Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fundsmith, LLP CRD: 160365 | - | 0 | 0 | - | Unknown |
| Fundstrat Capital CRD: 332163 | - | 0 | 1 | - | Unknown |
| Fundteq CRD: 269857 | - | 0 | 0 | - | Unknown |
| Fundviews Capital, LLC CRD: 325229 | - | 0 | 1 | - | Unknown |
| Fundx Investment Group, LLC CRD: 109194 | - | 0 | 0 | - | Unknown |
| Fundzadvisor CRD: 171729 | - | 0 | 0 | - | Unknown |
| Fure Financial Corporation CRD: 288396 | - | 0 | 0 | - | Unknown |
| Furlong Financial LLC CRD: 169435 | - | 0 | 0 | - | Unknown |
| Furman Investment Co., Inc. CRD: 10345 | - | 0 | 0 | A | INACTIVE |
| Further Lane Securities, L.P. CRD: 38162 | - | 4 | 0 | C | INACTIVE |
| Fusap Securities LLC CRD: 149331 | - | 0 | 0 | A | INACTIVE |
| Fusco Financial Services Inc CRD: 106841 | - | 0 | 3 | - | Unknown |
| Fusco, John Mark CRD: 104452 | - | 0 | 0 | A | INACTIVE |
| Fuse CRD: 314167 | - | 0 | 1 | - | Unknown |
| Fuse Capital Management, Inc. CRD: 160808 | - | 0 | 0 | - | Unknown |
| Fusefi Capital, LLC CRD: 140203 | MA | 0 | 3 | A | Active |
| Fusion Capital CRD: 333924 | - | 0 | 1 | - | Unknown |
| Fusion Capital, LLC CRD: 154726 | - | 0 | 3 | - | Unknown |
| Fusion Family Wealth, LLC CRD: 168254 | - | 0 | 1 | - | Unknown |
| Fusion Financial CRD: 166026 | - | 0 | 1 | - | Unknown |
| Fusion Fund Silicon Valley LLC CRD: 289902 | - | 0 | 1 | - | Unknown |
| Fusion LA Ventures, LLC CRD: 317210 | - | 0 | 1 | - | Unknown |
| Fusion Partners Global LLC CRD: 291875 | NY | 0 | 2 | A | Active |
| Fusion Planning LLC CRD: 338879 | - | 0 | 1 | - | Unknown |
| Fusion Quant Technologies CRD: 337431 | - | 0 | 1 | - | Unknown |
| FUSION.FINANCIAL CRD: 294415 | - | 0 | 0 | - | Unknown |
| Fusionx Ventures GP I, LLC CRD: 294315 | - | 0 | 1 | - | Unknown |
| Fusionx Ventures Management II, LLC CRD: 304073 | - | 0 | 1 | - | Unknown |
| Futaleufu Manager, LLC CRD: 287774 | - | 0 | 1 | - | Unknown |
| Futr Family Management, LLC CRD: 146542 | - | 0 | 0 | - | Unknown |
| Futr Wealth Management LLC CRD: 339490 | - | 0 | 1 | - | Unknown |
| Futrex Trading, L.L.C CRD: 42269 | - | 0 | 0 | A | INACTIVE |
| Futu Clearing Inc CRD: 298769 | TX | 0 | 3 | A | Active |
| Futu Wealth Advisors, Inc. CRD: 310790 | - | 0 | 0 | - | Unknown |
| Futura Asset Advisors LLC CRD: 136285 | - | 0 | 2 | - | Unknown |
| Futurago Financial Services, LLC CRD: 175029 | - | 0 | 0 | - | Unknown |
| Future Benefits Inc CRD: 107620 | - | 0 | 0 | - | Unknown |
| Future Benefits Planning Corporation CRD: 124481 | - | 0 | 0 | - | Unknown |
| Future Bright CRD: 177521 | - | 0 | 5 | - | Unknown |
| Future Capital CRD: 119081 | - | 0 | 1 | - | Unknown |
| Future Communities Capital CRD: 309135 | - | 0 | 1 | - | Unknown |
| Future Finance Academy Ltd CRD: 340116 | - | 0 | 1 | - | Unknown |
| Future Finances Inc CRD: 105190 | - | 0 | 3 | - | Unknown |
| Future Financial Partners CRD: 147550 | - | 0 | 0 | - | Unknown |
| Future Financial Wealth Management Group, LLC CRD: 291484 | - | 0 | 2 | - | Unknown |
| Future Fintech Digital Capital Management, LLC CRD: 316175 | - | 0 | 1 | - | Unknown |
| Future First Finance, LLC CRD: 335273 | - | 0 | 1 | - | Unknown |
| Future Frontier Capital, LLC CRD: 340926 | - | 0 | 1 | - | Unknown |
| Future MAP Financial LLC CRD: 291013 | - | 0 | 0 | - | Unknown |
| Future Path Financial Planning CRD: 336296 | - | 0 | 1 | - | Unknown |