Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FSA Wealth Management, LLC CRD: 288525 | - | 0 | 0 | - | Unknown |
| FSA Wealth Partners CRD: 104513 | - | 0 | 4 | - | Unknown |
| Fsam LLC CRD: 287851 | - | 0 | 14 | - | Unknown |
| Fsaq Capital Management LLC CRD: 307761 | - | 0 | 1 | - | Unknown |
| Fsaq, LLC CRD: 169262 | - | 0 | 0 | - | Unknown |
| FSB Premier Wealth Management, Inc. CRD: 15898 | IA | 1 | 6 | B | Active |
| FSC Advisors LLC CRD: 173892 | - | 0 | 1 | - | Unknown |
| FSC Securities Corporation CRD: 7461 | - | 47 | 0 | F | INACTIVE |
| FSC Wealth Advisors, LLC CRD: 154382 | - | 0 | 3 | - | Unknown |
| Fscap, LLC CRD: 165780 | - | 0 | 0 | - | Unknown |
| FSCM Co. CRD: 125983 | - | 0 | 0 | - | Unknown |
| Fsep II Advisor, LLC CRD: 170698 | - | 0 | 0 | - | Unknown |
| FSF Securities, Inc. CRD: 13666 | - | 0 | 0 | A | INACTIVE |
| FSF Ventures CRD: 334331 | - | 0 | 1 | - | Unknown |
| FSG Financial Services, Inc. CRD: 291629 | - | 0 | 1 | - | Unknown |
| FSG Securities, Inc. CRD: 35352 | - | 0 | 0 | A | INACTIVE |
| FSG Wealth Advisors, LLC CRD: 330709 | - | 0 | 2 | - | Unknown |
| FSI Advisory Group, Inc. CRD: 115887 | - | 0 | 3 | - | Unknown |
| FSI Capital Holdings CRD: 153189 | - | 0 | 0 | - | Unknown |
| FSI Financial Corporation CRD: 26261 | - | 0 | 0 | A | INACTIVE |
| FSI Group, LLC CRD: 109478 | - | 0 | 0 | - | Unknown |
| FSI Securities, LLC CRD: 142402 | - | 0 | 0 | A | INACTIVE |
| Fsic CRD: 37813 | - | 2 | 0 | B | INACTIVE |
| Fsic II Advisor, LLC CRD: 159976 | - | 0 | 0 | - | Unknown |
| Fsic III Advisor, LLC CRD: 169892 | - | 0 | 0 | - | Unknown |
| Fsic IV Advisor, LLC CRD: 281145 | - | 0 | 0 | - | Unknown |
| FSL Enterprises, Inc. CRD: 16369 | - | 0 | 0 | A | INACTIVE |
| FSM Capital Management, LLC CRD: 144387 | - | 0 | 0 | - | Unknown |
| FSN Capital CRD: 161592 | - | 0 | 0 | - | Unknown |
| FSO Wealth CRD: 336409 | - | 0 | 1 | - | Unknown |
| FSP Advisors, Inc. CRD: 158482 | - | 0 | 6 | - | Unknown |
| FSP Financial Services CRD: 144279 | - | 0 | 0 | - | Unknown |
| FSP Investments LLC CRD: 42191 | - | 0 | 0 | A | INACTIVE |
| FSR Wealth Management, LLC CRD: 171766 | - | 0 | 1 | - | Unknown |
| FSW Advisory Services Inc. CRD: 148818 | - | 0 | 0 | - | Unknown |
| FT Global Capital, Inc. CRD: 141294 | FL | 0 | 3 | A | Active |
| Ftaexchange Ltd CRD: 339632 | - | 0 | 1 | - | Unknown |
| FTC Capital Markets, Inc. CRD: 125805 | - | 2 | 0 | B | INACTIVE |
| FTC Investment Management, Inc. CRD: 14883 | - | 0 | 0 | A | INACTIVE |
| FTC Securities, Inc. CRD: 47201 | - | 1 | 0 | B | INACTIVE |
| FTFD Fund Distributor, Inc. CRD: 22229 | - | 1 | 0 | B | INACTIVE |
| FTI Capital Advisors, LLC CRD: 123434 | DC | 1 | 8 | B | Active |
| FTI Capital Management CRD: 294862 | - | 0 | 0 | - | Unknown |
| FTI Capital Management, LLC CRD: 285254 | - | 0 | 0 | - | Unknown |
| Ftib Asset Management LLC CRD: 329791 | - | 0 | 1 | - | Unknown |
| FTN Capital Management CRD: 158094 | - | 0 | 1 | - | Unknown |
| FTN Equity Capital Markets Corp. CRD: 119625 | - | 1 | 0 | B | INACTIVE |
| FTP Securities LLC CRD: 129356 | CA | 1 | 3 | B | Active |
| Ftpe Advisers, LLC CRD: 304565 | - | 0 | 0 | - | Unknown |
| FTV Capital CRD: 159568 | - | 0 | 1 | - | Unknown |