Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FTW Ventures Management , L.L.C. CRD: 312560 | - | 0 | 1 | - | Unknown |
| FTX Capital Markets LLC CRD: 158816 | - | 1 | 0 | B | INACTIVE |
| Fuchs Capital Partners PTE Ltd. CRD: 170432 | - | 0 | 0 | - | Unknown |
| Fuchs Financial Planning CRD: 134558 | - | 0 | 2 | - | Unknown |
| Fuel Capital CRD: 171028 | - | 0 | 1 | - | Unknown |
| Fuel Venture Capital Partners LLC CRD: 304225 | - | 0 | 1 | - | Unknown |
| Fuerst Financial Group, Inc. CRD: 149172 | - | 0 | 2 | - | Unknown |
| Fuerst, Karl W CRD: 125705 | - | 0 | 0 | - | Unknown |
| Fuerza Ventures CRD: 311224 | - | 0 | 1 | - | Unknown |
| Fuest & Klein Wealth Advisors, LLC CRD: 287955 | - | 0 | 0 | - | Unknown |
| Fugue CRD: 33847 | - | 0 | 0 | A | INACTIVE |
| Fuhrman - Matt Securities, Inc. CRD: 16597 | - | 0 | 0 | A | INACTIVE |
| Fuhrman Management Associates, Inc. CRD: 121193 | - | 0 | 0 | - | Unknown |
| Fuhrmann Capital CRD: 151846 | - | 0 | 2 | - | Unknown |
| Fuji Futures Inc. CRD: 104394 | - | 0 | 0 | A | INACTIVE |
| Fujimoto Capital Management LLC CRD: 288428 | - | 0 | 1 | - | Unknown |
| Fukoku Life International (America) Inc. CRD: 284662 | - | 0 | 1 | - | Unknown |
| Fukura Capital LLC CRD: 300611 | - | 0 | 0 | - | Unknown |
| Fulbright Financial Consulting, PA CRD: 117891 | - | 0 | 1 | - | Unknown |
| Fulcire Wealth Management, LLC CRD: 156552 | - | 0 | 1 | - | Unknown |
| Fulco Capital Management CRD: 325484 | - | 0 | 0 | - | Unknown |
| Fulcrum Advisory Services, LLC CRD: 131777 | - | 0 | 0 | - | Unknown |
| Fulcrum Asset Management LLP CRD: 137661 | - | 0 | 0 | - | Unknown |
| Fulcrum Capital Markets LLC CRD: 155634 | TX | 0 | 2 | A | Active |
| Fulcrum Capital, LLC CRD: 145322 | - | 0 | 2 | - | Unknown |
| Fulcrum Energy Capital Funds CRD: 309924 | - | 0 | 1 | - | Unknown |
| Fulcrum Equity Partners, Inc. CRD: 163489 | - | 0 | 1 | - | Unknown |
| Fulcrum Financial Advisors, Inc. CRD: 44972 | - | 1 | 0 | B | INACTIVE |
| Fulcrum Global Partners LLC CRD: 104455 | - | 3 | 0 | C | INACTIVE |
| Fulcrum Partners, L.L.C. CRD: 113459 | - | 0 | 0 | A | INACTIVE |
| Fulcrum Securities, LLC CRD: 42574 | - | 0 | 0 | A | INACTIVE |
| Fulcrum Securities, LLC CRD: 140084 | - | 4 | 0 | C | INACTIVE |
| Fulcrum Venture Group LLC CRD: 329347 | - | 0 | 1 | - | Unknown |
| Fulcrum Wealth Advisors, LLC CRD: 169277 | - | 0 | 1 | - | Unknown |
| Fulcrum Wealth Management CRD: 159099 | - | 0 | 3 | - | Unknown |
| Fulcrum Wealth Systems, LLC CRD: 326548 | - | 0 | 1 | - | Unknown |
| Fuleihan, Camille, Farid CRD: 129455 | - | 0 | 2 | - | Unknown |
| Fulfilled CRD: 330687 | - | 0 | 0 | - | Unknown |
| Fulfilled Finances LLC CRD: 309013 | - | 0 | 0 | - | Unknown |
| Fulgent Wealth Management CRD: 304633 | - | 0 | 0 | - | Unknown |
| Fulgent Wealth Management CRD: 313200 | - | 0 | 0 | - | Unknown |
| Fulham & Co CRD: 158374 | - | 0 | 1 | - | Unknown |
| Fulkerson Financial Services, LLC CRD: 286315 | - | 0 | 1 | - | Unknown |
| Full Bloom Financial CRD: 330572 | - | 0 | 1 | - | Unknown |
| Full Body Finance CRD: 307829 | - | 0 | 2 | - | Unknown |
| Full Circle Advisors, LLC CRD: 153830 | - | 0 | 0 | - | Unknown |
| Full Circle Financial Corp. CRD: 158904 | - | 0 | 0 | - | Unknown |
| Full Circle Financial Planning CRD: 327297 | - | 0 | 1 | - | Unknown |
| Full Compass Investment Advisors CRD: 288324 | - | 0 | 0 | - | Unknown |
| Full Compass Investment Advisors CRD: 300960 | - | 0 | 1 | - | Unknown |