Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gapinski Capital Management, LLC CRD: 337694 | - | 0 | 1 | - | Unknown |
| Gapstone Capital Partners CRD: 296827 | - | 0 | 1 | - | Unknown |
| Gapstow Capital Partners, L.P. CRD: 157623 | - | 0 | 2 | - | Unknown |
| GAR Wood Securities, LLC CRD: 138033 | IL | 3 | 16 | B | Active |
| Garabedian Wealth Management Group CRD: 171307 | - | 0 | 1 | - | Unknown |
| Garage Securities, Inc. CRD: 45699 | - | 0 | 0 | A | INACTIVE |
| Garage Technology Ventures, LLC CRD: 160245 | - | 0 | 0 | - | Unknown |
| Garal & Company, Inc. CRD: 30503 | - | 0 | 0 | A | INACTIVE |
| Garantia Inc. CRD: 30692 | - | 0 | 0 | A | INACTIVE |
| Garban Capital Markets LLC CRD: 19738 | - | 0 | 0 | A | INACTIVE |
| Garban International Limited CRD: 25583 | - | 0 | 0 | A | INACTIVE |
| Garbett Investments CRD: 334144 | - | 0 | 1 | - | Unknown |
| Garch Capital LLC CRD: 167080 | - | 0 | 2 | - | Unknown |
| Garcia Financial Planning CRD: 339060 | - | 0 | 1 | - | Unknown |
| Garcia Financial Services LLC CRD: 149072 | - | 0 | 0 | - | Unknown |
| Garcia Hamilton & Associates LP CRD: 108017 | - | 0 | 2 | - | Unknown |
| Garcia Smith Ventures LLC CRD: 293355 | - | 0 | 0 | - | Unknown |
| Garcia Wealth Management Group, Inc. CRD: 158082 | - | 0 | 0 | - | Unknown |
| Gard Family Office LLC CRD: 255792 | - | 0 | 0 | - | Unknown |
| Garda Capital Partners CRD: 282439 | - | 0 | 1 | - | Unknown |
| Garda Financial CRD: 170354 | - | 0 | 0 | - | Unknown |
| Garda Wealth Management CRD: 330138 | - | 0 | 0 | - | Unknown |
| Gardant Investor SGR S.P.A. CRD: 317565 | - | 0 | 0 | - | Unknown |
| Garde Capital, Inc. CRD: 151043 | - | 0 | 5 | - | Unknown |
| Garden City Management, LLC CRD: 310518 | - | 0 | 1 | - | Unknown |
| Garden Gate Ventures LLC CRD: 316615 | - | 0 | 1 | - | Unknown |
| Garden Investments CRD: 330358 | - | 0 | 1 | - | Unknown |
| Garden State Investment Advisory Services, LLC CRD: 133088 | - | 0 | 6 | - | Unknown |
| Garden State Retirement Specialists, LLC CRD: 128414 | - | 0 | 2 | - | Unknown |
| Garden State Securities, Inc. CRD: 10083 | NJ | 27 | 10 | C | Active |
| Garden Street Advisors CRD: 294231 | - | 0 | 0 | - | Unknown |
| Gardena Financial Retirement Advisors CRD: 160412 | - | 0 | 1 | - | Unknown |
| Gardenia Global Advisors L.P. CRD: 287798 | - | 0 | 1 | - | Unknown |
| Gardey Financial Advisors Inc CRD: 105337 | - | 0 | 0 | - | Unknown |
| Gardiner Financial, Inc. CRD: 286192 | - | 0 | 1 | - | Unknown |
| Gardiner Investment Group, Inc. CRD: 112512 | - | 0 | 2 | - | Unknown |
| Gardinier & Company Inc. CRD: 1959 | - | 5 | 0 | C | INACTIVE |
| Gardner Capital Corporation CRD: 18221 | - | 0 | 0 | A | INACTIVE |
| Gardner Lewis Asset Management LP CRD: 105033 | - | 0 | 2 | - | Unknown |
| Gardner Rich, L.L.C. CRD: 23681 | - | 6 | 0 | D | INACTIVE |
| Gardner Russo & Quinn LLC CRD: 106114 | - | 0 | 1 | - | Unknown |
| Gardner Securities, Inc. CRD: 8571 | - | 0 | 0 | A | INACTIVE |
| Gardner, Edward D. CRD: 154180 | - | 0 | 0 | - | Unknown |
| Gardnyr Michael Capital, Inc. CRD: 30520 | - | 5 | 0 | C | INACTIVE |
| Garelick Capital Partners, L.P. CRD: 165103 | - | 0 | 0 | - | Unknown |
| Garfield Securities Inc. CRD: 10417 | - | 0 | 0 | A | INACTIVE |
| Gargas Investments LLC CRD: 323947 | - | 0 | 1 | - | Unknown |
| Garglet LLC CRD: 321111 | - | 0 | 1 | - | Unknown |
| Gargoyle Investment Advisor L.L.C. CRD: 152525 | - | 0 | 0 | - | Unknown |
| Gargoyle Strategic Investments L.L.C. CRD: 43238 | - | 3 | 0 | C | INACTIVE |