Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
General Funds Corporation
CRD: 1978
 - 0 0 A INACTIVE
General Global Capital LLC
CRD: 318454
 - 0 1 - Unknown
General Industrial Partners LLP
CRD: 282342
 - 0 0 - Unknown
General Innovation Capital, LLC
CRD: 331306
 - 0 1 - Unknown
General Motors Investment Management Corporation
CRD: 106939
 - 0 0 - Unknown
General Origin LLC
CRD: 307275
 - 0 0 - Unknown
General Partner, Inc.
CRD: 302070
 - 0 1 - Unknown
General Purpose Venture Capital, LLC
CRD: 318141
 - 0 1 - Unknown
General RE Securities Corporation
CRD: 29434
 - 2 0 B INACTIVE
General Resources Securities Corporation
CRD: 10188
 - 0 0 A INACTIVE
General Securities Corp
CRD: 15062
 - 12 0 D INACTIVE
General Wellington Capital LLC
CRD: 282139
 NY 0 2 A Active
Generalist Capital, LLC
CRD: 321266
 - 0 1 - Unknown
Generate Capital Advisors, PB LLC
CRD: 318680
 - 0 1 - Unknown
Generation Growth Capital Partners I, LLC
CRD: 163521
 - 0 1 - Unknown
Generation Growth Capital Partners II, LLC
CRD: 163533
 - 0 1 - Unknown
Generation Growth Capital Partners III, LLC
CRD: 285276
 - 0 1 - Unknown
Generation Growth Capital Partners IV, LLC
CRD: 326570
 - 0 1 - Unknown
Generation Growth Capital Wisconsin Partners II, L…
CRD: 167230
 - 0 0 - Unknown
Generation Investment Management US LLP
CRD: 132728
 - 0 1 - Unknown
Generation Investors, Ltd.
CRD: 16448
 - 0 0 A INACTIVE
Generation Pmca Corp.
CRD: 117842
 - 0 0 - Unknown
Generation Wealth and Investments
CRD: 168154
 - 0 0 - Unknown
Generation Wealth Management
CRD: 286111
 - 0 1 - Unknown
Generational Capital Markets Inc.
CRD: 145869
 TX 0 5 A Active
Generational Equity Labs, Inc
CRD: 328403
 - 0 1 - Unknown
Generational Portfolio Design, LLC
CRD: 322051
 - 0 0 - Unknown
Generational Private Wealth
CRD: 324954
 - 0 3 - Unknown
Generational Wealth Advisors
CRD: 135145
 - 0 6 - Unknown
Generational Wealth Development
CRD: 329139
 - 0 1 - Unknown
Generational Wealth, Inc.
CRD: 281330
 - 0 2 - Unknown
Generations Private Wealth
CRD: 288121
 - 0 0 - Unknown
Generations Retirement Group, LLC
CRD: 335069
 - 0 1 - Unknown
Generations Wealth Design
CRD: 323975
 - 0 1 - Unknown
Generations Wealth Planning LLC
CRD: 294608
 - 0 0 - Unknown
Generations Wealth, LLC
CRD: 173352
 - 0 1 - Unknown
Generationship Venture Capital, LLC
CRD: 332988
 - 0 1 - Unknown
Generative Capital
CRD: 335375
 - 0 1 - Unknown
Generative Family Office LLC
CRD: 327848
 - 0 2 - Unknown
Generative Ventures
CRD: 327866
 - 0 0 - Unknown
Generator Ventures
CRD: 286498
 - 0 0 - Unknown
Generator Ventures
CRD: 301766
 - 0 1 - Unknown
Genereux Investment Management, Inc.
CRD: 117436
 - 0 1 - Unknown
Generic Trading Associates, LLC
CRD: 33476
 - 2 0 B INACTIVE
Genero Investment Management
CRD: 155861
 - 0 0 - Unknown
Generous Advisors, LLC
CRD: 313147
 - 0 1 - Unknown
Generous Wealth Management
CRD: 318091
 - 0 4 - Unknown
Generouswealth, LLC
CRD: 308263
 - 0 1 - Unknown
Genery Wealth Management, LLC
CRD: 172272
 - 0 0 - Unknown
Genesee Capital Advisors, LLC
CRD: 167353
 - 0 1 - Unknown
Page 590 of 1601 (80,028 total)
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