Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Full Court Capital Securities LLC CRD: 324843 | NJ | 0 | 2 | A | Active |
| Full Financial Inc. CRD: 330574 | - | 0 | 2 | - | Unknown |
| Full Focus Capital Management CRD: 332780 | - | 0 | 3 | - | Unknown |
| Full in Partners CRD: 309967 | - | 0 | 1 | - | Unknown |
| Full Life Financial LLC CRD: 121518 | - | 0 | 0 | - | Unknown |
| Full Life Financial Planning CRD: 309835 | - | 0 | 2 | - | Unknown |
| Full of Grace Financial CRD: 329813 | - | 0 | 2 | - | Unknown |
| Full Sail Capital, LLC CRD: 291368 | - | 0 | 0 | - | Unknown |
| Full Service Securities Inc. CRD: 21311 | - | 0 | 0 | A | INACTIVE |
| Full Spectrum Capital Management Company, LLC CRD: 321990 | - | 0 | 1 | - | Unknown |
| Full Spectrum Retirement Services, Inc. CRD: 288895 | - | 0 | 0 | - | Unknown |
| Full18 Capital LLC CRD: 307210 | - | 0 | 0 | - | Unknown |
| Fulla Financial Planning CRD: 337622 | - | 0 | 1 | - | Unknown |
| Fullcircle Wealth LLC CRD: 166695 | - | 0 | 0 | - | Unknown |
| Fullcycle Climate Partners CRD: 321164 | - | 0 | 0 | - | Unknown |
| Fullcycle Partners LLC CRD: 175075 | - | 0 | 0 | - | Unknown |
| Fullcycle Partners LLC CRD: 316272 | - | 0 | 1 | - | Unknown |
| Fullen Financial Group, Inc. CRD: 135065 | - | 0 | 0 | - | Unknown |
| Fuller & Thaler Asset Management Inc CRD: 107033 | - | 0 | 1 | - | Unknown |
| Fuller Apartment Homes Securities, Inc. CRD: 38010 | - | 0 | 0 | A | INACTIVE |
| Fuller Brook Financial Partners, LLC CRD: 153445 | - | 0 | 0 | - | Unknown |
| Fuller Investment Management Company CRD: 167467 | - | 0 | 1 | - | Unknown |
| Fuller Wealth Advisors CRD: 158891 | - | 0 | 1 | - | Unknown |
| Fullerton & Associates Inc. CRD: 10703 | - | 0 | 0 | A | INACTIVE |
| Fullerton Advisors, LLC CRD: 148880 | - | 0 | 2 | - | Unknown |
| Fullguards Financial CRD: 325399 | - | 0 | 1 | - | Unknown |
| Fullington & Associates, LLC CRD: 130764 | - | 0 | 1 | - | Unknown |
| Fully Financial CRD: 326015 | - | 0 | 1 | - | Unknown |
| Fulmino Capital, LLC CRD: 309725 | - | 0 | 1 | - | Unknown |
| Fulshear Advisers, LLC CRD: 305388 | - | 0 | 0 | - | Unknown |
| Fulton Ferracute Capital Corp, Inc. CRD: 22115 | - | 0 | 0 | A | INACTIVE |
| Fulton Financial Planning, Inc. CRD: 125207 | - | 0 | 0 | - | Unknown |
| Fulton Investment Advisers, Inc. CRD: 110989 | - | 0 | 2 | - | Unknown |
| Fultz Investing CRD: 298472 | - | 0 | 0 | - | Unknown |
| FUN Financial LLC CRD: 308379 | - | 0 | 0 | - | Unknown |
| Func Ventures, LLC CRD: 324157 | - | 0 | 0 | - | Unknown |
| Fund Advisors of America Inc CRD: 112567 | - | 0 | 1 | - | Unknown |
| Fund Asset Managers CRD: 315856 | - | 0 | 1 | - | Unknown |
| Fund Concepts Group LLC CRD: 316009 | - | 0 | 0 | - | Unknown |
| Fund Direct Advisors Inc. CRD: 155363 | - | 0 | 1 | - | Unknown |
| Fund Investors, Inc. CRD: 20374 | PA | 1 | 2 | B | Active |
| Fund Launch Partners CRD: 329566 | - | 0 | 1 | - | Unknown |
| Fund Management CRD: 163870 | - | 0 | 0 | - | Unknown |
| Fund Management & Research Corporation CRD: 1931 | - | 0 | 0 | A | INACTIVE |
| Fund Management at Engine NO. 1 LLC CRD: 311877 | - | 0 | 0 | - | Unknown |
| Fund Management Company CRD: 1929 | - | 0 | 0 | A | INACTIVE |
| Fund Management Company CRD: 25585 | - | 0 | 0 | A | INACTIVE |
| Fund Management Corp. CRD: 113341 | - | 0 | 0 | - | Unknown |
| Fund Management, Inc. CRD: 36024 | - | 0 | 0 | A | INACTIVE |
| Fund Securities, Inc. CRD: 1933 | - | 7 | 0 | D | INACTIVE |