Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gemini Galactic Markets, LLC CRD: 304761 | NY | 0 | 2 | A | Active |
| Gemini Investment Strategies LLC CRD: 319729 | - | 0 | 0 | - | Unknown |
| Gemini Israel Funds IV Ltd. CRD: 161976 | - | 0 | 0 | - | Unknown |
| Gemini OIL & GAS Management Limited CRD: 162968 | - | 0 | 0 | - | Unknown |
| Gemini Portfolio Management CRD: 336479 | - | 0 | 0 | - | Unknown |
| Gemini RE, LLC CRD: 293413 | - | 0 | 0 | - | Unknown |
| Gemini Strategies, Inc. CRD: 161952 | - | 0 | 0 | - | Unknown |
| Gemini Studio, Inc. CRD: 318988 | - | 0 | 0 | - | Unknown |
| Gemini Wealth CRD: 336806 | - | 0 | 1 | - | Unknown |
| Gemmer Asset Management LLC CRD: 109034 | - | 0 | 4 | - | Unknown |
| Gemmer, Robert Arden CRD: 134695 | - | 0 | 1 | - | Unknown |
| Gems Management CRD: 132028 | - | 0 | 0 | - | Unknown |
| Gemspring Capital Management, LP CRD: 285081 | - | 0 | 1 | - | Unknown |
| Gemsstock AG CRD: 340210 | - | 0 | 0 | - | Unknown |
| Gemsstock Guernsey IC Limited CRD: 340002 | - | 0 | 0 | - | Unknown |
| Gemsstock Ltd. CRD: 226738 | - | 0 | 0 | - | Unknown |
| Gemstone Securities LLC CRD: 128267 | - | 0 | 0 | A | INACTIVE |
| Gemstone Wealth Management CRD: 325155 | - | 0 | 1 | - | Unknown |
| GEN CAP America, Inc. CRD: 160042 | - | 0 | 1 | - | Unknown |
| GEN Financial Management Inc. CRD: 110179 | - | 0 | 1 | - | Unknown |
| GEN Invest LLC CRD: 333196 | - | 0 | 1 | - | Unknown |
| GEN Labs Limited CRD: 339103 | - | 0 | 1 | - | Unknown |
| GEN Next Wealth, Inc. CRD: 289756 | - | 0 | 1 | - | Unknown |
| GEN X Wealth Advisors CRD: 311726 | - | 0 | 0 | - | Unknown |
| GEN Y Planning CRD: 167656 | - | 0 | 2 | - | Unknown |
| GEN2 Advisors, LLC CRD: 336736 | - | 0 | 1 | - | Unknown |
| Genametric Asset Management, LLC CRD: 140386 | - | 0 | 0 | - | Unknown |
| Genbridge Capital Management Company, Ltd. CRD: 301683 | - | 0 | 0 | - | Unknown |
| Gencap Portfolio Management CRD: 269910 | - | 0 | 1 | - | Unknown |
| Gencap PTY Ltd CRD: 336643 | - | 0 | 0 | - | Unknown |
| Gencap Securities, LLC CRD: 46378 | - | 0 | 0 | A | INACTIVE |
| Gencon Financial Services, Inc. CRD: 30658 | - | 0 | 0 | A | INACTIVE |
| Gene Alexander Qualman CRD: 127531 | - | 0 | 1 | - | Unknown |
| Gene E. Price Financial Services CRD: 174021 | - | 0 | 0 | - | Unknown |
| Gene Morgan Financial CRD: 16018 | - | 0 | 0 | A | INACTIVE |
| Gene Root, CFP CRD: 122624 | - | 0 | 0 | - | Unknown |
| Gene Wood Securities, Inc. CRD: 7647 | - | 0 | 0 | A | INACTIVE |
| Geneos Wealth Management, Inc. CRD: 120894 | CO | 6 | 165 | B | Active |
| Gener8TOR Equity Management, LLC CRD: 330166 | - | 0 | 1 | - | Unknown |
| Gener8TOR Management, LLC CRD: 174037 | - | 0 | 1 | - | Unknown |
| General American Securities, Inc. CRD: 10668 | - | 0 | 0 | A | INACTIVE |
| General Atlantic Service Company, L.P. CRD: 133536 | - | 0 | 1 | - | Unknown |
| General Bond & Share Co. CRD: 1976 | - | 0 | 0 | A | INACTIVE |
| General Catalyst CRD: 162548 | - | 0 | 1 | - | Unknown |
| General Cognitics, LLC CRD: 310468 | - | 0 | 0 | - | Unknown |
| General Enterprise Management Services (Internatio… CRD: 165181 | - | 0 | 0 | - | Unknown |
| General Equity Corporation CRD: 1977 | - | 0 | 0 | A | INACTIVE |
| General Equity Holdings LP CRD: 287823 | - | 0 | 1 | - | Unknown |
| General Finance Securities, LLC CRD: 100380 | - | 0 | 0 | A | INACTIVE |
| General Financial Services, Inc. CRD: 17964 | - | 0 | 0 | A | INACTIVE |