Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| G. T. Murray Group, Inc. CRD: 164884 | - | 0 | 0 | - | Unknown |
| G. W. Courtney, Inc. CRD: 7769 | - | 0 | 0 | A | INACTIVE |
| G. W. Story & Associates, Inc. CRD: 6277 | - | 0 | 0 | A | INACTIVE |
| G.A. Davies & Co., Inc. CRD: 31479 | - | 0 | 0 | A | INACTIVE |
| G.B. Allen Associates, Inc. CRD: 112737 | - | 0 | 2 | - | Unknown |
| G.C. Andersen Partners Capital, LLC CRD: 44631 | - | 3 | 0 | C | INACTIVE |
| G.C. Steele & Company CRD: 136953 | - | 0 | 1 | - | Unknown |
| G.C.N. Corp. CRD: 7245 | - | 0 | 0 | A | INACTIVE |
| G.DISTRIBUTORS, LLC CRD: 155071 | NY | 0 | 3 | A | Active |
| G.E.C. Investments, Inc. CRD: 13394 | - | 0 | 0 | A | INACTIVE |
| G.E.M. BD, Ltd. CRD: 25339 | - | 0 | 0 | A | INACTIVE |
| G.F. Investment Services, LLC CRD: 132939 | - | 4 | 0 | C | INACTIVE |
| G.F.B. Securities, Inc. CRD: 36381 | - | 0 | 0 | A | INACTIVE |
| G.H.A. Financial Planning CRD: 141288 | - | 0 | 0 | - | Unknown |
| G.I.C. Capital Markets, Inc. CRD: 24815 | - | 0 | 0 | A | INACTIVE |
| G.I.M.B. Municipal Securities Broker CRD: 16016 | - | 0 | 0 | A | INACTIVE |
| G.I.T. Investments, LLC CRD: 124303 | - | 0 | 0 | - | Unknown |
| G.J. Foster Financial Services, Inc. CRD: 158623 | - | 0 | 0 | - | Unknown |
| G.K. Allen & Co. Inc. CRD: 1043 | - | 0 | 0 | A | INACTIVE |
| G.K. Financial, L.L.C. CRD: 44157 | - | 0 | 0 | A | INACTIVE |
| G.L. Leavitt Financial Group CRD: 17861 | - | 0 | 0 | A | INACTIVE |
| G.L. Mann and Company CRD: 20619 | - | 0 | 0 | A | INACTIVE |
| G.M. Wilson, Private Wealth Management Group CRD: 129692 | - | 0 | 2 | - | Unknown |
| G.M.R. & Co Securities, LLC CRD: 47345 | - | 1 | 0 | B | INACTIVE |
| G.P. Direct Corp. CRD: 125031 | - | 0 | 0 | A | INACTIVE |
| G.P. Leach Securities LLC CRD: 312891 | - | 0 | 1 | - | Unknown |
| G.P. Marone & Co., Inc. CRD: 13402 | - | 1 | 0 | B | INACTIVE |
| G.P. Securities Corp. CRD: 35130 | - | 1 | 0 | B | INACTIVE |
| G.R. Greene & Company, LLC CRD: 281768 | - | 0 | 0 | - | Unknown |
| G.R. Stuart & Company, Inc. CRD: 29101 | - | 0 | 0 | A | INACTIVE |
| G.RESEARCH, LLC CRD: 7353 | NY | 6 | 2 | C | Active |
| G.S. Heck & Co. CRD: 19521 | - | 0 | 0 | A | INACTIVE |
| G.S. Trading Partners, LLC CRD: 145099 | - | 0 | 0 | A | INACTIVE |
| G.S. Trading Partners, LLC CRD: 130756 | - | 0 | 0 | A | INACTIVE |
| G.S. Woods Wealth Management CRD: 285599 | - | 0 | 1 | - | Unknown |
| G.T. Dormer & Company Inc. CRD: 11150 | - | 0 | 0 | A | INACTIVE |
| G.T. Jeffers & Company, LLC CRD: 45308 | - | 1 | 0 | B | INACTIVE |
| G.W. Lackey Securities Inc. CRD: 13510 | - | 0 | 0 | A | INACTIVE |
| G.W. Piper & Co., Inc. CRD: 22563 | - | 1 | 0 | B | INACTIVE |
| G.W. Sherwold Associates, Inc CRD: 42186 | CA | 0 | 3 | A | Active |
| G.W.F. Consulting LLC CRD: 172228 | - | 0 | 0 | - | Unknown |
| G/T Offshore Management, L.L.C. CRD: 119058 | - | 0 | 0 | - | Unknown |
| G1 Capital Advisors, LLC CRD: 299078 | - | 0 | 1 | - | Unknown |
| G1 Execution Services, LLC CRD: 111528 | IL | 35 | 3 | D | Active |
| G10 Capital Limited CRD: 269881 | - | 0 | 0 | - | Unknown |
| G10 LLC CRD: 322876 | - | 0 | 1 | - | Unknown |
| G2 Capital Management, LLC CRD: 286521 | - | 0 | 1 | - | Unknown |
| G2 Investments, Inc. CRD: 45799 | - | 0 | 0 | A | INACTIVE |
| G2 Trading LLC CRD: 159978 | - | 2 | 0 | B | INACTIVE |
| G20 Capital Management, LLC CRD: 170366 | - | 0 | 1 | - | Unknown |