Branch offices
3 offices
FINRA: Small firm
CRD #298769 · FINRA BrokerCheck + SEC IAPD
Futu Clearing Inc
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Futu Clearing Inc ranks #10,514 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #124 of 189 on the same disclosure sort used on the state browse page. Futu Clearing Inc has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #10,514 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 298769 Futu Clearing Inc
Futu Clearing Inc · Grade A · 0 disc · 0.00/office · Small firm
- CRD 298769
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #10,514 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Futu Clearing Inc ranks #10,514 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
Futu Clearing Inc has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Dallas, TX
- CRD Number
- 298769
Clean BrokerCheck surface
Futu Clearing Inc's clean BrokerCheck surface
Futu Clearing Inc shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Futu Clearing Inc shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Futu Clearing Inc's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Texas cohort · 0.00× state average
Futu Clearing Inc sits below the Texas disclosure average
Futu Clearing Inc reports 0 BrokerCheck disclosures, 0.00× the Texas average of 4.0, lighter than most of the 189 graded firms filed there.
In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Futu Clearing Inc sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Futu Clearing Inc ranks #10,514 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #124 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Futu Clearing Inc?
A grade of A means Futu Clearing Inc has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Futu Clearing Inc have?
Futu Clearing Inc has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Futu Clearing Inc?
Futu Clearing Inc operates 3 branch offices and is classified by FINRA as a small firm, registered in TX (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Futu Clearing Inc's disciplinary record?
You can verify Futu Clearing Inc's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 298769. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Futu Clearing Inc currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Futu Clearing Inc's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Futu Clearing Inc's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Futu Clearing Inc's 0.00
- Firms in TX - state roster that includes Futu Clearing Inc's registration home.
- How to Vet a Financial Advisor - Use Futu Clearing Inc's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Futu Clearing Inc's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Futu Clearing Inc.
- Compare firms - put Futu Clearing Inc next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.