS Investment Advisor, LLC CRD: 156801 | - | 0 | 0 | - | Unknown |
| FS Investment Management L.P. CRD: 291774 | - | 0 | 1 | - | Unknown |
| FS Multi-Alternative Advisor, LLC CRD: 298166 | - | 0 | 0 | - | Unknown |
| FS Oneequity Manager GP, LLC CRD: 281143 | - | 0 | 0 | - | Unknown |
| FS Oneequity SLP, LP CRD: 281144 | - | 0 | 0 | - | Unknown |
| FS Reit Advisor, LLC CRD: 286672 | - | 0 | 0 | - | Unknown |
| FS Reit Advisor, LLC CRD: 306352 | - | 0 | 1 | - | Unknown |
| FS Specialty Lending Advisor, LLC CRD: 293054 | - | 0 | 1 | - | Unknown |
| FS Tactical Advisor, LLC CRD: 300214 | - | 0 | 1 | - | Unknown |
| FS/KKR Advisor, LLC CRD: 292803 | - | 0 | 1 | - | Unknown |
| FSA Advisors, Inc. CRD: 286251 | - | 0 | 5 | - | Unknown |
| FSA Capital Management, Inc. CRD: 8390 | - | 0 | 0 | A | INACTIVE |
| FSA Investment Group, LLC CRD: 163641 | - | 0 | 6 | - | Unknown |