Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| G & O Financial Services, Inc. CRD: 141831 | - | 0 | 1 | - | Unknown |
| G & R Financial Solutions LLC CRD: 332634 | - | 0 | 1 | - | Unknown |
| G & R Investment Consultants Inc CRD: 107415 | - | 0 | 0 | - | Unknown |
| G & W Equity Sales, Inc. CRD: 35356 | - | 0 | 0 | A | INACTIVE |
| G - W Brokerage Group, Inc. CRD: 22691 | - | 4 | 0 | C | INACTIVE |
| G Capital Asset Management CRD: 332326 | - | 0 | 0 | - | Unknown |
| G Capital Works LLC CRD: 315269 | - | 0 | 0 | - | Unknown |
| G HUB Capital LLC CRD: 318225 | - | 0 | 1 | - | Unknown |
| G J Allison & Co., Inc. CRD: 6816 | - | 0 | 0 | A | INACTIVE |
| G J Kohler Investment Advisors, LLC CRD: 159130 | - | 0 | 0 | - | Unknown |
| G S Z Securities Inc. CRD: 16559 | - | 0 | 0 | A | INACTIVE |
| G Square Healthcare Private Equity LLP CRD: 166004 | - | 0 | 0 | - | Unknown |
| G Squared Capital LLP CRD: 289045 | - | 0 | 0 | - | Unknown |
| G Squared Equity LLC CRD: 281127 | - | 0 | 0 | - | Unknown |
| G Squared Equity Management LP CRD: 289285 | - | 0 | 1 | - | Unknown |
| G Squared Trading L.L.C. CRD: 139711 | - | 0 | 0 | A | INACTIVE |
| G Street Capital Management LLC CRD: 339863 | - | 0 | 1 | - | Unknown |
| G Vision Capital LLC CRD: 334985 | - | 0 | 1 | - | Unknown |
| G&C Trading, LLC CRD: 34156 | - | 0 | 0 | A | INACTIVE |
| G&F Financial Services CRD: 128940 | - | 0 | 1 | - | Unknown |
| G&G Capital Management, LLC CRD: 299153 | - | 0 | 1 | - | Unknown |
| G&H Investments CRD: 317722 | - | 0 | 1 | - | Unknown |
| G&L Partners, Inc. CRD: 129605 | - | 2 | 0 | B | INACTIVE |
| G&L Partners, LLC CRD: 38719 | - | 0 | 0 | A | INACTIVE |
| G&S Capital LLC CRD: 171033 | - | 0 | 1 | - | Unknown |
| G&S Wealth Management LLC CRD: 155999 | - | 0 | 1 | - | Unknown |
| G, G, & M Financial Goals CRD: 117731 | - | 0 | 1 | - | Unknown |
| G-2 Trading,LLC CRD: 44018 | - | 7 | 0 | D | INACTIVE |
| G-51 Management CRD: 161108 | - | 0 | 1 | - | Unknown |
| G-BAR Limited Partnership CRD: 34179 | - | 6 | 0 | D | INACTIVE |
| G-Squared Advisory LLC CRD: 152968 | - | 0 | 1 | - | Unknown |
| G-Trade Services LLC CRD: 140314 | - | 1 | 0 | B | INACTIVE |
| G-V Capital Corp. CRD: 18271 | - | 0 | 0 | A | INACTIVE |
| G. a. Repple & Company CRD: 17486 | FL | 10 | 35 | B | Active |
| G. Allen Financial Inc. CRD: 119180 | - | 0 | 1 | - | Unknown |
| G. Brian Chrisite Investments CRD: 10797 | - | 0 | 0 | A | INACTIVE |
| G. Dewayne Mcanally CRD: 118511 | - | 0 | 1 | - | Unknown |
| G. Douglas Wealth Management CRD: 323256 | - | 0 | 1 | - | Unknown |
| G. Earl Mowrey & Co., L.L.C CRD: 120802 | - | 0 | 1 | - | Unknown |
| G. Erwin Securities Corp. CRD: 17593 | - | 0 | 0 | A | INACTIVE |
| G. F. Tate & Co., Inc. CRD: 35587 | - | 4 | 0 | C | INACTIVE |
| G. H. Sheppard & Co., Inc. CRD: 6447 | - | 0 | 0 | A | INACTIVE |
| G. Joseph Dippell JR. & Company Inc. CRD: 36051 | - | 0 | 0 | A | INACTIVE |
| G. K. Scott & Co., Inc. CRD: 3305 | - | 0 | 0 | A | INACTIVE |
| G. L. Cottrill & Company, Inc. CRD: 13145 | - | 0 | 0 | A | INACTIVE |
| G. Martin Meyers, P.C. CRD: 284878 | - | 0 | 2 | - | Unknown |
| G. Murphy & Associates, Inc. CRD: 123281 | - | 0 | 0 | - | Unknown |
| G. P. Greco & Co., Inc. CRD: 318087 | - | 0 | 1 | - | Unknown |
| G. R. Phelps & Co., Inc. CRD: 173 | - | 0 | 0 | A | INACTIVE |
| G. T. Murray & Co. CRD: 7446 | - | 0 | 0 | A | INACTIVE |