Branch offices
2 offices
FINRA: Small firm
CRD #45178 · FINRA BrokerCheck + SEC IAPD
Gemini Capital L.L.C.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gemini Capital L.L.C. ranks #10,668 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #142 of 200 on the same disclosure sort used on the state browse page. Gemini Capital L.L.C. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #10,668 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 45178 Gemini Capital L.L.C.
Gemini Capital L.L.C. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 45178
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #10,668 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Gemini Capital L.L.C. ranks #10,668 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Gemini Capital L.L.C. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Highland Park, IL, 60035
- Formed
- 04/06/1998
- State of Formation
- Illinois
- CRD Number
- 45178
- SEC Number
- 50996
Clean BrokerCheck surface
Gemini Capital L.L.C.'s clean BrokerCheck surface
Gemini Capital L.L.C. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Gemini Capital L.L.C. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Gemini Capital L.L.C.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Illinois cohort · 0.00× state average
Gemini Capital L.L.C. sits below the Illinois disclosure average
Gemini Capital L.L.C. reports 0 BrokerCheck disclosures, 0.00× the Illinois average of 5.1, lighter than most of the 200 graded firms filed there.
In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Gemini Capital L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gemini Capital L.L.C. ranks #10,668 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #142 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Gemini Capital L.L.C.?
A grade of A means Gemini Capital L.L.C. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Gemini Capital L.L.C. have?
Gemini Capital L.L.C. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Gemini Capital L.L.C.?
Gemini Capital L.L.C. operates 2 branch offices and is classified by FINRA as a small firm, registered in IL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Gemini Capital L.L.C.'s disciplinary record?
You can verify Gemini Capital L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 45178. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Gemini Capital L.L.C. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Gemini Capital L.L.C.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Gemini Capital L.L.C.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Gemini Capital L.L.C.'s 0.00
- Firms in IL - state roster that includes Gemini Capital L.L.C.'s registration home.
- How to Vet a Financial Advisor - Use Gemini Capital L.L.C.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Gemini Capital L.L.C.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Gemini Capital L.L.C..
- Compare firms - put Gemini Capital L.L.C. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.