Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Genesee Investment Corporation CRD: 10505 | - | 0 | 0 | A | INACTIVE |
| Genesee Investments CRD: 122261 | - | 0 | 0 | - | Unknown |
| Genesee Value Management, LLC CRD: 168545 | - | 0 | 1 | - | Unknown |
| Genesia Investments LLC CRD: 329661 | - | 0 | 1 | - | Unknown |
| Genesis Advisors, Inc. CRD: 15038 | - | 1 | 0 | B | INACTIVE |
| Genesis Advisors, LLC CRD: 151976 | - | 0 | 1 | - | Unknown |
| Genesis Asset Management Group, Inc. CRD: 125350 | - | 0 | 1 | - | Unknown |
| Genesis Asset Management, LLC CRD: 144971 | - | 0 | 0 | - | Unknown |
| Genesis Asset Managers, LLP CRD: 131106 | - | 0 | 0 | - | Unknown |
| Genesis Biocapital Management LLC CRD: 335839 | - | 0 | 1 | - | Unknown |
| Genesis Capital CRD: 170568 | - | 0 | 0 | - | Unknown |
| Genesis Capital Advisors, LLC CRD: 161878 | - | 0 | 0 | - | Unknown |
| Genesis Capital Advisors, LLC CRD: 172302 | - | 0 | 1 | - | Unknown |
| Genesis Capital Corporation CRD: 14813 | - | 0 | 0 | A | INACTIVE |
| Genesis Capital Group LLC CRD: 150035 | - | 0 | 5 | - | Unknown |
| Genesis Capital II Ltd CRD: 308384 | - | 0 | 0 | - | Unknown |
| Genesis Capital III Ltd CRD: 319354 | - | 0 | 0 | - | Unknown |
| Genesis Capital LLC CRD: 126909 | - | 0 | 0 | - | Unknown |
| Genesis Capital Ltd CRD: 308386 | - | 0 | 0 | - | Unknown |
| Genesis Capital Management LLC CRD: 292224 | - | 0 | 1 | - | Unknown |
| Genesis Capital Management, LLC CRD: 281149 | - | 0 | 2 | - | Unknown |
| Genesis Capital Partners LLC CRD: 282034 | - | 0 | 0 | - | Unknown |
| Genesis Capital, LLC CRD: 128801 | GA | 0 | 2 | A | Active |
| Genesis Financial Advisors CRD: 144693 | - | 0 | 0 | - | Unknown |
| Genesis Financial Group, Inc. CRD: 16387 | - | 0 | 0 | A | INACTIVE |
| Genesis Financial Group, LLC CRD: 327996 | - | 0 | 1 | - | Unknown |
| Genesis Fortune Capital Limited CRD: 308387 | - | 0 | 0 | - | Unknown |
| Genesis Fortune Ltd CRD: 305534 | - | 0 | 0 | - | Unknown |
| Genesis Fund GP LLC CRD: 340130 | - | 0 | 1 | - | Unknown |
| Genesis Global Trading, Inc CRD: 136962 | - | 3 | 0 | C | INACTIVE |
| Genesis Holding Group, Ltd. CRD: 30851 | - | 0 | 0 | A | INACTIVE |
| Genesis Investments CRD: 310878 | - | 0 | 1 | - | Unknown |
| Genesis Investors Management LLC CRD: 157309 | - | 0 | 0 | - | Unknown |
| Genesis Marketing Group CRD: 132388 | - | 0 | 2 | - | Unknown |
| Genesis Options Trading, LLC CRD: 116286 | - | 0 | 0 | A | INACTIVE |
| Genesis Park Management LLC CRD: 288082 | - | 0 | 0 | - | Unknown |
| Genesis Securities, LLC CRD: 46992 | - | 10 | 0 | D | INACTIVE |
| Genesis Tech Fund III Management CRD: 339980 | - | 0 | 1 | - | Unknown |
| Genesis Tech Fund Manager, LLC CRD: 330774 | - | 0 | 1 | - | Unknown |
| Genesis Vault Capital Management LLC CRD: 295113 | - | 0 | 0 | - | Unknown |
| Genesis Vault Capital Management LLC CRD: 312201 | - | 0 | 1 | - | Unknown |
| Genesis VC Fund LLC CRD: 339177 | - | 0 | 1 | - | Unknown |
| Genesis Ventures Latam, Inc. CRD: 324063 | - | 0 | 0 | - | Unknown |
| Genesis Wealth Advisors, LLC CRD: 158388 | - | 0 | 6 | - | Unknown |
| Genesis Wealth Management Group, LLC CRD: 159240 | - | 0 | 4 | - | Unknown |
| Genesis Wealth Management, Inc. CRD: 157441 | - | 0 | 2 | - | Unknown |
| Genesis Wealth Planning, LLC CRD: 170039 | - | 0 | 1 | - | Unknown |
| Genesysone Cryptocapital, LLC CRD: 293985 | - | 0 | 0 | - | Unknown |
| Geneva Advisors, LLC CRD: 121629 | - | 0 | 0 | - | Unknown |
| Geneva Capital Corp. CRD: 43747 | - | 1 | 0 | B | INACTIVE |