Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Geneva Capital Management LLC CRD: 105432 | - | 0 | 1 | - | Unknown |
| Geneva Financial Group CRD: 331944 | - | 0 | 1 | - | Unknown |
| Geneva Financial Group LLC CRD: 142899 | - | 0 | 3 | - | Unknown |
| Geneva Fund Partners CRD: 150781 | - | 0 | 0 | - | Unknown |
| Geneva Fund Partners CRD: 340484 | - | 0 | 4 | - | Unknown |
| Geneva Partners, LLC CRD: 130768 | - | 0 | 3 | - | Unknown |
| Geneva Roth Holding Corp CRD: 342550 | - | 0 | 1 | - | Unknown |
| Geneva Securities, LLC CRD: 157474 | - | 0 | 0 | A | INACTIVE |
| Geneva Securities,Inc. CRD: 16178 | - | 2 | 0 | B | INACTIVE |
| Geneva Stock, L.L.C. CRD: 104435 | IL | 4 | 2 | B | Active |
| Geneva Trading LLC CRD: 100740 | - | 11 | 0 | D | INACTIVE |
| Geneva West Capital Management CRD: 168603 | - | 0 | 0 | - | Unknown |
| Geneva, L.L.C. CRD: 41996 | - | 0 | 0 | A | INACTIVE |
| Genevacircle Corporate Solutions LLC CRD: 283220 | - | 0 | 2 | - | Unknown |
| Geneve International Corporation CRD: 18345 | - | 0 | 0 | A | INACTIVE |
| Genex Consulting CRD: 145772 | - | 0 | 0 | - | Unknown |
| Genfi LLC CRD: 156464 | - | 0 | 1 | - | Unknown |
| Genie AI LLC CRD: 322663 | - | 0 | 0 | - | Unknown |
| Genius Ventures CRD: 337376 | - | 0 | 1 | - | Unknown |
| Gennaker Capital LLC CRD: 289969 | - | 0 | 0 | - | Unknown |
| Gennx360 Management Company, LLC CRD: 160331 | - | 0 | 1 | - | Unknown |
| Genoa Ventures, LLC CRD: 300617 | - | 0 | 1 | - | Unknown |
| Genoa Wealth, LLC CRD: 341520 | - | 0 | 6 | - | Unknown |
| Genopp Capital Management LP CRD: 311752 | - | 0 | 1 | - | Unknown |
| Genovese Burford & Brothers Wealth and Retirement … CRD: 105698 | - | 0 | 0 | - | Unknown |
| Genrise Wealth Advisors LLC CRD: 317337 | - | 0 | 1 | - | Unknown |
| Genrock Capital Management, LP CRD: 290265 | - | 0 | 1 | - | Unknown |
| Gensen Asset Management Inc. CRD: 339709 | - | 0 | 0 | - | Unknown |
| Gensphere Private Wealth, LLC CRD: 340872 | - | 0 | 2 | - | Unknown |
| Gensphere Private Wealth, LLC CRD: 338624 | - | 0 | 1 | - | Unknown |
| Genstar Capital CRD: 156932 | - | 0 | 1 | - | Unknown |
| Gentco Trading Group LP CRD: 168655 | - | 0 | 0 | A | INACTIVE |
| Gentco Trading Group, L.P. CRD: 159480 | - | 0 | 0 | A | INACTIVE |
| Genter Advisors LLC CRD: 113916 | - | 0 | 6 | - | Unknown |
| Genter Capital Management CRD: 108618 | - | 0 | 10 | - | Unknown |
| Gentian Financial, Inc. CRD: 174216 | - | 0 | 1 | - | Unknown |
| Gentrust CRD: 158369 | - | 0 | 14 | - | Unknown |
| Gentry Financial CRD: 331696 | - | 0 | 1 | - | Unknown |
| Gentry Private Wealth CRD: 323208 | - | 0 | 1 | - | Unknown |
| Gentry Retirement Planners CRD: 296773 | - | 0 | 0 | - | Unknown |
| Gentry Securities LLC CRD: 155142 | - | 0 | 0 | A | INACTIVE |
| Genui GMBH CRD: 305605 | - | 0 | 0 | - | Unknown |
| Genuine Wealth Advisors, LLC CRD: 313842 | - | 0 | 1 | - | Unknown |
| Genuine Wealth Management CRD: 175003 | - | 0 | 0 | - | Unknown |
| Genuine Wealth Solutions CRD: 328234 | - | 0 | 1 | - | Unknown |
| Genuity Capital Markets USA Corp. CRD: 135674 | - | 0 | 0 | A | INACTIVE |
| Genus Capital, LLC CRD: 297381 | - | 0 | 0 | - | Unknown |
| Genus Center LLC CRD: 291863 | - | 0 | 0 | - | Unknown |
| Genwealth Financial Advisors, LLC CRD: 144979 | - | 0 | 0 | - | Unknown |
| Genysys Asset Management LLC CRD: 327171 | - | 0 | 0 | - | Unknown |