Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GFP Broker-Dealer, Inc. CRD: 104441 | - | 0 | 0 | A | INACTIVE |
| GFP Investment Services, Inc. CRD: 173093 | - | 0 | 0 | - | Unknown |
| GFP Private Wealth CRD: 110031 | - | 0 | 19 | - | Unknown |
| GFP Wealth Management CRD: 133566 | - | 0 | 1 | - | Unknown |
| GFQ Capital LP CRD: 297394 | - | 0 | 0 | - | Unknown |
| GFS Advisors LLC CRD: 143110 | - | 0 | 1 | - | Unknown |
| GFS Financial Advisors, LLC CRD: 156252 | - | 0 | 1 | - | Unknown |
| GFS Private Wealth CRD: 164467 | - | 0 | 0 | - | Unknown |
| GFT Ventures CRD: 314508 | - | 0 | 1 | - | Unknown |
| GFVP Management CRD: 316662 | - | 0 | 1 | - | Unknown |
| GG Capital CRD: 316568 | - | 0 | 0 | - | Unknown |
| GG Management Company, LLC CRD: 324980 | - | 0 | 1 | - | Unknown |
| GG Securities Corp. CRD: 138993 | - | 0 | 0 | A | INACTIVE |
| Ggcfo Advisors CRD: 170018 | - | 0 | 2 | - | Unknown |
| Gget, LLC. CRD: 107899 | - | 0 | 0 | A | INACTIVE |
| GGM Financial LLC CRD: 327008 | - | 0 | 2 | - | Unknown |
| GGM Wealth Advisors CRD: 111509 | - | 0 | 0 | - | Unknown |
| GGP Management, L.P. CRD: 310340 | - | 0 | 1 | - | Unknown |
| GGT3 Ventures Management, LLC CRD: 318900 | - | 0 | 1 | - | Unknown |
| GGV Capital LLC CRD: 288013 | - | 0 | 0 | - | Unknown |
| GH Hastings Associates LLC CRD: 137871 | - | 0 | 0 | A | INACTIVE |
| GH Private Wealth Management, Inc. CRD: 172033 | - | 0 | 1 | - | Unknown |
| GH Traders LLC CRD: 36665 | - | 2 | 0 | B | INACTIVE |
| GH&J Investment Advisory Services, LLC CRD: 145524 | - | 0 | 1 | - | Unknown |
| GHA, L.L.C. CRD: 41581 | - | 0 | 0 | A | INACTIVE |
| GHC Partners Management, LLC CRD: 315395 | - | 0 | 1 | - | Unknown |
| GHCM UK, Ltd. CRD: 283987 | - | 0 | 0 | - | Unknown |
| GHI Programs, Inc. CRD: 13933 | - | 0 | 0 | A | INACTIVE |
| GHI,Inc CRD: 169333 | - | 0 | 0 | - | Unknown |
| Ghic Advisors, LLC CRD: 330225 | - | 0 | 1 | - | Unknown |
| Ghisallo Capital Management LLC CRD: 309856 | - | 0 | 1 | - | Unknown |
| GHK Capital Partners LP CRD: 306914 | - | 0 | 1 | - | Unknown |
| GHM, Inc. CRD: 33294 | - | 0 | 0 | A | INACTIVE |
| GHO Capital Management Limited CRD: 281872 | - | 0 | 0 | - | Unknown |
| Ghost Strategies LLC CRD: 329834 | - | 0 | 2 | - | Unknown |
| Ghost Tree Capital CRD: 167435 | - | 0 | 0 | - | Unknown |
| GHP Advisors, LLC CRD: 163840 | - | 0 | 0 | - | Unknown |
| GHP Investment Advisors Inc CRD: 107563 | - | 0 | 1 | - | Unknown |
| GHP Russia Real Estate Adviser Holdings Limited CRD: 163141 | - | 0 | 0 | - | Unknown |
| GHP Securities LLC CRD: 336336 | NY | 0 | 1 | A | Active |
| GHS Trading LLC CRD: 158195 | - | 0 | 0 | A | INACTIVE |
| GHVP Manco, LLC CRD: 339805 | - | 0 | 0 | - | Unknown |
| GHW Ventures LLC CRD: 342644 | - | 0 | 1 | - | Unknown |
| GI Brokerage, Inc. CRD: 120722 | - | 0 | 0 | A | INACTIVE |
| GI Partners CRD: 161573 | - | 0 | 1 | - | Unknown |
| GI Partners UK Limited CRD: 161574 | - | 0 | 0 | - | Unknown |
| GIA Capital Partners, LLC CRD: 285627 | - | 0 | 0 | - | Unknown |
| GIA Investment Advisors LLC CRD: 120300 | - | 0 | 0 | - | Unknown |
| GIA Partners, LLC. CRD: 151207 | - | 0 | 1 | - | Unknown |
| Gian Advisors, LLC CRD: 158710 | - | 0 | 0 | - | Unknown |