Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gebhardt, John JAY CRD: 32486 | - | 1 | 0 | B | INACTIVE |
| Gebhart & Associates, Inc CRD: 123029 | - | 0 | 3 | - | Unknown |
| GEC Advisors LLC CRD: 161472 | - | 0 | 1 | - | Unknown |
| Geddi Capital LLC CRD: 313214 | - | 0 | 1 | - | Unknown |
| Geder Investment Management, Inc. CRD: 113237 | - | 0 | 2 | - | Unknown |
| Geek Securities, Inc. CRD: 14834 | - | 14 | 0 | D | INACTIVE |
| Geek Ventures, LLC CRD: 318619 | - | 0 | 1 | - | Unknown |
| GEF Capital Partners CRD: 293329 | - | 0 | 1 | - | Unknown |
| Gefinor Capital Management, Inc. CRD: 160587 | - | 0 | 0 | - | Unknown |
| Gefinor Ventures Management, Inc. CRD: 161761 | - | 0 | 0 | - | Unknown |
| GEG Advisors CRD: 337347 | - | 0 | 1 | - | Unknown |
| Gehret Investments CRD: 152782 | - | 0 | 1 | - | Unknown |
| Gehrig Capital Management, Inc. CRD: 123250 | - | 0 | 2 | - | Unknown |
| Gehrig Financial Planning CRD: 301594 | - | 0 | 0 | - | Unknown |
| GEI Brokerage, Inc. CRD: 39547 | - | 1 | 0 | B | INACTIVE |
| Geier Asset Management Inc CRD: 109986 | - | 0 | 0 | - | Unknown |
| Geiger & Company, LLC CRD: 158572 | - | 0 | 0 | - | Unknown |
| Geiger Wealth Management CRD: 159526 | - | 0 | 1 | - | Unknown |
| Geiger, Reade, Inc. CRD: 13979 | - | 0 | 0 | A | INACTIVE |
| Geiser Wealth Planning, LLC CRD: 328816 | - | 0 | 1 | - | Unknown |
| Gelband & Co., Inc. CRD: 32599 | - | 1 | 0 | B | INACTIVE |
| Gelbard, John David CRD: 32360 | - | 0 | 0 | A | INACTIVE |
| Gelber Consulting Corp. CRD: 134891 | - | 0 | 0 | - | Unknown |
| Gelber Securities, LLC CRD: 18367 | IL | 9 | 2 | C | Active |
| Gelbourne Capital Partners, LP CRD: 342908 | - | 0 | 1 | - | Unknown |
| Geld Financial Advisors, Inc. CRD: 117185 | - | 0 | 2 | - | Unknown |
| Geldermann Securities Inc. CRD: 6902 | - | 0 | 0 | A | INACTIVE |
| Gelinas & Company, CPA, PLLC CRD: 159191 | - | 0 | 4 | - | Unknown |
| Gelis Capital LLC CRD: 342043 | - | 0 | 1 | - | Unknown |
| Geller & Lehmann, LLC CRD: 132310 | - | 0 | 0 | - | Unknown |
| Geller Advisors LLC CRD: 134062 | - | 0 | 0 | - | Unknown |
| Geller Ventures, LLC CRD: 312151 | - | 0 | 0 | - | Unknown |
| GEM Advisors, Inc. CRD: 20624 | - | 3 | 0 | C | INACTIVE |
| GEM Asset Management, LLC CRD: 124332 | - | 0 | 4 | - | Unknown |
| GEM Financial Advisors, Inc. CRD: 123031 | - | 0 | 0 | - | Unknown |
| GEM Financial Corporation CRD: 25841 | - | 0 | 0 | A | INACTIVE |
| GEM Holdings LLC CRD: 317709 | - | 0 | 0 | - | Unknown |
| GEM Investment Advisors, LLC CRD: 170780 | - | 0 | 1 | - | Unknown |
| GEM Investments Ltd. CRD: 41335 | - | 0 | 0 | A | INACTIVE |
| GEM Realty Capital CRD: 157210 | - | 0 | 1 | - | Unknown |
| GEM Securities, LLC CRD: 171344 | - | 0 | 0 | A | INACTIVE |
| GEM State Investment Advisors CRD: 150171 | - | 0 | 1 | - | Unknown |
| GEM Street Capital Management CRD: 332729 | - | 0 | 2 | - | Unknown |
| GEM-Young Wealth Advisors, LLC CRD: 171340 | - | 0 | 1 | - | Unknown |
| Gemcorp Capital Advisors LLC CRD: 329386 | - | 0 | 1 | - | Unknown |
| Gemini Capital Corp. CRD: 10395 | - | 0 | 0 | A | INACTIVE |
| Gemini Capital L.L.C. CRD: 45178 | IL | 0 | 2 | A | Active |
| Gemini Capital Partners LLC CRD: 304926 | - | 0 | 0 | - | Unknown |
| Gemini Estate Plan LLC CRD: 148362 | - | 0 | 1 | - | Unknown |
| Gemini Financial Corporation CRD: 34626 | - | 1 | 0 | B | INACTIVE |