Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Garhwal, Chan & Williams Inc. CRD: 125484 | - | 0 | 3 | - | Unknown |
| Garland and Greenwood Wealth Advisors LLC CRD: 318815 | - | 0 | 4 | - | Unknown |
| Garland Capital Group LLC CRD: 170514 | - | 0 | 0 | - | Unknown |
| Garland Capital Management Inc CRD: 108182 | - | 0 | 0 | - | Unknown |
| Garland Thayer Company, LLC CRD: 165905 | - | 0 | 0 | - | Unknown |
| Garlikov Advisors Inc CRD: 112352 | - | 0 | 1 | - | Unknown |
| Garlon Equities Corp. CRD: 15936 | - | 0 | 0 | A | INACTIVE |
| Garman Wealth Advisory, LLC CRD: 290130 | - | 0 | 0 | - | Unknown |
| Garmark Advisors II L.L.C. CRD: 161347 | - | 0 | 0 | - | Unknown |
| Garner Financial Management CRD: 131628 | - | 0 | 2 | - | Unknown |
| Garner Financial, LLC CRD: 160022 | - | 0 | 0 | - | Unknown |
| Garner Johnston & Frye Securities, Inc. CRD: 19988 | - | 0 | 0 | A | INACTIVE |
| Garner, Stephen CAL CRD: 34494 | - | 0 | 0 | A | INACTIVE |
| Garnet Canyon Advisors LLC CRD: 175183 | - | 0 | 0 | - | Unknown |
| Garnet Equity Capital Holdings, Inc. CRD: 161948 | - | 0 | 1 | - | Unknown |
| Garnet Fund L.P. CRD: 38334 | - | 0 | 0 | A | INACTIVE |
| Garnet Group LLC CRD: 141389 | - | 0 | 0 | - | Unknown |
| Garnett & Helfrich Capital CRD: 161986 | - | 0 | 0 | - | Unknown |
| Garnett Advisors, LLC CRD: 289930 | - | 0 | 1 | - | Unknown |
| Garnett Investment Strategies CRD: 282370 | - | 0 | 1 | - | Unknown |
| Garnett Station Partners CRD: 300033 | - | 0 | 1 | - | Unknown |
| Garofalo, Emanuel CRD: 133290 | - | 0 | 0 | A | INACTIVE |
| Garp Research & Securities Company CRD: 124789 | - | 0 | 0 | A | INACTIVE |
| Garrett Capital Investment Management CRD: 116107 | - | 0 | 3 | - | Unknown |
| Garrett Capital Private Equity LLC CRD: 159567 | - | 0 | 1 | - | Unknown |
| Garrett Erickson Financial Services LLC CRD: 168904 | - | 0 | 0 | - | Unknown |
| Garrett Financial Services, LLC CRD: 133119 | - | 0 | 0 | - | Unknown |
| Garrett Nagle & Co., Inc. CRD: 7071 | MA | 3 | 3 | B | Active |
| Garrett Securities Incorporated CRD: 15656 | - | 0 | 0 | A | INACTIVE |
| Garrett Walker Securities, Inc. CRD: 15875 | - | 0 | 0 | A | INACTIVE |
| Garrison Asset Management, Inc. CRD: 142004 | - | 0 | 1 | - | Unknown |
| Garrison Asset Management, LLC CRD: 109706 | - | 0 | 0 | - | Unknown |
| Garrison Bradford & Associates Inc CRD: 105603 | - | 0 | 2 | - | Unknown |
| Garrison Capital Advisers LLC CRD: 157827 | - | 0 | 0 | - | Unknown |
| Garrison Financial Planning, Inc. CRD: 145373 | - | 0 | 0 | - | Unknown |
| Garrison Investment Group LP CRD: 155253 | - | 0 | 0 | - | Unknown |
| Garrison Loan Management LLC CRD: 167651 | - | 0 | 0 | - | Unknown |
| Garrison Murphy Wealth Management, LLC CRD: 298004 | - | 0 | 2 | - | Unknown |
| Garrison Phillips, LLC CRD: 136156 | - | 0 | 2 | - | Unknown |
| Garrison Point Capital, LLC CRD: 165590 | - | 0 | 4 | - | Unknown |
| Garrison Point Funds, LLC CRD: 166431 | - | 0 | 0 | - | Unknown |
| Garrison Securities LLC CRD: 159427 | - | 0 | 0 | A | INACTIVE |
| Garritt Financial Solutions LLC CRD: 307059 | - | 0 | 1 | - | Unknown |
| Garry Emer Enterprises Inc. CRD: 39812 | - | 0 | 0 | A | INACTIVE |
| Garsten Securities, Inc. CRD: 15017 | - | 0 | 0 | A | INACTIVE |
| Garth & Brown Investment Management, LLC CRD: 151128 | - | 0 | 1 | - | Unknown |
| Gartmore Distribution Services, Inc. CRD: 143032 | - | 0 | 0 | A | INACTIVE |
| Gartner Financial Advisors CRD: 174285 | - | 0 | 2 | - | Unknown |
| Garuda Ventures Management, LLC CRD: 329977 | - | 0 | 1 | - | Unknown |
| Garudan Fund Management LLC CRD: 333562 | - | 0 | 1 | - | Unknown |