Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GEO Capital CRD: 322902 | - | 0 | 0 | - | Unknown |
| GEO Securities Corp. CRD: 10366 | - | 0 | 0 | A | INACTIVE |
| GEO Securities, Inc. CRD: 44830 | - | 5 | 0 | C | INACTIVE |
| GEO. E Snyder & Co CRD: 35096 | - | 0 | 0 | A | INACTIVE |
| GEO. W. Clarke & Associates, Inc. CRD: 6178 | - | 0 | 0 | A | INACTIVE |
| Geocapital LLC CRD: 110827 | - | 0 | 0 | - | Unknown |
| Geocapital Partners LLC CRD: 162695 | - | 0 | 0 | - | Unknown |
| Geocapital Securities, Inc. CRD: 31307 | - | 0 | 0 | A | INACTIVE |
| Geocom Management, LLC CRD: 285910 | - | 0 | 0 | - | Unknown |
| Geode Capital Management LP CRD: 132365 | - | 0 | 0 | - | Unknown |
| Geode Capital Management, LLC CRD: 115504 | - | 0 | 1 | - | Unknown |
| Geodesic Investments, L.L.C CRD: 269936 | - | 0 | 1 | - | Unknown |
| Geodyne Securities, Inc. CRD: 17923 | - | 0 | 0 | A | INACTIVE |
| Geoffrey Richards Securities Corp. CRD: 120007 | - | 2 | 0 | B | INACTIVE |
| Geoffrey Scott Gummersall CRD: 127184 | - | 0 | 0 | A | INACTIVE |
| Geoffry H. Oshman, CFP CRD: 114278 | - | 0 | 2 | - | Unknown |
| Geofin Inc. CRD: 104459 | - | 0 | 0 | A | INACTIVE |
| Geologic Resource Partners LLC CRD: 139723 | - | 0 | 0 | - | Unknown |
| Geomatrix CRD: 290058 | - | 0 | 0 | - | Unknown |
| Geometric Management Ltd. CRD: 314647 | - | 0 | 0 | - | Unknown |
| Geometric Wealth Advisors, LLC CRD: 171670 | - | 0 | 12 | - | Unknown |
| Geometry Research Manager, LLC CRD: 324118 | - | 0 | 1 | - | Unknown |
| Geordan Capital Management LLC CRD: 105887 | - | 0 | 0 | - | Unknown |
| George C. Mcclintock, LLC CRD: 143415 | - | 0 | 1 | - | Unknown |
| George Capital Advisors LLC CRD: 284718 | - | 0 | 0 | - | Unknown |
| George Church Fund, LLC CRD: 322943 | - | 0 | 0 | - | Unknown |
| George D. Landsman Co. CRD: 6184 | - | 0 | 0 | A | INACTIVE |
| George E. Buisson B/D Inc. CRD: 16047 | - | 0 | 0 | A | INACTIVE |
| George E. Dullnig & Co. CRD: 1690 | - | 5 | 0 | C | INACTIVE |
| George Edward Russell DBA Russell and Company CRD: 121914 | - | 0 | 1 | - | Unknown |
| George Financial Services CRD: 319091 | - | 0 | 1 | - | Unknown |
| George Francis Kemble CRD: 2416 | - | 0 | 0 | A | INACTIVE |
| George Hill Asset Management, LLC CRD: 284489 | - | 0 | 2 | - | Unknown |
| George J. Appel CRD: 121081 | - | 0 | 1 | - | Unknown |
| George K. Baum & Company CRD: 36354 | - | 3 | 0 | C | INACTIVE |
| George K. Baum Capital Advisors, Inc. CRD: 158813 | - | 0 | 0 | A | INACTIVE |
| George M Parker CRD: 144867 | - | 0 | 0 | - | Unknown |
| George M. Hiller Companies, LLC CRD: 112409 | - | 0 | 6 | - | Unknown |
| George M. Wood & Company, Inc. CRD: 3799 | - | 0 | 0 | A | INACTIVE |
| George Mckelvey Co., Inc. CRD: 2733 | - | 7 | 0 | D | INACTIVE |
| George P. Anastos, CPA CRD: 129332 | - | 0 | 0 | - | Unknown |
| George Papadopoulos, CPA/PFS,CFP CRD: 121985 | - | 0 | 2 | - | Unknown |
| George R. Fairweather Securities, Inc. CRD: 10122 | - | 0 | 0 | A | INACTIVE |
| George R. Pierce & Associates, LLC CRD: 111515 | - | 0 | 0 | - | Unknown |
| George Stanley Rieg, VI CRD: 144013 | - | 0 | 0 | - | Unknown |
| George Stanley Setlin Financial, Inc. CRD: 13303 | - | 0 | 0 | A | INACTIVE |
| George W. Laub & Associates, LLC CRD: 105131 | - | 0 | 0 | - | Unknown |
| George Weiss & Company LLC CRD: 41526 | - | 0 | 0 | A | INACTIVE |
| George Weiss Associates, Inc. CRD: 7683 | - | 1 | 0 | B | INACTIVE |
| George, Morgan & Sneed, P.C. CRD: 329356 | - | 0 | 2 | - | Unknown |