Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GCI Financial Group CRD: 124193 | - | 0 | 1 | - | Unknown |
| GCI Investors CRD: 115696 | - | 0 | 0 | - | Unknown |
| GCI Partners, LLC CRD: 326707 | - | 0 | 1 | - | Unknown |
| GCM Advisory Inc. CRD: 289556 | - | 0 | 0 | - | Unknown |
| GCM Customized Fund Investment Group, L.P. CRD: 169155 | - | 0 | 0 | - | Unknown |
| GCM Grosvenor L.P. CRD: 108654 | - | 0 | 1 | - | Unknown |
| GCM Grosvenor Wealth L.P. CRD: 340054 | - | 0 | 1 | - | Unknown |
| Gcmi Securities Corp. CRD: 139520 | CA | 0 | 2 | A | Active |
| GCP Advisory & Co. (Cayman) Ltd. CRD: 161821 | - | 0 | 0 | - | Unknown |
| GCP Capital Partners LLC CRD: 154457 | - | 0 | 1 | - | Unknown |
| GCP Investment Advisor, LLC CRD: 171093 | - | 0 | 1 | - | Unknown |
| GCP Management (2015) Ltd. CRD: 298148 | - | 0 | 0 | - | Unknown |
| GCP Metals Investments, LLC CRD: 172712 | - | 0 | 0 | - | Unknown |
| GCP Securities, Inc. CRD: 30902 | - | 0 | 0 | A | INACTIVE |
| GCP Securities, LLC CRD: 161596 | - | 0 | 0 | A | INACTIVE |
| GCR Financial Services, LLC CRD: 151821 | - | 0 | 1 | - | Unknown |
| GCVSVC1 LLC CRD: 159316 | - | 0 | 1 | - | Unknown |
| GCW Global Customised Wealth LLP CRD: 292793 | - | 0 | 0 | - | Unknown |
| GD Investment Advisers LLC CRD: 173953 | - | 0 | 1 | - | Unknown |
| GDA Luma Capital Management, LP CRD: 314502 | - | 0 | 1 | - | Unknown |
| GDC Equity Corp. CRD: 21615 | - | 0 | 0 | A | INACTIVE |
| GDI Capital Partners LLC CRD: 329315 | - | 0 | 1 | - | Unknown |
| GDK, Inc. CRD: 31785 | - | 0 | 0 | A | INACTIVE |
| GDM Advisory Group Ltd CRD: 106153 | - | 0 | 0 | - | Unknown |
| GDM Advisory LLC CRD: 300154 | - | 0 | 0 | A | INACTIVE |
| GDM Securities, Inc. CRD: 14133 | - | 0 | 0 | A | INACTIVE |
| Gdma, LLC CRD: 298800 | - | 0 | 0 | - | Unknown |
| GDMN Family Investments GP, LLC CRD: 285246 | - | 0 | 0 | - | Unknown |
| GDS Financial Services Inc. CRD: 139637 | - | 0 | 0 | - | Unknown |
| GDS Investments, LLC CRD: 165871 | - | 0 | 1 | - | Unknown |
| GDS Securities Inc CRD: 31359 | - | 0 | 0 | A | INACTIVE |
| GDS Wealth Management CRD: 315934 | - | 0 | 1 | - | Unknown |
| GE Asset Management Canada Company CRD: 164163 | - | 0 | 0 | - | Unknown |
| GE Asset Management Incorporated CRD: 105297 | - | 0 | 0 | - | Unknown |
| GE Asset Management Limited CRD: 164164 | - | 0 | 0 | - | Unknown |
| GE Capital Markets, Inc. CRD: 13349 | - | 3 | 0 | C | INACTIVE |
| GE Investment Distributors, Inc CRD: 32087 | - | 1 | 0 | B | INACTIVE |
| GE Investment Management CRD: 323648 | - | 0 | 1 | - | Unknown |
| GE RattÉ Asset Management LLC CRD: 167162 | - | 0 | 0 | - | Unknown |
| GE Vernova Capital Markets, LLC CRD: 329164 | CT | 0 | 3 | A | Active |
| GE Vernova Investment Advisers, LLC CRD: 329905 | - | 0 | 1 | - | Unknown |
| Gearhart & Associates CRD: 321832 | - | 0 | 2 | - | Unknown |
| Gearhart Geld, LLC CRD: 287885 | - | 0 | 0 | - | Unknown |
| Geary & Geary CRD: 346 | - | 1 | 0 | B | INACTIVE |
| Geary & Patterson, Incorporated CRD: 14919 | - | 0 | 0 | A | INACTIVE |
| Geary Investment Services L.L.C. CRD: 147322 | - | 0 | 0 | - | Unknown |
| Geary Securities, Inc. CRD: 38182 | - | 6 | 0 | C | INACTIVE |
| GEB Financial Services Group, LLC CRD: 121019 | - | 0 | 0 | A | INACTIVE |
| GEB Securities, Inc. CRD: 22100 | - | 0 | 0 | A | INACTIVE |
| Gebhardt Group, Inc CRD: 142903 | - | 0 | 1 | - | Unknown |