Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gerson Investment Management CRD: 107451 | - | 0 | 0 | - | Unknown |
| Gerson Lehrman Group Brokerage Services LLC CRD: 111566 | - | 0 | 0 | A | INACTIVE |
| Gerson Wealth Management, LLC CRD: 147424 | - | 0 | 1 | - | Unknown |
| Gerson, Horowitz, Green Securities Corp. CRD: 2233 | - | 0 | 0 | A | INACTIVE |
| Gerst Capital, LLC CRD: 145447 | - | 0 | 0 | - | Unknown |
| Gerstein Fisher CRD: 118551 | - | 0 | 0 | - | Unknown |
| Gerstemeier Financial Group,LLC CRD: 127052 | - | 0 | 3 | - | Unknown |
| Gersten Securities Corporation CRD: 10165 | - | 0 | 0 | A | INACTIVE |
| Gervais Capital Management, LLC CRD: 299347 | - | 0 | 1 | - | Unknown |
| Gerwick Financial Services Inc. CRD: 28032 | - | 0 | 0 | A | INACTIVE |
| Gerwin Group, Inc. CRD: 23199 | - | 4 | 0 | C | INACTIVE |
| Gesar Capital Management CRD: 153043 | - | 0 | 2 | - | Unknown |
| Gesd Capital Partners, LLC CRD: 157128 | - | 0 | 0 | - | Unknown |
| Geshem Partners CRD: 323499 | - | 0 | 1 | - | Unknown |
| Gessner Wealth Strategies LLC CRD: 282667 | - | 0 | 1 | - | Unknown |
| GET Financially FIT & Equestrian Financial CRD: 168525 | - | 0 | 0 | - | Unknown |
| GET Rich Slowly LLC CRD: 325584 | - | 0 | 1 | - | Unknown |
| Getco Execution Services LLC CRD: 145021 | - | 3 | 0 | C | INACTIVE |
| Getco Securities, LLC CRD: 151233 | - | 1 | 0 | B | INACTIVE |
| Getek, Richard J CRD: 139031 | - | 0 | 0 | - | Unknown |
| Getman Financial Planning CRD: 149661 | - | 0 | 0 | - | Unknown |
| Gettings Busch Wealth Management CRD: 306757 | - | 0 | 6 | - | Unknown |
| Gettins Financial Group, Inc. CRD: 10860 | - | 0 | 0 | A | INACTIVE |
| Gevers Wealth Management CRD: 340092 | - | 0 | 1 | - | Unknown |
| Gewirtzman, Brett Philip CRD: 172676 | - | 0 | 0 | - | Unknown |
| GEX LLC CRD: 338794 | - | 0 | 1 | - | Unknown |
| Geyer Investment Advisors CRD: 135313 | - | 0 | 0 | - | Unknown |
| GF Capital Asset Advisors, LLC CRD: 160144 | - | 0 | 1 | - | Unknown |
| GF International CRD: 170990 | - | 0 | 0 | - | Unknown |
| GFA Securities, LLC CRD: 128568 | - | 0 | 0 | A | INACTIVE |
| GFC Advisers LLC CRD: 118958 | - | 0 | 0 | - | Unknown |
| GFC Financial Management CRD: 137397 | - | 0 | 0 | - | Unknown |
| GFC Securities Corporation CRD: 10665 | - | 0 | 0 | A | INACTIVE |
| GFCM Securities, LLC CRD: 120672 | - | 0 | 0 | A | INACTIVE |
| Gfcpa Financial Services,LLC CRD: 125598 | - | 0 | 0 | - | Unknown |
| GFG Alternative Investment Advisors LLC CRD: 160435 | - | 0 | 1 | - | Unknown |
| GFG Asset Management LLC CRD: 144694 | - | 0 | 0 | - | Unknown |
| GFG Capital CRD: 128059 | - | 0 | 1 | - | Unknown |
| GFG Securities, LLC CRD: 132602 | FL | 0 | 2 | A | Active |
| GFG Solutions CRD: 328988 | - | 0 | 2 | - | Unknown |
| GFG Solutions CRD: 331977 | - | 0 | 2 | - | Unknown |
| GFI Investment Counsel CRD: 332720 | - | 0 | 0 | - | Unknown |
| GFI Securities LLC CRD: 19982 | NY | 30 | 11 | C | Active |
| GFM Group Limited CRD: 282197 | - | 0 | 0 | - | Unknown |
| GFM Securities LLC CRD: 166315 | - | 0 | 0 | A | INACTIVE |
| GFN Capital Management CRD: 139403 | - | 0 | 1 | - | Unknown |
| GFN.COM Securities, Inc. CRD: 104037 | - | 1 | 0 | B | INACTIVE |
| GFO Advisory Services, LLC CRD: 109278 | - | 0 | 1 | - | Unknown |
| GFO Asset Management, LLC CRD: 311874 | - | 0 | 1 | - | Unknown |
| Gfong Associates, Inc. CRD: 7802 | - | 0 | 0 | A | INACTIVE |