Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Garver Capital Group Inc CRD: 110287 | - | 0 | 0 | - | Unknown |
| Garvin Hill Capital Partners LLC CRD: 162952 | - | 0 | 0 | - | Unknown |
| Gary a. Dossick & Associates, Inc. CRD: 112835 | - | 0 | 0 | - | Unknown |
| Gary a. Morris CRD: 106729 | - | 0 | 0 | - | Unknown |
| Gary Burger Investments, LLC CRD: 126388 | - | 0 | 0 | - | Unknown |
| Gary Carl Knowles CRD: 7589 | - | 0 | 0 | A | INACTIVE |
| Gary Cook CRD: 172602 | - | 0 | 0 | - | Unknown |
| Gary Dorfman & Co., Inc. CRD: 46899 | - | 0 | 0 | A | INACTIVE |
| Gary Fabian and Associates Incorporated CRD: 123951 | - | 0 | 1 | - | Unknown |
| Gary Goldberg & Co., Inc. CRD: 6482 | - | 12 | 0 | D | INACTIVE |
| Gary Goldberg & Co., LLC CRD: 47957 | - | 3 | 0 | C | INACTIVE |
| Gary Goldberg Planning Services CRD: 173565 | - | 0 | 0 | - | Unknown |
| Gary Goldberg Planning Services Inc CRD: 110784 | - | 0 | 0 | - | Unknown |
| Gary Hoch Agency, Inc. CRD: 8062 | NY | 0 | 2 | A | Active |
| Gary Ishikawa & Co., Inc. CRD: 985 | - | 0 | 0 | A | INACTIVE |
| Gary Klein Consulting CRD: 128166 | - | 0 | 0 | - | Unknown |
| Gary L. Ebdon, CPA CRD: 115899 | - | 0 | 0 | - | Unknown |
| Gary L. Greenberg CRD: 108423 | - | 0 | 1 | - | Unknown |
| Gary M Tsujimoto CRD: 116238 | - | 0 | 0 | - | Unknown |
| Gary M. Martinez CRD: 115972 | - | 0 | 2 | - | Unknown |
| Gary Management Company CRD: 335294 | - | 0 | 1 | - | Unknown |
| Gary R. Engler & Company CRD: 143023 | - | 0 | 0 | - | Unknown |
| Gary R. Smolen & Company, Inc. CRD: 31561 | - | 0 | 0 | A | INACTIVE |
| Gary S. Resetar CPA P.A. CRD: 141913 | - | 0 | 0 | - | Unknown |
| Gary Scharf Advisors, LLC CRD: 172243 | - | 0 | 0 | - | Unknown |
| Gary-Wheaton Investment Services, Inc. CRD: 17080 | - | 0 | 0 | A | INACTIVE |
| Garza Financial Planning CRD: 321126 | - | 0 | 1 | - | Unknown |
| Garza Investments CRD: 15797 | - | 0 | 0 | A | INACTIVE |
| GAS Capital GP LLC CRD: 316371 | - | 0 | 0 | - | Unknown |
| GAS I LLC CRD: 34091 | - | 0 | 0 | A | INACTIVE |
| Gasaway Investment Advisors, Inc. CRD: 123807 | - | 0 | 4 | - | Unknown |
| Gasber Financial Advisors, Inc CRD: 157329 | - | 0 | 1 | - | Unknown |
| Gasima Financial LLC CRD: 316326 | - | 0 | 3 | - | Unknown |
| Gaskin Wealth Management CRD: 143536 | - | 0 | 2 | - | Unknown |
| Gassman Financial Group CRD: 137440 | - | 0 | 0 | - | Unknown |
| Gassman Financial LLC CRD: 317204 | - | 0 | 1 | - | Unknown |
| Gate City Capital Management, LLC CRD: 289122 | - | 0 | 1 | - | Unknown |
| Gate KEY Financial L.L.C. CRD: 306241 | - | 0 | 0 | - | Unknown |
| Gate Residential Properties, LLC CRD: 165769 | - | 0 | 1 | - | Unknown |
| Gate US LLC CRD: 10863 | - | 1 | 0 | B | INACTIVE |
| Gatemore CRD: 332864 | - | 0 | 1 | - | Unknown |
| Gatemore Capital Management LLP CRD: 328639 | - | 0 | 0 | - | Unknown |
| Gatemore Capital Management, LLC CRD: 135380 | - | 0 | 0 | - | Unknown |
| Gatemore Ventures, LLP CRD: 309054 | - | 0 | 0 | - | Unknown |
| Gatens Financial, LLC CRD: 288268 | - | 0 | 2 | - | Unknown |
| Gatepass Capital, LLC CRD: 329404 | - | 0 | 1 | - | Unknown |
| Gates Capital Corporation CRD: 29582 | - | 8 | 0 | D | INACTIVE |
| Gates Capital Management, Inc. CRD: 137842 | - | 0 | 1 | - | Unknown |
| Gates Carter Levi Inc. CRD: 4019 | - | 0 | 0 | A | INACTIVE |
| Gates Investment Advisors, LLC CRD: 141691 | - | 0 | 1 | - | Unknown |