Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| G2G Capital Advisors, LLC CRD: 163579 | - | 0 | 0 | - | Unknown |
| G2VP, LLC CRD: 288490 | - | 0 | 1 | - | Unknown |
| G3W Ventures LLC CRD: 111585 | - | 0 | 0 | - | Unknown |
| G4 Financial Planning, LLC CRD: 327290 | - | 0 | 1 | - | Unknown |
| G5 Financial Group RIA, LLC CRD: 157344 | - | 0 | 0 | - | Unknown |
| G6 Capital Management, LLC CRD: 166763 | - | 0 | 0 | - | Unknown |
| G7 Registered Investment Advisors, Inc. CRD: 130995 | - | 0 | 0 | - | Unknown |
| GA Advisors LLC CRD: 291925 | - | 0 | 2 | - | Unknown |
| GA Advisors, LLC CRD: 164989 | - | 0 | 0 | - | Unknown |
| GA Bishop and Associates, LLC CRD: 116725 | - | 0 | 2 | - | Unknown |
| GA Capital Management LLC CRD: 162915 | - | 0 | 0 | - | Unknown |
| GA Capital Markets BD, LLC CRD: 310101 | NY | 0 | 2 | A | Active |
| GA Financial, Inc. CRD: 42293 | - | 1 | 0 | B | INACTIVE |
| GA Investco, LLC CRD: 326414 | - | 0 | 0 | - | Unknown |
| GA PCCV BD, LLC CRD: 319308 | FL | 0 | 2 | A | Active |
| GA Pincus Funds, LLC CRD: 281844 | - | 0 | 1 | - | Unknown |
| Gaard Capital LLC CRD: 332413 | - | 0 | 2 | - | Unknown |
| Gabalex Capital Management LLC CRD: 156794 | - | 0 | 0 | - | Unknown |
| Gabe Nelson Financial, Inc. CRD: 147879 | - | 0 | 1 | - | Unknown |
| Gabel Global Capital LLC CRD: 127995 | - | 0 | 0 | A | INACTIVE |
| Gabelli & Company Investment Advisers, Inc. CRD: 137024 | - | 0 | 1 | - | Unknown |
| Gabelli Direct Inc. CRD: 19138 | - | 0 | 0 | A | INACTIVE |
| Gabelli Fixed Income Distributors, Inc. CRD: 20900 | - | 1 | 0 | B | INACTIVE |
| Gabelli Fixed Income LLC CRD: 107791 | - | 0 | 0 | - | Unknown |
| Gabelli Funds, LLC CRD: 104949 | - | 0 | 2 | - | Unknown |
| Gables Capital Management, Inc. CRD: 109608 | - | 0 | 2 | - | Unknown |
| Gabriel Capital, LLC CRD: 137613 | - | 0 | 1 | - | Unknown |
| Gabriel Elias Khouri CRD: 14532 | - | 0 | 0 | A | INACTIVE |
| Gabriel Options, Inc. CRD: 102080 | - | 0 | 0 | A | INACTIVE |
| Gabriel Ventures Partners CRD: 161283 | - | 0 | 0 | - | Unknown |
| Gabriele, Hueglin & Cashman Inc. CRD: 8059 | - | 0 | 0 | A | INACTIVE |
| GAC Strategic Advisors, LLC CRD: 166193 | - | 0 | 0 | A | INACTIVE |
| Gacek Advisory Service CRD: 128452 | - | 0 | 0 | - | Unknown |
| Gacs Capital Management, LLC CRD: 281659 | - | 0 | 1 | - | Unknown |
| Gaddam, Bharath CRD: 341521 | - | 0 | 1 | - | Unknown |
| Gadget Capital Management, LLC CRD: 322714 | - | 0 | 1 | - | Unknown |
| Gadiraju, Raju CRD: 131086 | - | 0 | 1 | - | Unknown |
| Gadsden CRD: 291195 | - | 0 | 1 | - | Unknown |
| Gaelin LLC CRD: 336808 | - | 0 | 1 | - | Unknown |
| Gaer Financial Group, Inc CRD: 168430 | - | 0 | 1 | - | Unknown |
| Gaffney Capital Management LLC CRD: 299237 | - | 0 | 0 | - | Unknown |
| Gagarin Capital Advisers, LLC CRD: 316125 | - | 0 | 1 | - | Unknown |
| Gage Asset Management Inc. CRD: 129877 | - | 0 | 0 | - | Unknown |
| Gage Counsellors Ltd. CRD: 13736 | - | 0 | 0 | A | INACTIVE |
| Gage Wealth Management Group CRD: 166651 | - | 0 | 1 | - | Unknown |
| Gage-Wiley & Co., Inc. CRD: 344 | - | 0 | 0 | A | INACTIVE |
| Gagni Wealth Management LLC CRD: 169527 | - | 0 | 2 | - | Unknown |
| Gagnon Advisors CRD: 161697 | - | 0 | 1 | - | Unknown |
| Gagnon Securities, LLC CRD: 103727 | NY | 0 | 3 | A | Active |
| Gagnonlee Management CRD: 161696 | - | 0 | 0 | - | Unknown |