Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gavin Management Group, Inc. CRD: 140261 | - | 0 | 0 | - | Unknown |
| Gavion, LLC CRD: 167807 | - | 0 | 0 | - | Unknown |
| GAW Capital Advisors Limited CRD: 163530 | - | 0 | 0 | - | Unknown |
| GAW Capital Advisors USA CRD: 174019 | - | 0 | 0 | - | Unknown |
| Gaylord Wealth Management, LLC CRD: 168702 | - | 0 | 1 | - | Unknown |
| Gazelle Finance CRD: 284573 | - | 0 | 0 | - | Unknown |
| GB Associates, Inc. CRD: 112818 | - | 0 | 1 | - | Unknown |
| GB Capital Markets LLC CRD: 25591 | DC | 1 | 2 | B | Active |
| GB Credit Partners, LLC CRD: 159492 | - | 0 | 0 | - | Unknown |
| GB Investment Securities, Inc. CRD: 22562 | - | 0 | 0 | A | INACTIVE |
| GB Investments LLC CRD: 283329 | - | 0 | 1 | - | Unknown |
| GBC Investment Group CRD: 308511 | - | 0 | 2 | - | Unknown |
| GBG Wealth Management LLC CRD: 333368 | - | 0 | 5 | - | Unknown |
| GBI Capital, Inc. CRD: 166424 | - | 0 | 0 | A | INACTIVE |
| GBKS LLC CRD: 337678 | - | 0 | 1 | - | Unknown |
| GBL Asset Management, Inc. CRD: 121377 | - | 0 | 2 | - | Unknown |
| GBM International, Inc. CRD: 28684 | TX | 6 | 2 | C | Active |
| GBM Wealth Management, Inc. CRD: 145049 | - | 0 | 3 | - | Unknown |
| GBM Wealth Management, S. DE R.L. DE C.V. CRD: 283941 | - | 0 | 0 | - | Unknown |
| GBQ Wealth Advisory, LLC CRD: 324677 | - | 0 | 1 | - | Unknown |
| GBS Finance, LLC CRD: 164538 | - | 0 | 0 | - | Unknown |
| GBS Financial Corp. CRD: 16906 | - | 2 | 0 | B | INACTIVE |
| GBS Group CRD: 335904 | - | 0 | 1 | - | Unknown |
| GBS Retirement Services, Inc. CRD: 34889 | IL | 0 | 4 | A | Active |
| GBX Fund Management, Ltd. CRD: 281080 | - | 0 | 1 | - | Unknown |
| GC Advisors Holdings (SG) PTE. Ltd. CRD: 324729 | - | 0 | 0 | - | Unknown |
| GC Advisors Holdings Limited CRD: 298410 | - | 0 | 0 | - | Unknown |
| GC Advisors LLC CRD: 148687 | - | 0 | 1 | - | Unknown |
| GC Asset Management CRD: 159324 | - | 0 | 1 | - | Unknown |
| GC Asset Management LLC CRD: 290413 | - | 0 | 0 | - | Unknown |
| GC Companies Adviser CRD: 293509 | - | 0 | 1 | - | Unknown |
| GC Group Capital LLC CRD: 327968 | - | 0 | 0 | - | Unknown |
| GC Opal Advisors LLC CRD: 289425 | - | 0 | 1 | - | Unknown |
| GC Partners II Limited CRD: 164097 | - | 0 | 0 | - | Unknown |
| GC Partners III Limited CRD: 295500 | - | 0 | 0 | - | Unknown |
| GC Timmis & Company CRD: 37240 | - | 0 | 0 | A | INACTIVE |
| GC Wealth Management RIA, LLC CRD: 327269 | - | 0 | 32 | - | Unknown |
| GCA Capital Advisors LLC CRD: 169630 | - | 0 | 0 | - | Unknown |
| GCA Investment Corporation CRD: 6549 | - | 0 | 0 | A | INACTIVE |
| GCA Investment Management, LLC CRD: 173712 | - | 0 | 0 | - | Unknown |
| Gcasco, LLC CRD: 334460 | - | 0 | 1 | - | Unknown |
| GCB Private Wealth CRD: 292356 | - | 0 | 2 | - | Unknown |
| GCC Securities Corporation CRD: 14980 | - | 0 | 0 | A | INACTIVE |
| GCC Securities, Inc. CRD: 24814 | - | 0 | 0 | A | INACTIVE |
| GCC-Prospect Corporation CRD: 124728 | - | 0 | 0 | A | INACTIVE |
| GCD Advisors, LLC CRD: 121167 | - | 0 | 2 | - | Unknown |
| GCD Financial Planning and Advisory Services CRD: 312338 | - | 0 | 1 | - | Unknown |
| Gcfa Securities, LLC CRD: 155191 | - | 0 | 0 | A | INACTIVE |
| GCG Securities, LLC CRD: 324243 | MI | 0 | 4 | A | Active |
| GCI Capital Partners, LLC CRD: 285075 | - | 0 | 0 | - | Unknown |