Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fund Services Advisors, Inc. (FSA) CRD: 30862 | - | 0 | 0 | A | INACTIVE |
| Fund Trader PRO, LLC CRD: 281583 | - | 0 | 0 | - | Unknown |
| Fund-a-Mental, LLC CRD: 307666 | - | 0 | 0 | - | Unknown |
| Fund4People Capital Management, LLC CRD: 170273 | - | 0 | 0 | - | Unknown |
| Fundamenta Capital S.A. CRD: 328733 | - | 0 | 0 | - | Unknown |
| Fundamental Advisors LP CRD: 157899 | - | 0 | 1 | - | Unknown |
| Fundamental Advisors, Inc. CRD: 122643 | - | 0 | 2 | - | Unknown |
| Fundamental Brokers CRD: 19837 | - | 0 | 0 | A | INACTIVE |
| Fundamental Brokers CRD: 28197 | - | 0 | 0 | A | INACTIVE |
| Fundamental Brokers International Inc. CRD: 6793 | - | 0 | 0 | A | INACTIVE |
| Fundamental Capital, LLC CRD: 163821 | - | 0 | 1 | - | Unknown |
| Fundamental Corporate Bond Brokers CRD: 28198 | - | 0 | 0 | A | INACTIVE |
| Fundamental Corporate Bond Brokers, Inc. CRD: 15147 | - | 0 | 0 | A | INACTIVE |
| Fundamental Corporate Credit Limited CRD: 281353 | - | 0 | 0 | - | Unknown |
| Fundamental Corporate Credit US LLC CRD: 188518 | - | 0 | 0 | - | Unknown |
| Fundamental Dynamics (HK) Limited CRD: 170296 | - | 0 | 0 | - | Unknown |
| Fundamental Equities Corp. CRD: 7402 | - | 0 | 0 | A | INACTIVE |
| Fundamental Global GP, LLC CRD: 316946 | - | 0 | 0 | - | Unknown |
| Fundamental Global Investors, LLC CRD: 164299 | - | 0 | 0 | - | Unknown |
| Fundamental Interactions Neutron Direct, LLC CRD: 322233 | NY | 0 | 2 | A | Active |
| Fundamental Investment Alliance Group, Inc. CRD: 131166 | - | 0 | 4 | - | Unknown |
| Fundamental Managers LLC CRD: 281368 | - | 0 | 0 | - | Unknown |
| Fundamental Securities CRD: 322182 | FL | 0 | 2 | A | Active |
| Fundamental Ventures Management, LLC CRD: 318223 | - | 0 | 1 | - | Unknown |
| Fundamental Works, LLC CRD: 341173 | - | 0 | 1 | - | Unknown |
| Fundamentals Invest LLC CRD: 309989 | - | 0 | 1 | - | Unknown |
| Fundbridge Capital PTE. Ltd. CRD: 333916 | - | 0 | 0 | - | Unknown |
| Fundclear, Inc. CRD: 28102 | - | 0 | 0 | A | INACTIVE |
| Funded Life Financial, LLC CRD: 325806 | - | 0 | 1 | - | Unknown |
| Fundersclub Inc. CRD: 166518 | - | 0 | 1 | - | Unknown |
| Fundify Advisors LLC CRD: 319004 | - | 0 | 1 | - | Unknown |
| Funding Capital Inc. CRD: 16108 | - | 0 | 0 | A | INACTIVE |
| Funding Circle Securities LLC CRD: 149479 | - | 0 | 0 | A | INACTIVE |
| Funding Circle USA CRD: 171698 | - | 0 | 0 | - | Unknown |
| Funding Impact CRD: 330137 | - | 0 | 1 | - | Unknown |
| Fundivest Ltd CRD: 336269 | - | 0 | 1 | - | Unknown |
| Fundmark Investment Company Services, Inc. CRD: 13066 | - | 0 | 0 | A | INACTIVE |
| Fundment LLC CRD: 333140 | - | 0 | 0 | A | Active |
| Fundomo Management, LLC CRD: 326725 | - | 0 | 1 | - | Unknown |
| Fundopolis Securities, LLC CRD: 304414 | - | 1 | 0 | B | INACTIVE |
| Fundpartner Solutions (Europe) S.A. CRD: 281198 | - | 0 | 0 | - | Unknown |
| Fundrise Advisors, LLC CRD: 172036 | - | 0 | 1 | - | Unknown |
| Fundrock LIS S.A CRD: 291156 | - | 0 | 0 | - | Unknown |
| Funds Distributor, LLC CRD: 7174 | ME | 2 | 23 | B | Active |
| Funds IV Distributor, Inc. CRD: 35683 | - | 0 | 0 | A | INACTIVE |
| Funds Management, Inc. CRD: 20088 | - | 0 | 0 | A | INACTIVE |
| Funds Placement Group, LLC CRD: 145840 | - | 0 | 0 | A | INACTIVE |
| Fundseeder Investments, LLC CRD: 315410 | - | 0 | 0 | - | Unknown |
| Fundselect Advisers, Inc. CRD: 5381 | - | 0 | 0 | A | INACTIVE |
| Fundsmith Partners U.S. LLC CRD: 277143 | - | 0 | 0 | - | Unknown |