Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Georgetown Wealth Management LLC CRD: 307371 | - | 0 | 0 | - | Unknown |
| Georgia Advisory Group LLC CRD: 306815 | - | 0 | 1 | - | Unknown |
| Georgia Specialty Finance Corporation CRD: 153578 | - | 0 | 1 | - | Unknown |
| Georgia Wealth Advisors, LLC CRD: 148327 | - | 0 | 0 | - | Unknown |
| Georgia Wealth Partners, LLC CRD: 314602 | - | 0 | 2 | - | Unknown |
| Georgian Partners Growth L.P. CRD: 283132 | - | 0 | 0 | - | Unknown |
| Georgina Asset Management LLC CRD: 107949 | - | 0 | 0 | - | Unknown |
| Geotech Securities, Corp. CRD: 19171 | - | 0 | 0 | A | INACTIVE |
| Geovest Advisors Inc CRD: 105906 | - | 0 | 1 | - | Unknown |
| Geowealth Management LLC CRD: 148222 | - | 0 | 12 | - | Unknown |
| Gerald Baker Financial Group, L.L.C.DBA Baker Fina… CRD: 112248 | - | 0 | 1 | - | Unknown |
| Gerald Butrimovitz Wealth Advisory CRD: 112015 | - | 0 | 1 | - | Unknown |
| Gerald Financial Corp. CRD: 22533 | - | 0 | 0 | A | INACTIVE |
| Gerald H. Carnes, JR, MBA, CPA CRD: 123115 | - | 0 | 0 | - | Unknown |
| Gerald L. Delon, PHD CRD: 126137 | - | 0 | 2 | - | Unknown |
| Gerald L. RAY & Associates, Ltd. CRD: 110274 | - | 0 | 0 | - | Unknown |
| Gerald Michael Materne CRD: 154298 | - | 0 | 0 | - | Unknown |
| Gerald O. Summers, LLC CRD: 145620 | - | 0 | 0 | - | Unknown |
| Gerald Peter Mikitka DBA/CDI Financial Advisors CRD: 123476 | - | 0 | 0 | - | Unknown |
| Gerald S. Berger, Inc. CRD: 13407 | - | 1 | 0 | B | INACTIVE |
| Gerard a. Siciliano Corp. CRD: 38703 | - | 0 | 0 | A | INACTIVE |
| Gerard Asset Management, L.L.C. CRD: 116191 | - | 0 | 2 | - | Unknown |
| Gerard Asset Management, Ltd. CRD: 38097 | - | 2 | 0 | B | INACTIVE |
| Gerard J. Cullen, SP CRD: 127034 | - | 0 | 0 | A | INACTIVE |
| Gerard K. Moore, LLC CRD: 147226 | - | 0 | 0 | - | Unknown |
| Gerard Wealth Management CRD: 145745 | - | 0 | 0 | - | Unknown |
| Gerber Asset Management, L.L.C. CRD: 42959 | - | 1 | 0 | B | INACTIVE |
| Gerber Kawasaki Wealth & Investment Management CRD: 153649 | - | 0 | 3 | - | Unknown |
| Gerber Wealth, LLC CRD: 298164 | - | 0 | 1 | - | Unknown |
| Gerber, Kelly & Co. L.L.C. CRD: 126675 | - | 0 | 0 | A | INACTIVE |
| Gerber, LLC CRD: 120039 | - | 0 | 2 | - | Unknown |
| Gerber, Stuart B. CRD: 120461 | - | 0 | 0 | - | Unknown |
| Gerber/Taylor Associates LLC CRD: 108330 | - | 0 | 0 | - | Unknown |
| Gerber/Taylor Management LLC CRD: 109319 | - | 0 | 2 | - | Unknown |
| Gerbro Securities, Inc. CRD: 1989 | - | 2 | 0 | B | INACTIVE |
| Gerchen Capital Partners CRD: 316524 | - | 0 | 1 | - | Unknown |
| Gerdes Energy Research LLC CRD: 323631 | - | 0 | 1 | - | Unknown |
| Geremia Financial Services, LLC CRD: 156504 | - | 0 | 1 | - | Unknown |
| Gerken Capital Associates CRD: 28615 | - | 0 | 0 | A | INACTIVE |
| German Wealth CRD: 172493 | - | 0 | 1 | - | Unknown |
| German, Frederick JAY CRD: 122275 | - | 0 | 0 | A | INACTIVE |
| Germana Capital LLC CRD: 321214 | - | 0 | 1 | - | Unknown |
| Germania Securities, Inc. CRD: 16457 | - | 0 | 0 | A | INACTIVE |
| Germano Municipals Corp. CRD: 24960 | - | 1 | 0 | B | INACTIVE |
| Geronimo LLC CRD: 111357 | - | 1 | 0 | B | INACTIVE |
| Gerring Capital Partners LLC CRD: 134423 | - | 0 | 0 | - | Unknown |
| Gerrish Financial LLC CRD: 166711 | - | 0 | 0 | - | Unknown |
| Gerritz Wealth Management, Inc. CRD: 152716 | - | 0 | 1 | - | Unknown |
| Gerry Dransfeldt RIA, Inc CRD: 130636 | - | 0 | 2 | - | Unknown |
| Gerry Finnegan, CFP CRD: 114344 | - | 0 | 0 | - | Unknown |