Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Future Perfect Planning, LLC CRD: 173765 | - | 0 | 1 | - | Unknown |
| Future Perfect Ventures, LLC CRD: 341497 | - | 0 | 1 | - | Unknown |
| Future Positive CRD: 309644 | - | 0 | 1 | - | Unknown |
| Future Star Financial Assets Management Inc CRD: 336786 | - | 0 | 1 | - | Unknown |
| Future Tundra Capital, LLC CRD: 315275 | - | 0 | 1 | - | Unknown |
| Future U Financial Inc. CRD: 309468 | - | 0 | 2 | - | Unknown |
| Future Ventures CRD: 301700 | - | 0 | 1 | - | Unknown |
| Future Wallet CRD: 329049 | - | 0 | 1 | - | Unknown |
| Future Wealth LLC CRD: 283911 | - | 0 | 1 | - | Unknown |
| Future Wise Financial Planning, LLC CRD: 311502 | - | 0 | 0 | - | Unknown |
| Future YOU Wealth CRD: 305173 | - | 0 | 0 | - | Unknown |
| Futureadvisor, Inc. CRD: 154604 | - | 0 | 0 | - | Unknown |
| Futureit Inc. CRD: 342224 | - | 0 | 1 | - | Unknown |
| Futuremoney RIA CRD: 329835 | - | 0 | 1 | - | Unknown |
| Futureplan Financial CRD: 324962 | - | 0 | 2 | - | Unknown |
| Futureproof Finances LLC CRD: 168813 | - | 0 | 0 | - | Unknown |
| Futures Investment Company CRD: 42402 | - | 0 | 0 | A | INACTIVE |
| Futures, First Investors Shearson CRD: 14807 | - | 0 | 0 | A | INACTIVE |
| Futurity Capital LLC CRD: 158759 | - | 0 | 0 | - | Unknown |
| FV Advisors LLC CRD: 296962 | - | 0 | 1 | - | Unknown |
| FV Asset Management Inc. CRD: 148302 | - | 0 | 0 | - | Unknown |
| FVC Management Consultants Cyprus Ltd CRD: 339636 | - | 0 | 0 | - | Unknown |
| Fvlcrum Partners, LLC CRD: 310971 | - | 0 | 1 | - | Unknown |
| FVS Financial CRD: 117340 | - | 0 | 2 | - | Unknown |
| FW Investments, LLC CRD: 174018 | - | 0 | 0 | - | Unknown |
| FWA Wealth Management, LLC CRD: 331605 | - | 0 | 0 | - | Unknown |
| FWD Global CRD: 316780 | - | 0 | 1 | - | Unknown |
| FWG Investment Management CRD: 322394 | - | 0 | 1 | - | Unknown |
| FWG Investments, LLC CRD: 284064 | - | 0 | 4 | - | Unknown |
| FWI Wealth Management LLC CRD: 168903 | - | 0 | 2 | - | Unknown |
| FWJ Planning LLC CRD: 322852 | - | 0 | 1 | - | Unknown |
| FWM Consulting, Inc. CRD: 130506 | - | 0 | 0 | - | Unknown |
| FWM Legacy, LLC CRD: 144344 | - | 0 | 0 | - | Unknown |
| FWM Partners CRD: 339804 | - | 0 | 1 | - | Unknown |
| FWS Retirement Services, LLC CRD: 152878 | CA | 0 | 2 | A | Active |
| FWT Options, LLC CRD: 130038 | - | 0 | 0 | A | INACTIVE |
| FX International, Inc. CRD: 119080 | - | 2 | 0 | B | INACTIVE |
| FX Securities Inc. CRD: 103877 | - | 0 | 0 | A | INACTIVE |
| FX Securities Inc. CRD: 111344 | - | 0 | 0 | A | INACTIVE |
| FX2 Capital CRD: 337735 | - | 0 | 1 | - | Unknown |
| FXP Advisory Services CRD: 135477 | - | 0 | 0 | - | Unknown |
| Fyooz Financial Planning CRD: 304113 | - | 0 | 2 | - | Unknown |
| Fyra Capital Management CRD: 315100 | - | 0 | 7 | - | Unknown |
| FYRFLY Venture Partners, LLC CRD: 165977 | - | 0 | 1 | - | Unknown |
| Fyvie Financial LLC CRD: 309375 | - | 0 | 1 | - | Unknown |
| G & C Financial Advisors CRD: 125273 | - | 0 | 0 | - | Unknown |
| G & C Investments, LLC CRD: 146793 | - | 0 | 0 | - | Unknown |
| G & D Trading Company, LLC CRD: 41207 | - | 0 | 0 | A | INACTIVE |
| G & K Partners, Ltd. CRD: 31368 | - | 0 | 0 | A | INACTIVE |
| G & M Investment Center Incorporated CRD: 1946 | - | 0 | 0 | A | INACTIVE |