CRD #322233 · FINRA BrokerCheck + SEC IAPD

Fundamental Interactions Neutron Direct, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fundamental Interactions Neutron Direct, LLC ranks #10,497 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #546 of 868 on the same disclosure sort used on the state browse page. Fundamental Interactions Neutron Direct, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#10,497 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 322233 Fundamental Interactions Neutron Direct, LLC

Fundamental Interactions Neutron Direct, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 322233
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #10,497 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Fundamental Interac… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Fundamental Interactions Neutron Direct, LLC ranks #10,497 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Fundamental Interactions Neutron Direct, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
New York, NY
CRD Number
322233

Clean BrokerCheck surface

Fundamental Interactions Neutron Direct, LLC's clean BrokerCheck surface

Fundamental Interactions Neutron Direct, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Fundamental Interactions Neutron Direct, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Fundamental Interactions Neutron Direct, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New York cohort · 0.00× state average

Fundamental Interactions Neutron Direct, LLC sits below the New York disclosure average

Fundamental Interactions Neutron Direct, LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Fundamental Interactions Neutron Direct, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fundamental Interactions Neutron Direct, LLC ranks #10,497 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #546 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Fundamental Interactions Neutron Direct, LLC?
A grade of A means Fundamental Interactions Neutron Direct, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Fundamental Interactions Neutron Direct, LLC have?
Fundamental Interactions Neutron Direct, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Fundamental Interactions Neutron Direct, LLC?
Fundamental Interactions Neutron Direct, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Fundamental Interactions Neutron Direct, LLC's disciplinary record?
You can verify Fundamental Interactions Neutron Direct, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 322233. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Fundamental Interactions Neutron Direct, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Fundamental Interactions Neutron Direct, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Fundamental Interactions Neutron Direct, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Fundamental Interactions Neutron Direct, LLC's 0.00
  • Firms in NY - state roster that includes Fundamental Interactions Neutron Direct, LLC's registration home.
  • How to Vet a Financial Advisor - Use Fundamental Interactions Neutron Direct, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Fundamental Interactions Neutron Direct, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Fundamental Interactions Neutron Direct, LLC.
  • Compare firms - put Fundamental Interactions Neutron Direct, LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.